0001602020-22-000003.txt : 20220513
0001602020-22-000003.hdr.sgml : 20220513
20220513114725
ACCESSION NUMBER: 0001602020-22-000003
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220513
DATE AS OF CHANGE: 20220513
EFFECTIVENESS DATE: 20220513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anfield Capital Management, LLC
CENTRAL INDEX KEY: 0001602020
IRS NUMBER: 274782738
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18040
FILM NUMBER: 22921144
BUSINESS ADDRESS:
STREET 1: 4041 MACARTHUR BOULEVARD, SUITE 155
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 949-891-0600
MAIL ADDRESS:
STREET 1: 4041 MACARTHUR BOULEVARD, SUITE 155
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
true
0001602020
XXXXXXXX
03-31-2022
03-31-2022
true
1
RESTATEMENT
Anfield Capital Management, LLC
4041 MACARTHUR BOULEVARD, SUITE 155
NEWPORT BEACH
CA
92660
13F HOLDINGS REPORT
028-18040
N
Jon Wieman
Chief Compliance Officer
949-891-0600
Jon Wieman
Redondo Beach
CA
05-13-2022
0
96
273481
false
INFORMATION TABLE
2
Anfield13F_03312022.xml
ABBVIE INC
COM
00287Y109
488
3011
SH
DFND
0
0
3011
ADVISORS INNER CIRCLE FD III
RAYLIANT QUANTAM
00774Q197
746
33237
SH
DFND
0
0
33237
AMERICAN INTL GROUP INC
COM NEW
026874784
203
3241
SH
DFND
0
0
3241
APPLE INC
COM
037833100
344
1972
SH
DFND
0
0
1972
ARCUS BIOSCIENCES INC
COM
03969F109
254
8041
SH
DFND
0
0
8041
BLACKROCK INCOME TR INC
COM
09247F100
59
11455
SH
DFND
0
0
11455
FIRST TR EXCHANGE-TRADED FD
SENIOR LN FD
33738D309
896
19041
SH
DFND
0
0
19041
FIRST TR EXCHANGE-TRADED FD
RISNG DIVD ACHIV
33738R506
245
5000
SH
DFND
0
0
5000
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
255
6030
SH
DFND
0
0
6030
FS KKR CAP CORP
COM
302635206
262
11501
SH
DFND
0
0
11501
ISHARES TR
MBS ETF
464288588
931
9144
SH
DFND
0
0
9144
ISHARES TR
MSCI EAFE ETF
464287465
3233
43933
SH
DFND
0
0
43933
ISHARES TR
RUS MD CP GR ETF
464287481
7521
74834
SH
DFND
0
0
74834
ISHARES TR
GLOB HLTHCRE ETF
464287325
1778
20287
SH
DFND
0
0
20287
ISHARES TR
CORE MSCI EURO
46434V738
403
7549
SH
SOLE
0
0
7549
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
292
5801
SH
DFND
0
0
5801
MARATHON PETE CORP
COM
56585A102
664
7767
SH
DFND
0
0
7767
PIMCO ETF TR
ENHNCD LW DUR AC
72201R718
2512
25756
SH
DFND
0
0
25756
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
485
4842
SH
DFND
0
0
4842
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
683
18591
SH
DFND
0
0
18591
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
2995
63249
SH
DFND
0
0
63249
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
6740
76461
SH
DFND
0
0
76461
SELECT SECTOR SPDR TR
ENERGY
81369Y506
7916
103558
SH
DFND
0
0
103558
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
24918
650258
SH
DFND
0
0
650258
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
11217
108924
SH
DFND
0
0
108924
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
19529
122872
SH
DFND
0
0
122872
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
9576
69904
SH
DFND
0
0
69904
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
25299
136754
SH
DFND
0
0
136754
SPDR S&P 500 ETF TR
TR UNIT
78462F103
34932
77346
SH
DFND
0
0
77346
SPDR SER TR
BLOOMBERG HIGH Y
78468R622
5092
49680
SH
DFND
0
0
49680
TESLA INC
COM
88160R101
286
265
SH
DFND
0
0
265
TWO RDS SHARED TR
ANFIELD DIVERSIF
90213U115
15686
1547445
SH
DFND
0
0
1547445
TWO RDS SHARED TR
ANFIELD UNVL ETF
90214Q766
3875
419705
SH
DFND
0
0
419705
TWO RDS SHARED TR
ANFIELD US EQU
90214Q733
3739
278227
SH
DFND
0
0
278227
TWO RDS SHARED TR
ANFIELD DYNAMIC
90214Q725
3512
388351
SH
DFND
0
0
388351
TWO RDS SHARED TR
APEX HEALTHCARE
90214Q659
628
66904
SH
DFND
0
0
66904
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
3697
8905
SH
DFND
0
0
8905
AMPHASTAR PHARMACEUTICALS IN
COM
03209R103
18
509
SH
DFND
0
0
509
BIONTECH SE
SPONSORED ADS
09075V102
257
1508
SH
DFND
0
0
1508
CATALYST PHARMACEUTICALS INC
COM
14888U101
30
3603
SH
DFND
0
0
3603
CHEMED CORP NEW
COM
16359R103
54
106
SH
DFND
0
0
106
EMERGENT BIOSOLUTIONS INC
COM
29089Q105
17
418
SH
DFND
0
0
418
EXELIXIS INC
COM
30161Q104
50
2219
SH
DFND
0
0
2219
HALOZYME THERAPEUTICS INC
COM
40637H109
37
937
SH
DFND
0
0
937
INCYTE CORP
COM
45337C102
114
1438
SH
DFND
0
0
1438
INNOVIVA INC
COM
45781M101
23
1206
SH
DFND
0
0
1206
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333X108
19
1509
SH
DFND
0
0
1509
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
172
653
SH
SOLE
0
0
653
MERCK & CO. INC
COM
58933Y105
266
3240
SH
DFND
0
0
3240
MODERNA INC
COM
60770K107
251
1458
SH
DFND
0
0
1458
QUIDEL CORP
COM
74838J101
28
248
SH
DFND
0
0
248
REGENERON PHARMACEUTICALS
COM
75886F107
263
377
SH
DFND
0
0
377
TIVITY HEALTH INC
COM
88870R102
19
598
SH
DFND
0
0
598
VERTEX PHARMACEUTICALS INC
COM
92532F100
268
1028
SH
DFND
0
0
1028
VIR BIOTECHNOLOGY INC
COM
92764N102
17
650
SH
DFND
0
0
650
HORIZON THERAPEUTICS PUB LTD
SHS
G46188101
152
1442
SH
DFND
0
0
1442
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
19
301
SH
DFND
0
0
301
UNIQURE NV
SHS
N90064101
10
546
SH
DFND
0
0
546
AMERICAN TOWER CORP NEW
COM
03027X100
2280
9076
SH
DFND
0
0
9076
ARES CAPITAL CORP
COM
04010L103
2730
130316
SH
DFND
0
0
130316
BLACKSTONE GROUP INC
COM CL A
09260D107
3154
24846
SH
DFND
0
0
24846
CROWN CASTLE INTL CORP NEW
COM
22822V101
2050
11106
SH
DFND
0
0
11106
ETF SER SOLUTIONS
HOYA CAP HOUSI
26922A230
1825
47177
SH
DFND
0
0
47177
ETF SER SOLUTIONS
NETLEASE CORP
26922A248
2084
71020
SH
DFND
0
0
71020
FIRST TR EXCHANGE-TRADED FD
NAT GAS ETF
33733E807
3592
147289
SH
DFND
0
0
147289
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
2013
22237
SH
DFND
0
0
22237
FIRST TR MLP & ENERGY INCOME
COM
33739B104
2267
274496
SH
DFND
0
0
274496
FIRST TR EXCH TRADED FD III
LNG/SHT EQUITY
33739P103
2090
41230
SH
DFND
0
0
41230
GLOBAL X FDS
GLB X SUPERDIV
37950E549
21
1820
SH
DFND
0
0
1820
GLOBAL X FDS
S&P 500 COVERED
37954Y475
2106
42529
SH
DFND
0
0
42529
GLOBAL X FDS
GLOBAL X URANIUM
37954Y871
2569
98204
SH
DFND
0
0
98204
INVESCO EXCHANGE TRADED FD T
S&P500 BUY WRT
46137V399
2144
92191
SH
DFND
0
0
92191
INVESCO EXCHANGE TRADED FD T
DYNMC ENRG EXP
46137V761
2639
95102
SH
DFND
0
0
95102
INVESCO EXCHANGE-TRADED FD T
KBW PREM YIELD
46138E594
2140
83995
SH
DFND
0
0
83995
POWERSHARES DB MULTI-SECTOR
ENERGY FD
46140H304
2534
109794
SH
DFND
0
0
109794
ISHARES TR
USA SIZE FACTOR
46432F370
2765
21216
SH
DFND
0
0
21216
JANUS DETROIT STR TR
HENDRSN SHRT ETF
47103U886
3450
70301
SH
DFND
0
0
70301
NUSHARES ETF TR
NUVEEN SHRT TERM
67092P706
2132
54521
SH
DFND
0
0
54521
PACER FDS TR
BNCHMRK INDSTR
69374H766
2095
41231
SH
DFND
0
0
41231
PIMCO CORPORATE & INCOME STR
COM
72200U100
1590
100986
SH
DFND
0
0
100986
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
2667
109440
SH
DFND
0
0
109440
VANECK VECTORS ETF TR
BDC INCOME ETF
92189F411
2191
122327
SH
DFND
0
0
122327
INVESCO EXCHANGE-TRADED FD T
FNDMNTL HY CRP
46138E719
4366
237691
SH
DFND
0
0
237691
DEVON ENERGY CORP NEW
COM
25179M103
457
7725
SH
DFND
0
0
7725
EXPEDIA GROUP INC
COM NEW
30212P303
430
2200
SH
DFND
0
0
2200
HCA HEALTHCARE INC
COM
40412C101
376
1500
SH
DFND
0
0
1500
MOSAIC CO NEW
COM
61945C103
632
9500
SH
DFND
0
0
9500
SVB FINANCIAL GROUP
COM
78486Q101
369
660
SH
DFND
0
0
660
SEALED AIR CORP NEW
COM
81211K100
375
5600
SH
DFND
0
0
5600
SIGNATURE BK NEW YORK N Y
COM
82669G104
352
1200
SH
DFND
0
0
1200
INVESCO EXCHANGE-TRADED FD T
SR LN ETF
46138G508
1139
52311
SH
DFND
0
0
52311
INVESCO EXCHANGE-TRADED FD T
SR LN ETF
46138G508
367
16900
SH
SOLE
16900
0
0
ISHARES TR
US TREAS BD ETF
46429B267
4242
170284
SH
DFND
0
0
170284
ISHARES TR
CONV BD ETF
46435G102
543
6519
SH
DFND
0
0
6519
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
453
22108
SH
DFND
0
0
22108
BLACKROCK FLOATING RATE INCO
COM
09255X100
277
17414
SH
SOLE
17414
0
0