The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBOTT LABS COM 002824100 12 99 SH   DFND   0 0 99
ABERDEEN STD PALLADIUM ETF T PHYSCL PALLADM 003262102 1,781 9,988 SH   DFND   0 0 9,988
AMAZON COM INC COM 023135106 328 96 SH   DFND   0 0 96
AMPLIFY ETF TR ONLIN RETL ETF 032108102 917 8,396 SH   DFND   0 0 8,396
AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 1,172 26,248 SH   DFND   0 0 26,248
AMPLIFY ETF TR HIGH INCOME 032108847 1,251 74,376 SH   DFND   0 0 74,376
ANTARES PHARMA INC COM 036642106 1 170 SH   DFND   0 0 170
APPLE INC COM 037833100 675 4,524 SH   DFND   0 0 4,524
BIO RAD LABS INC CL A 090572207 3 4 SH   DFND   0 0 4
BRUKER CORP COM 116794108 1 16 SH   DFND   0 0 16
CHIPOTLE MEXICAN GRILL INC COM 169656105 208 114 SH   DFND   0 0 114
COOPER COS INC COM NEW 216648402 3 7 SH   DFND   0 0 7
DANAHER CORPORATION COM 235851102 12 39 SH   DFND   0 0 39
EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 1,347 27,166 SH   DFND   0 0 27,166
FLAHERTY & CRUMRIN PFD & INM COM 338478100 2,881 129,351 SH   DFND   0 0 129,351
FRANKLIN UNVL TR SH BEN INT 355145103 104 12,565 SH   DFND   0 0 12,565
FULGENT GENETICS INC COM 359664109 1 7 SH   DFND   0 0 7
GLOBUS MED INC CL A 379577208 1 15 SH   DFND   0 0 15
HOLOGIC INC COM 436440101 3 38 SH   DFND   0 0 38
ISHARES INC JP MRG EM CRP BD 464286251 1,016 19,589 SH   DFND   0 0 19,589
ISHARES TR CORE US AGGBD ET 464287226 7,204 62,780 SH   DFND   0 0 62,780
ISHARES TR IBOXX INV CP ETF 464287242 3,126 23,497 SH   DFND   0 0 23,497
ISHARES TR GLOB HLTHCRE ETF 464287325 3,147 23,743 SH   DFND   0 0 23,743
ISHARES TR RUS MD CP GR ETF 464287481 9,294 78,397 SH   DFND   0 0 78,397
ISHARES TR JPMORGAN USD EMG 464288281 1,243 11,297 SH   DFND   0 0 11,297
ISHARES TR IBOXX HI YD ETF 464288513 1,027 11,744 SH   DFND   0 0 11,744
ISHARES TR MBS ETF 464288588 3,667 33,919 SH   DFND   0 0 33,919
ISHARES TR PFD AND INCM SEC 464288687 3,325 85,667 SH   DFND   0 0 85,667
ISHARES TR GLOBAL MATER ETF 464288695 1,789 21,002 SH   DFND   0 0 21,002
JOHNSON & JOHNSON COM 478160104 386 2,361 SH   DFND   0 0 2,361
LEMAITRE VASCULAR INC COM 525558201 1 11 SH   DFND   0 0 11
MERIDIAN BIOSCIENCE INC COM 589584101 1 32 SH   DFND   0 0 32
MICROSOFT CORP COM 594918104 689 2,243 SH   DFND   0 0 2,243
OXFORD LANE CAP CORP COM 691543102 1,817 251,954 SH   DFND   0 0 251,954
PACIRA BIOSCIENCES COM 695127100 1 11 SH   DFND   0 0 11
PERKINELMER INC COM 714046109 3 17 SH   DFND   0 0 17
PFIZER INC COM 717081103 12 280 SH   DFND   0 0 280
QUALCOMM INC COM 747525103 434 3,287 SH   DFND   0 0 3,287
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2,693 25,802 SH   DFND   0 0 25,802
SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 597 14,939 SH   DFND   0 0 14,939
THERMO FISHER SCIENTIFIC INC COM 883556102 13 22 SH   DFND   0 0 22
TRINET GROUP INC COM 896288107 242 2,499 SH   DFND   0 0 2,499
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3,497 8,406 SH   DFND   0 0 8,406
WATERS CORP COM 941848103 3 9 SH   DFND   0 0 9
WEST PHARMACEUTICAL SVSC INC COM 955306105 5 11 SH   DFND   0 0 11
INVESCO QQQ TR UNIT SER 1 46090E103 11,248 31,422 SH   DFND   0 0 31,422
EDWARDS LIFESCIENCES CORP COM 28176E108 12 105 SH   DFND   0 0 105
ARK ETF TR AUTNMUS TECHNLGY 00214Q203 1,232 15,780 SH   DFND   0 0 15,780
ARK ETF TR GENOMIC REV ETF 00214Q302 926 12,388 SH   DFND   0 0 12,388
ADVISORSHARES TR STAR GLOB BUYW 00768Y768 395 10,000 SH   DFND   0 0 10,000
AGILENT TECHNOLOGIES INC COM 00846U101 7 46 SH   DFND   0 0 46
ALPHABET INC CAP STK CL A 02079K305 312 110 SH   DFND   0 0 110
AMERICAN TOWER CORP NEW COM 03027X100 2,164 8,154 SH   DFND   0 0 8,154
ARCUS BIOSCIENCES INC COM 03969F109 275 8,041 SH   DFND   0 0 8,041
ARES CAPITAL CORP COM 04010L103 2,052 100,550 SH   DFND   0 0 100,550
BIONTECH SE SPONSORED ADS 09075V102 10 38 SH   DFND   0 0 38
BLACKROCK INCOME TR INC COM 09247F100 94 15,295 SH   DFND   0 0 15,295
BLACKROCK FLOATING RATE INCO COM 09255X100 228 17,078 SH   SOLE   17,078 0 0
BLACKSTONE GROUP INC COM CL A 09260D107 5,304 45,587 SH   DFND   0 0 45,587
BLUEPRINT MEDICINES CORP COM 09627Y109 1 8 SH   DFND   0 0 8
CATALYST PHARMACEUTICALS INC COM 14888U101 1 125 SH   DFND   0 0 125
COSTCO WHSL CORP NEW COM 22160K105 231 491 SH   DFND   0 0 491
CROWN CASTLE INTL CORP NEW COM 22822V101 2,357 13,598 SH   DFND   0 0 13,598
EATON VANCE TX MNG BY WRT OP COM 27828Y108 3,334 208,515 SH   DFND   0 0 208,515
ENCOMPASS HEALTH CORP COM 29261A100 1 15 SH   DFND   0 0 15
FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 960 15,332 SH   DFND   0 0 15,332
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1,251 11,875 SH   DFND   0 0 11,875
FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 1,783 36,879 SH   DFND   0 0 36,879
GABELLI UTIL TR COM 36240A101 99 12,426 SH   DFND   0 0 12,426
GLOBAL X FDS VDEO GAM ESPRT 37954Y392 1,506 53,756 SH   DFND   0 0 53,756
HALOZYME THERAPEUTICS INC COM 40637H109 1 21 SH   DFND   0 0 21
INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 1,352 42,555 SH   DFND   0 0 42,555
INNOVIVA INC COM 45781M101 1 41 SH   DFND   0 0 41
INNOVATIVE INDL PPTYS INC COM 45781V101 817 3,233 SH   DFND   0 0 3,233
INNOVATOR ETFS TR S&P 500 POWER 45782C417 283 9,785 SH   DFND   0 0 9,785
INNOVATOR ETFS TR S&P 500 POWER 45782C508 405 12,276 SH   DFND   0 0 12,276
INTUITIVE SURGICAL INC COM NEW 46120E602 12 12 SH   DFND   0 0 12
INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 1,385 60,261 SH   DFND   0 0 60,261
INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 1,982 26,480 SH   DFND   0 0 26,480
INVESCO EXCHANGE-TRADED FD T FNDMNTL HY CRP 46138E719 4,260 218,691 SH   DFND   0 0 218,691
INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 1,405 63,531 SH   DFND   0 0 63,531
IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 1 51 SH   DFND   0 0 51
ISHARES TR US TREAS BD ETF 46429B267 4,200 158,301 SH   DFND   0 0 158,301
ISHARES TR USA SIZE FACTOR 46432F370 1,782 13,954 SH   DFND   0 0 13,954
ISHARES TR CORE MSCI EURO 46434V738 4,761 81,376 SH   DFND   0 0 81,376
ISHARES TR CONV BD ETF 46435G102 576 5,775 SH   DFND   0 0 5,775
J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1,697 33,509 SH   DFND   0 0 33,509
JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 5,265 104,932 SH   DFND   0 0 104,932
LABORATORY CORP AMER HLDGS COM NEW 50540R409 4 15 SH   DFND   0 0 15
MSCI INC COM 55354G100 201 322 SH   DFND   0 0 322
NVIDIA CORP COM 67066G104 282 1,276 SH   DFND   0 0 1,276
ONE STOP SYS INC COM 68247W109 2,750 541,249 SH   DFND   0 0 541,249
ORGANOGENESIS HLDGS INC COM 68621F102 1 41 SH   DFND   0 0 41
PIMCO CORPORATE & INCOME STR COM 72200U100 1,286 71,291 SH   DFND   0 0 71,291
PIMCO ETF TR ACTIVE BD ETF 72201R775 1,310 11,943 SH   DFND   0 0 11,943
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3,350 32,906 SH   DFND   0 0 32,906
PIMCO INCOME OPPORTUNITY FD COM 72202B100 1,202 49,042 SH   DFND   0 0 49,042
PREMIER INC CL A 74051N102 1 17 SH   DFND   0 0 17
PROSHARES TR LONG ONLINE SHRT 74347B375 891 12,954 SH   DFND   0 0 12,954
QUEST DIAGNOSTICS INC COM 74834L100 3 18 SH   DFND   0 0 18
QUIDEL CORP COM 74838J101 1 5 SH   DFND   0 0 5
REGENERON PHARMACEUTICALS COM 75886F107 10 16 SH   DFND   0 0 16
SPDR S&P 500 ETF TR TR UNIT 78462F103 54,591 124,720 SH   DFND   0 0 124,720
SPDR SER TR BLMBRG BRC CNVRT 78464A359 2,108 24,699 SH   DFND   0 0 24,699
SPDR SER TR BLOOMBERG BRCLYS 78468R622 4,822 44,115 SH   DFND   0 0 44,115
SAGE THERAPEUTICS INC COM 78667J108 1 14 SH   DFND   0 0 14
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 12,992 101,623 SH   DFND   0 0 101,623
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 17,084 93,982 SH   DFND   0 0 93,982
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 14,989 394,351 SH   DFND   0 0 394,351
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 13,122 132,725 SH   DFND   0 0 132,725
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 17,854 117,115 SH   DFND   0 0 117,115
SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 9,942 123,829 SH   DFND   0 0 123,829
SERVICENOW INC COM 81762P102 213 312 SH   DFND   0 0 312
TESLA INC COM 88160R101 397 459 SH   DFND   0 0 459
TWITTER INC COM 90184L102 243 3,699 SH   DFND   0 0 3,699
TWO RDS SHARED TR ANFIELD CAP DI 90213U115 20,945 1,969,418 SH   DFND   0 0 1,969,418
TWO RDS SHARED TR ANFIELD US EQU 90214Q733 10,555 737,111 SH   DFND   0 0 737,111
TWO RDS SHARED TR ANFIELD UNVL ETF 90214Q766 4,206 438,167 SH   DFND   0 0 438,167
VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 1,079 28,144 SH   DFND   0 0 28,144
VERTEX PHARMACEUTICALS INC COM 92532F100 7 40 SH   DFND   0 0 40
WISDOMTREE TR CLOUD COMPUTNG 97717Y691 2,238 38,848 SH   DFND   0 0 38,848
CRISPR THERAPEUTICS AG NAMEN AKT H17182108 1 11 SH   DFND   0 0 11
INMODE LTD SHS M5425M103 1 5 SH   DFND   0 0 5
QIAGEN NV SHS NEW N72482123 2 36 SH   DFND   0 0 36
UNIQURE NV SHS N90064101 1 18 SH   DFND   0 0 18