0001214659-17-005036.txt : 20170814 0001214659-17-005036.hdr.sgml : 20170814 20170814082018 ACCESSION NUMBER: 0001214659-17-005036 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BECK CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001601904 IRS NUMBER: 271940430 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16099 FILM NUMBER: 171027320 BUSINESS ADDRESS: STREET 1: 2009 S. CAPITAL OF TEXAS HWY. STREET 2: STE 200 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-345-6789 MAIL ADDRESS: STREET 1: 2009 S. CAPITAL OF TEXAS HWY. STREET 2: STE 200 CITY: AUSTIN STATE: TX ZIP: 78746 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601904 XXXXXXXX 06-30-2017 06-30-2017 false BECK CAPITAL MANAGEMENT, LLC

2009 S. Capital Of Texas Hwy. Ste 200 Austin TX 78746

13F HOLDINGS REPORT 028-16099 N William F. Gregory IV 512-345-6789 William F. Gregory IV Austin TX 08-02-2017 0 99 194798 INFORMATION TABLE 2 infotable.xml 3M COMPANY Equity 88579Y101 821 3863 SH SOLE 0 0 3863 ABB LTD SPONSORED ADR Equity 000375204 630 24860 SH SOLE 0 0 24860 ABBVIE INC COM USD0.01 Equity 00287Y109 691 9502 SH SOLE 0 0 9502 AGNC INVT CORP COM Equity 00123Q104 1640 73593 SH SOLE 0 0 73593 ALCOA CORP COM Equity 013872106 561 17995 SH SOLE 0 0 17995 ALIBABA GROUP HLDG LTD SPONSORED ADS Equity 01609W102 5652 39597 SH SOLE 0 0 39597 ALLERGAN PLC. COM USD0.0001 Equity G0177J108 333 1339 SH SOLE 0 0 1339 ALLSTATE CORP Equity 020002101 1210 13690 SH SOLE 0 0 13690 ALPHABET INC CAP STK CL A Equity 02079K305 4606 4738 SH SOLE 0 0 4738 ALPHABET INC CAP STK CL C Equity 02079K107 3814 4005 SH SOLE 0 0 4005 AMAZON.COM INC Equity 023135106 8074 8123 SH SOLE 0 0 8123 AMPLIFY SNACK BRANDS COM Equity 03211L102 388 40450 SH SOLE 0 0 40450 ANNALY CAPITAL MANAGEMENT INC COM Equity 035710409 3718 293693 SH SOLE 0 0 293693 APOLLO COML REAL ESTATE FIN INC COM Equity 03762U105 2101 109673 SH SOLE 0 0 109673 APOLLO GLOBAL MANAGEMENT LLC Equity 037612306 3463 132011 SH SOLE 0 0 132011 APPLE INC Equity 037833100 1470 10080 SH SOLE 0 0 10080 APPLIED MATERIALS INC Equity 038222105 6234 144146 SH SOLE 0 0 144146 ASTROTECH CORP COM Equity 046484101 1726 1816517 SH SOLE 0 0 1816517 BAIDU INC SPONS ADR REPR 0.10 ORD CLS A Equity 056752108 401 2249 SH SOLE 0 0 2249 BANK OF AMERICA CORP Equity 060505104 3080 134567 SH SOLE 0 0 134567 BLACKSTONE GROUP LP COM UNIT LTD Equity 09253U108 249 7510 SH SOLE 0 0 7510 BLACKSTONE MORTGAGE TRU-CL A Equity 09257W100 2308 71263 SH SOLE 0 0 71263 BLACKSTONE/GSO SR FLTNG RT TRM FD COM USD0.001 Equity 09256U105 616 34720 SH SOLE 0 0 34720 BORGWARNER INC Equity 099724106 2416 57678 SH SOLE 0 0 57678 BROADCOM LIMITED COM NPV Equity Y09827109 1108 4563 SH SOLE 0 0 4563 BROOKFIELD ASSET MANAGEMENT Equity 112585104 235 6000 SH SOLE 0 0 6000 CAPSTEAD MTG CORP COM NO PAR Equity 14067E506 1070 97165 SH SOLE 0 0 97165 CARNIVAL CORP PAIRED CTF Equity 143658300 277 4190 SH SOLE 0 0 4190 CHARLES RIV LABORATORIES INTL INC Equity 159864107 672 6679 SH SOLE 0 0 6679 CHIMERA INVT CORP COM NEW Equity 16934Q208 2710 137121 SH SOLE 0 0 137121 CITIGROUP INC COM NEW Equity 172967424 1068 16740 SH SOLE 0 0 16740 COMCAST CORP NEW CL A Equity 20030N101 309 7800 SH SOLE 0 0 7800 CONE MIDSTREAM PARTNERS LP COM UNIT REPST Equity 206812109 1164 62817 SH SOLE 0 0 62817 CORNING INC Equity 219350105 483 15967 SH SOLE 0 0 15967 DELPHI AUTOMOTIVE PLC COM USD0.01 Equity G27823106 664 7670 SH SOLE 0 0 7670 DOW CHEMICAL CO Equity 260543103 450 7082 SH SOLE 0 0 7082 DYNAGAS LNG PARTNERS LP COM UNIT LTD PT Equity Y2188B108 1618 109687 SH SOLE 0 0 109687 ENTERPRISE PRODS PARTNERS L P COM Equity 293792107 1321 49764 SH SOLE 0 0 49764 ETF MANAGERS TR PUREFUNDS ISE CYBER SECURITY Equity 26924G201 536 17635 SH SOLE 0 0 17635 EXXON MOBIL CORP Equity 30231G102 1180 14532 SH SOLE 0 0 14532 FACEBOOK INC COM USD0.000006 CL A Equity 30303M102 8764 57061 SH SOLE 0 0 57061 FIDELITY MSCI CONSUMER DISCRETIONARY INDEX ETF Equity 316092303 659 18536 SH SOLE 0 0 18536 FIDELITY MSCI CONSUMER STAPLES INDEX ETF Equity 316092303 722 21550 SH SOLE 0 0 21550 FIRST TR EXCH TRADED ALPHADEX FD II EUROPE ALPHADEX FD Equity 33737J117 5238 151400 SH SOLE 0 0 151400 FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD Equity 33733E302 1319 13725 SH SOLE 0 0 13725 GENERAL DYNAMICS CRP Equity 369550108 834 4165 SH SOLE 0 0 4165 GLOBAL X FDS RBTCS ARTFL INTE Equity 37954Y715 1311 69215 SH SOLE 0 0 69215 GOLDMAN SACHS BDC INC SHS Equity 38141G104 3528 152517 SH SOLE 0 0 152517 GUGG S&P 500 EQ WGT TECH Equity 78355W817 336 2630 SH SOLE 0 0 2630 HANESBRANDS INC COM Equity 410345102 986 43362 SH SOLE 0 0 43362 HOME DEPOT INC COM Equity 437076102 4503 29737 SH SOLE 0 0 29737 INTL BUSINESS MACH Equity 459200101 272 1752 SH SOLE 0 0 1752 INTL PAPER CO Equity 460146103 952 16778 SH SOLE 0 0 16778 INVESCO DYNAMIC CR OPP FD COM Equity 46132R104 1303 109906 SH SOLE 0 0 109906 INVESCO MORTGAGE CAPITAL INC COM Equity 46131B100 3806 226252 SH SOLE 0 0 226252 ISHARES CORE S&P 500 ETF Equity 464287200 7286 29616 SH SOLE 0 0 29616 ISHARES MSCI EMERGING MARKETS ETF Equity 464287234 2613 62355 SH SOLE 0 0 62355 ISHARES MSCI SWITZERLAND CAPPED ETF Equity 464286749 224 6510 SH SOLE 0 0 6510 ISHARES NASDAQ BIOTECHNOLOGY ETF Equity 464287556 234 732 SH SOLE 0 0 732 ISHARES NORTH AMERICAN TECH ETF Equity 464287549 1216 8201 SH SOLE 0 0 8201 ISHARES RUSSELL 2000 ETF Equity 464287655 6064 42982 SH SOLE 0 0 42982 ISHARES TR MTG REL ETF NEW Equity 46435G342 498 10277 SH SOLE 0 0 10277 ISHARES TRUST CORE MSCI EUROPE Equity 46434V738 250 5327 SH SOLE 0 0 5327 ISHARES U S FINANCIAL SERVICES ETF Equity 464287770 3265 29518 SH SOLE 0 0 29518 ISHARES US BROKER-DEALERS & SECURITIES EXCHANGES ETF Equity 464288794 393 7481 SH SOLE 0 0 7481 JPMORGAN CHASE & CO Equity 46625H100 3159 36206 SH SOLE 0 0 36206 KIMBERLY CLARK CORP Equity 494368103 400 2996 SH SOLE 0 0 2996 KKR & CO L P DEL COM UNITS Equity 48248M102 3248 178173 SH SOLE 0 0 178173 LINCOLN NATIONAL CORP IND Equity 534187109 740 11300 SH SOLE 0 0 11300 LOWES COS INC COM Equity 548661107 235 3060 SH SOLE 0 0 3060 MARRIOTT INTL INC CL A Equity 571903202 2184 21017 SH SOLE 0 0 21017 MASTERCARD INCORPORATED CL A Equity 57636Q104 385 3115 SH SOLE 0 0 3115 MFA FINL INC COM Equity 55272X102 1647 191320 SH SOLE 0 0 191320 MICROSOFT CORP Equity 594918104 4489 63649 SH SOLE 0 0 63649 NCS MULTISTAGE HLDGS INC COM Equity 628877102 651 29511 SH SOLE 0 0 29511 NEW RESIDENTIAL INVT CORP COM NPV (POST Equity 64828T201 2702 164356 SH SOLE 0 0 164356 NOBLE MIDSTREAM PARTNERS LP COM UNIT REPST Equity 65506L105 780 16885 SH SOLE 0 0 16885 NORTHROP GRUMMAN CORP HOLDING CO Equity 666807102 269 1052 SH SOLE 0 0 1052 NVIDIA CORP Equity 67066G104 6729 44229 SH SOLE 0 0 44229 OWENS ILL INC COM NEW Equity 690768403 225 9620 SH SOLE 0 0 9620 PEPSICO INC Equity 713448108 303 2586 SH SOLE 0 0 2586 POWERSHARES ETF TRADED FD Water Resources Equity 73935X575 922 34105 SH SOLE 0 0 34105 POWERSHARES EXCH TRADED FD TST II S&P 500 LOW VOLATILITY PORT Equity 73937B779 1404 31062 SH SOLE 0 0 31062 POWERSHARES EXCHANGE TRADED FD TR DYNAMIC SEMICONDUCTORS PORTFOLIO Equity 73935X781 2690 61708 SH SOLE 0 0 61708 POWERSHARES EXCHANGE TRADED FDS TST AEROSPACE & DEFENSE PORTFOLIO ISIN #US73935X6904 SEDOL #B68R0X7 Equity 73935X690 1029 22421 SH SOLE 0 0 22421 PROSHARES ULTRA S&P 500 PROSHARES Equity 74347R107 9301 102715 SH SOLE 0 0 102715 PROSPECT CAP CORP Equity 74348T102 2763 336129 SH SOLE 0 0 336129 PULTEGROUP INC FORMERLY PULTE CORP TO 05/17/2001 Equity 745867101 600 24800 SH SOLE 0 0 24800 RAYTHEON CO COM NEW Equity 755111507 5885 36313 SH SOLE 0 0 36313 ROSS STORES INC COM Equity 778296103 225 3975 SH SOLE 0 0 3975 SENIOR HOUSING PROP TRUST Equity 81721M109 200 9130 SH SOLE 0 0 9130 SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1 Equity 78467X109 1665 7786 SH SOLE 0 0 7786 SPDR SER TR S&P BIOTECH ETF Equity 78464A870 1525 19033 SH SOLE 0 0 19033 SPDR SER TR S&P HOMEBUILDERS ETF Equity 78464A888 214 5555 SH SOLE 0 0 5555 SPDR SER TR S&P REGL BKG ETF Equity 78464A698 4125 77407 SH SOLE 0 0 77407 TWO HBRS INVT CORP Equity 90187B101 4554 438317 SH SOLE 0 0 438317 VANECK VECTORS ETF TR MORNINGSTAR WIDE Equity 92189F643 212 5325 SH SOLE 0 0 5325 WAL-MART STORES INC COM Equity 931142103 1380 18275 SH SOLE 0 0 18275 WASTE MANAGEMENT INC Equity 94106L109 315 4290 SH SOLE 0 0 4290