0001602020-23-000003.txt : 20230516 0001602020-23-000003.hdr.sgml : 20230516 20230516163541 ACCESSION NUMBER: 0001602020-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230516 DATE AS OF CHANGE: 20230516 EFFECTIVENESS DATE: 20230516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Anfield Capital Management, LLC CENTRAL INDEX KEY: 0001602020 IRS NUMBER: 274782738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-18040 FILM NUMBER: 23928153 BUSINESS ADDRESS: STREET 1: 4041 MACARTHUR BOULEVARD, SUITE 155 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-891-0600 MAIL ADDRESS: STREET 1: 4041 MACARTHUR BOULEVARD, SUITE 155 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR/A 1 primary_doc.xml X0202 13F-HR/A LIVE false false false 0001602020 XXXXXXXX 03-31-2023 03-31-2023 true 1 RESTATEMENT Anfield Capital Management, LLC

4041 MACARTHUR BOULEVARD, SUITE 155 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-18040 000165211 801-77714 N Jon Wieman 949-891-0600 Jon Wieman Redondo Beach CA 05-16-2023 0 68 216213670 false INFORMATION TABLE 2 Anfield13F_03312023.xml APPLE INC COM 037833100 447044 2711 SH DFND 0 0 2711 DONALDSON INC COM 257651109 299453 4583 SH DFND 0 0 4583 FS KKR CAP CORP COM 302635206 212769 11501 SH DFND 0 0 11501 ISHARES TR RESIDNL REAL EST 464288562 269839 3821 SH DFND 0 0 3821 ISHARES TR MBS ETF 464288588 770344 8132 SH DFND 0 0 8132 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 3845868 91721 SH DFND 0 0 91721 US BANCORP DEL COM NEW 902973304 333499 9251 SH DFND 0 0 9251 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3583195 9528 SH DFND 0 0 9528 ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 12129 1300 SH DFND 0 0 1300 AMERICAN TOWER CORP NEW COM 03027X100 2096732 10261 SH DFND 0 0 10261 ARES CAPITAL CORP COM 04010L103 2606088 142604 SH DFND 0 0 142604 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 352386 14135 SH DFND 0 0 14135 CENTERPOINT ENERGY INC COM 15189T107 377824 12825 SH DFND 0 0 12825 CROWN CASTLE INTL CORP NEW COM 22822V101 1765617 13192 SH DFND 0 0 13192 ETF SER SOLUTIONS NETLEASE CORP 26922A248 2084781 83116 SH DFND 0 0 83116 ENPHASE ENERGY INC COM 29355A107 270420 1286 SH DFND 0 0 1286 EXELON CORP COM 30161N101 395064 9431 SH DFND 0 0 9431 EXXON MOBIL CORP COM 30231G102 432828 3947 SH DFND 0 0 3947 FS CREDIT OPPORTUNITIES CORP COMMON STOCK 30290Y101 49346 11114 SH DFND 0 0 11114 FIRST TR EXCHANGE-TRADED FD NAT GAS ETF 33733E807 3360547 149225 SH DFND 0 0 149225 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1511538 22594 SH DFND 0 0 22594 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 3072067 67906 SH DFND 0 0 67906 FIRST TR EXCHANGE-TRADED FD DORSEYWRGT ETF 33738R712 2057047 82712 SH DFND 0 0 82712 FIRST TR MLP & ENERGY INCOME COM 33739B104 2211474 289460 SH DFND 0 0 289460 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 2128126 41884 SH DFND 0 0 41884 FIRST TR EXCHNG TRADED FD VI FT CBOE VEST BFR 33740F623 3193094 91558 SH DFND 0 0 91558 FIRST TR EXCHNG TRADED FD VI US EQT BUFFER 33740F763 247530 6622 SH DFND 0 0 6622 GLOBAL X FDS S&P 500 COVERED 37954Y475 1749235 43191 SH DFND 0 0 43191 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 1984765 93621 SH DFND 0 0 93621 INVESCO EXCHANGE TRADED FD T DYNMC ENRG EXP 46137V761 2600783 96361 SH DFND 0 0 96361 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 1849488 77906 SH DFND 0 0 77906 INVESCO EXCHANGE-TRADED FD T KBW PREM YIELD 46138E594 1819730 99006 SH DFND 0 0 99006 INVESCO EXCHANGE-TRADED FD T FNDMNTL HY CRP 46138E719 4115427 235033 SH DFND 0 0 235033 POWERSHARES DB MULTI-SECTOR ENERGY FD 46140H304 2286920 111316 SH DFND 0 0 111316 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 1801403 89533 SH DFND 0 0 89533 ISHARES TR US TREAS BD ETF 46429B267 4015608 171754 SH DFND 0 0 171754 ISHARES U S ETF TR COMMOD SEL STG 46431W853 1374745 50860 SH DFND 0 0 50860 ISHARES TR CONV BD ETF 46435G102 526349 7248 SH DFND 0 0 7248 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 402107 7991 SH DFND 0 0 7991 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 3533929 74009 SH DFND 0 0 74009 MARATHON PETE CORP COM 56585A102 470287 3488 SH DFND 0 0 3488 MCKESSON CORP COM 58155Q103 377056 1059 SH DFND 0 0 1059 NEUBERGER BERMAN REAL ESTATE COM 64190A103 241672 78465 SH DFND 0 0 78465 PACER FDS TR SWAN SOS MOD JAN 69374H550 781607 33740 SH DFND 0 0 33740 PACER FDS TR BNCHMRK INDSTR 69374H766 2000417 49393 SH DFND 0 0 49393 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 2042874 21530 SH DFND 0 0 21530 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 456749 4602 SH DFND 0 0 4602 PIMCO DYNAMIC INCOME FD SHS 72201Y101 2018798 112031 SH DFND 0 0 112031 SPDR S&P 500 ETF TR TR UNIT 78462F103 23187621 56639 SH DFND 0 0 56639 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 3031289 67512 SH DFND 0 0 67512 SPDR SER TR PORTFOLIO S&P400 78464A847 8565883 194945 SH DFND 0 0 194945 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 1165026 28100 SH DFND 0 0 28100 SPDR SER TR BLOOMBERG BRCLYS 78468R622 4783664 51537 SH DFND 0 0 51537 SPDR SER TR SPDR BLOOMBERG 78468R663 2194398 23899 SH DFND 0 0 23899 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 21195061 163719 SH DFND 0 0 163719 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 14775097 197766 SH DFND 0 0 197766 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 7483430 50043 SH DFND 0 0 50043 SELECT SECTOR SPDR TR ENERGY 81369Y506 9259151 111785 SH DFND 0 0 111785 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 7345971 72603 SH DFND 0 0 72603 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 12922076 85571 SH DFND 0 0 85571 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4867452 71908 SH DFND 0 0 71908 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 2064570 81830 SH DFND 0 0 81830 TWO RDS SHARED TR ANFIELD CAP DI 90213U115 1656394 198133 SH DFND 0 0 198133 TWO RDS SHARED TR REGENTS PK HDGD 90214Q642 662023 78625 SH DFND 0 0 78625 TWO RDS SHARED TR ANFIELD DYNAMIC 90214Q725 2197703 257493 SH DFND 0 0 257493 TWO RDS SHARED TR ANFIELD US EQU 90214Q733 12190358 1014173 SH DFND 0 0 1014173 UNITEDHEALTH GROUP INC COM 91324P102 339792 719 SH DFND 0 0 719 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 1890113 127452 SH DFND 0 0 127452