The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 564,841 | 2,912 | SH | DFND | 0 | 0 | 2,912 | |||
DONALDSON INC | COM | 257651109 | 286,483 | 4,583 | SH | DFND | 0 | 0 | 4,583 | |||
FS KKR CAP CORP | COM | 302635206 | 220,589 | 11,501 | SH | DFND | 0 | 0 | 11,501 | |||
ISHARES TR | MBS ETF | 464288588 | 758,431 | 8,132 | SH | DFND | 0 | 0 | 8,132 | |||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 3,978,123 | 90,825 | SH | DFND | 0 | 0 | 90,825 | |||
US BANCORP DEL | COM NEW | 902973304 | 305,653 | 9,251 | SH | DFND | 0 | 0 | 9,251 | |||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 3,788,111 | 9,301 | SH | DFND | 0 | 0 | 9,301 | |||
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 12,640 | 1,325 | SH | DFND | 0 | 0 | 1,325 | |||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 1,967,715 | 10,146 | SH | DFND | 0 | 0 | 10,146 | |||
ARES CAPITAL CORP | COM | 04010L103 | 3,016,490 | 160,537 | SH | DFND | 0 | 0 | 160,537 | |||
BLACKSTONE SECD LENDING FD | COMMON STOCK | 09261X102 | 216,336 | 7,907 | SH | DFND | 0 | 0 | 7,907 | |||
CARDINAL HEALTH INC | COM | 14149Y108 | 963,385 | 10,187 | SH | DFND | 0 | 0 | 10,187 | |||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,423,224 | 12,491 | SH | DFND | 0 | 0 | 12,491 | |||
ETF SER SOLUTIONS | NETLEASE CORP | 26922A248 | 1,933,719 | 79,741 | SH | DFND | 0 | 0 | 79,741 | |||
FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 30290Y101 | 79,187 | 16,671 | SH | DFND | 0 | 0 | 16,671 | |||
FIRST TR EXCHANGE-TRADED FD | NAT GAS ETF | 33733E807 | 3,841,595 | 165,017 | SH | DFND | 0 | 0 | 165,017 | |||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 1,896,525 | 24,974 | SH | DFND | 0 | 0 | 24,974 | |||
FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 | 3,670,432 | 81,025 | SH | DFND | 0 | 0 | 81,025 | |||
FIRST TR EXCHANGE-TRADED FD | DORSEYWRGT ETF | 33738R712 | 2,364,845 | 91,448 | SH | DFND | 0 | 0 | 91,448 | |||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 2,503,490 | 324,707 | SH | DFND | 0 | 0 | 324,707 | |||
FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 33739P103 | 2,444,599 | 46,308 | SH | DFND | 0 | 0 | 46,308 | |||
FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST US | 33740F482 | 960,972 | 30,224 | SH | DFND | 0 | 0 | 30,224 | |||
FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST BFR | 33740F623 | 3,405,042 | 91,558 | SH | DFND | 0 | 0 | 91,558 | |||
FIRST TR EXCHNG TRADED FD VI | US EQT BUFFER | 33740F763 | 263,787 | 6,622 | SH | DFND | 0 | 0 | 6,622 | |||
GLOBAL X FDS | S&P 500 COVERED | 37954Y475 | 1,960,342 | 47,755 | SH | DFND | 0 | 0 | 47,755 | |||
INVESCO EXCHANGE TRADED FD T | S&P500 BUY WRT | 46137V399 | 2,290,150 | 103,533 | SH | DFND | 0 | 0 | 103,533 | |||
INVESCO EXCHANGE TRADED FD T | DYNMC ENRG EXP | 46137V761 | 2,965,370 | 106,553 | SH | DFND | 0 | 0 | 106,553 | |||
INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 | 1,955,332 | 86,138 | SH | DFND | 0 | 0 | 86,138 | |||
INVESCO EXCHANGE-TRADED FD T | KBW PREM YIELD | 46138E594 | 1,694,813 | 94,366 | SH | DFND | 0 | 0 | 94,366 | |||
INVESCO EXCHANGE-TRADED FD T | FNDMNTL HY CRP | 46138E719 | 4,373,583 | 250,205 | SH | DFND | 0 | 0 | 250,205 | |||
POWERSHARES DB MULTI-SECTOR | ENERGY FD | 46140H304 | 2,436,449 | 123,076 | SH | DFND | 0 | 0 | 123,076 | |||
ISHARES S&P GSCI COMMODITY I | UNIT BEN INT | 46428R107 | 1,929,451 | 98,997 | SH | DFND | 0 | 0 | 98,997 | |||
ISHARES TR | US TREAS BD ETF | 46429B267 | 4,669,585 | 203,912 | SH | DFND | 0 | 0 | 203,912 | |||
ISHARES U S ETF TR | COMMOD SEL STG | 46431W853 | 1,461,011 | 56,236 | SH | DFND | 0 | 0 | 56,236 | |||
ISHARES TR | CONV BD ETF | 46435G102 | 683,269 | 8,948 | SH | DFND | 0 | 0 | 8,948 | |||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 403,978 | 8,057 | SH | DFND | 0 | 0 | 8,057 | |||
JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 | 3,926,283 | 82,157 | SH | DFND | 0 | 0 | 82,157 | |||
MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 864,817 | 15,056 | SH | DFND | 0 | 0 | 15,056 | |||
NETFLIX INC | COM | 64110L106 | 1,059,379 | 2,405 | SH | DFND | 0 | 0 | 2,405 | |||
PACER FDS TR | SWAN SOS MODERAT | 69374H519 | 2,123,328 | 90,344 | SH | DFND | 0 | 0 | 90,344 | |||
PACER FDS TR | SWAN SOS MOD JAN | 69374H550 | 802,994 | 32,840 | SH | DFND | 0 | 0 | 32,840 | |||
PACER FDS TR | BNCHMRK INDSTR | 69374H766 | 1,811,549 | 46,292 | SH | DFND | 0 | 0 | 46,292 | |||
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 2,018,244 | 21,530 | SH | DFND | 0 | 0 | 21,530 | |||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 460,392 | 4,615 | SH | DFND | 0 | 0 | 4,615 | |||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 2,322,656 | 123,875 | SH | DFND | 0 | 0 | 123,875 | |||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 29,052,060 | 65,539 | SH | DFND | 0 | 0 | 65,539 | |||
SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 3,055,417 | 66,451 | SH | DFND | 0 | 0 | 66,451 | |||
SPDR SER TR | PORTFOLIO S&P400 | 78464A847 | 8,875,957 | 193,418 | SH | DFND | 0 | 0 | 193,418 | |||
SSGA ACTIVE ETF TR | BLKSTN GSOSRLN | 78467V608 | 1,176,547 | 28,100 | SH | DFND | 0 | 0 | 28,100 | |||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 5,062,201 | 55,006 | SH | DFND | 0 | 0 | 55,006 | |||
SPDR SER TR | SPDR BLOOMBERG | 78468R663 | 2,134,117 | 23,242 | SH | DFND | 0 | 0 | 23,242 | |||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 19,182,272 | 144,521 | SH | DFND | 0 | 0 | 144,521 | |||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 9,643,435 | 130,018 | SH | DFND | 0 | 0 | 130,018 | |||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 7,942,184 | 46,771 | SH | DFND | 0 | 0 | 46,771 | |||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 6,030,203 | 56,189 | SH | DFND | 0 | 0 | 56,189 | |||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 20,388,910 | 117,272 | SH | DFND | 0 | 0 | 117,272 | |||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 9,887,994 | 151,936 | SH | DFND | 0 | 0 | 151,936 | |||
TESLA INC | COM | 88160R101 | 223,813 | 855 | SH | DFND | 0 | 0 | 855 | |||
TEUCRIUM COMMODITY TR | CORN FD SHS | 88166A102 | 2,007,795 | 90,482 | SH | DFND | 0 | 0 | 90,482 | |||
TWO RDS SHARED TR | ANFIELD CAP DI | 90213U115 | 1,547,521 | 182,061 | SH | DFND | 0 | 0 | 182,061 | |||
TWO RDS SHARED TR | REGENTS PK HDGD | 90214Q642 | 680,228 | 76,523 | SH | DFND | 0 | 0 | 76,523 | |||
TWO RDS SHARED TR | ANFIELD DYNAMIC | 90214Q725 | 2,412,296 | 285,310 | SH | DFND | 0 | 0 | 285,310 | |||
TWO RDS SHARED TR | ANFIELD US EQU | 90214Q733 | 12,609,387 | 986,650 | SH | DFND | 0 | 0 | 986,650 | |||
VANECK VECTORS ETF TR | BDC INCOME ETF | 92189F411 | 2,164,531 | 140,920 | SH | DFND | 0 | 0 | 140,920 | |||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 916,373 | 2,604 | SH | DFND | 0 | 0 | 2,604 | |||
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 1,163,651 | 11,217 | SH | DFND | 0 | 0 | 11,217 |