0001214659-17-003319.txt : 20170515 0001214659-17-003319.hdr.sgml : 20170515 20170515090755 ACCESSION NUMBER: 0001214659-17-003319 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BECK CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001601904 IRS NUMBER: 271940430 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16099 FILM NUMBER: 17841499 BUSINESS ADDRESS: STREET 1: 2009 S. CAPITAL OF TEXAS HWY. STREET 2: STE 200 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-345-6789 MAIL ADDRESS: STREET 1: 2009 S. CAPITAL OF TEXAS HWY. STREET 2: STE 200 CITY: AUSTIN STATE: TX ZIP: 78746 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601904 XXXXXXXX 03-31-2017 03-31-2017 false BECK CAPITAL MANAGEMENT, LLC

2009 S. CAPITAL OF TEXAS HWY. STE 200 AUSTIN TX 78746

13F HOLDINGS REPORT 028-16099 N James Franklin Beck 512-345-6789 James Franklin Beck Austin TX 05-08-2017 0 95 189696 INFORMATION TABLE 2 infotable.xml FACEBOOK INC COM USD0.000006 CL A Equity 30303M102 8107 57072 SH SOLE 0 0 57072 PROSHARES ULTRA S&P 500 PROSHARES Equity 74347R107 7784 91743 SH SOLE 0 0 91743 AMAZON.COM INC Equity 023135106 7047 7949 SH SOLE 0 0 7949 ISHARES CORE S&P 500 ETF Equity 464287200 6378 26879 SH SOLE 0 0 26879 ISHARES RUSSELL 2000 ETF Equity 464287655 6118 44504 SH SOLE 0 0 44504 APPLIED MATERIALS INC Equity 038222105 5604 144061 SH SOLE 0 0 144061 RAYTHEON CO COM NEW Equity 755111507 5466 35840 SH SOLE 0 0 35840 SPDR SER TR S&P INS ETF Equity 78464A789 5351 62268 SH SOLE 0 0 62268 NEW RESIDENTIAL INVT CORP COM NPV (POST Equity 64828T201 5207 306655 SH SOLE 0 0 306655 NVIDIA CORP Equity 67066G104 4818 44231 SH SOLE 0 0 44231 ISHARES RUSSELL 2000 GROWTH ETF Equity 464287648 4557 28189 SH SOLE 0 0 28189 SPDR SER TR S&P REGL BKG ETF Equity 78464A698 4523 82827 SH SOLE 0 0 82827 TWO HBRS INVT CORP Equity 90187B101 4040 421330 SH SOLE 0 0 421330 ALPHABET INC CAP STK CL A Equity 02079K305 3991 4707 SH SOLE 0 0 4707 MICROSOFT CORP Equity 594918104 3934 59730 SH SOLE 0 0 59730 HOME DEPOT INC COM Equity 437076102 3851 26229 SH SOLE 0 0 26229 GOLDMAN SACHS BDC INC SHS Equity 38141G104 3842 155941 SH SOLE 0 0 155941 INVESCO MORTGAGE CAPITAL INC COM Equity 46131B100 3339 216536 SH SOLE 0 0 216536 ALPHABET INC CAP STK CL C Equity 02079K107 3324 4007 SH SOLE 0 0 4007 ISHARES U S FINANCIAL SERVICES ETF Equity 464287770 3197 29300 SH SOLE 0 0 29300 KKR & CO L P DEL COM UNITS Equity 48248M102 3195 175252 SH SOLE 0 0 175252 BANK OF AMERICA CORP Equity 060505104 3136 132952 SH SOLE 0 0 132952 DYNAGAS LNG PARTNERS LP COM UNIT LTD Equity Y2188B108 3046 172882 SH SOLE 0 0 172882 JPMORGAN CHASE & CO Equity 46625H100 3038 34588 SH SOLE 0 0 34588 PROSPECT CAP CORP Equity 74348T102 3027 334857 SH SOLE 0 0 334857 ANNALY CAPITAL MANAGEMENT INC COM Equity 035710409 3016 271439 SH SOLE 0 0 271439 INTL BUSINESS MACH Equity 459200101 2940 16881 SH SOLE 0 0 16881 BORGWARNER INC Equity 099724106 2899 69365 SH SOLE 0 0 69365 APOLLO GLOBAL MANAGEMENT LLC Equity 037612306 2884 118605 SH SOLE 0 0 118605 MORGAN STANLEY Equity 617446448 2841 66310 SH SOLE 0 0 66310 POWERSHARES EXCHANGE TRADED FD TR DYNAMIC SEMICONDUCTORS PORTFOLIO Equity 73935X781 2738 65538 SH SOLE 0 0 65538 GOLAR LNG PARTNERS LP COM UNIT REPSTG LTD PARTNERSHIP INT Equity Y2745C102 2658 118998 SH SOLE 0 0 118998 CHIMERA INVT CORP COM NEW Equity 16934Q208 2628 130215 SH SOLE 0 0 130215 ASTROTECH CORP COM Equity 046484101 2598 1983457 SH SOLE 0 0 1983457 TJX COS INC NEW COM Equity 872540109 2252 28477 SH SOLE 0 0 28477 ALPS ETF TR ALERIAN MLP ETF Equity 00162Q866 2013 158411 SH SOLE 0 0 158411 METLIFE INC COM Equity 59156R108 2001 37892 SH SOLE 0 0 37892 MARRIOTT INTL INC CL A Equity 571903202 1967 20882 SH SOLE 0 0 20882 INVESCO DYNAMIC CR OPP FD COM Equity 46132R104 1875 153332 SH SOLE 0 0 153332 BLACKSTONE MORTGAGE TRU-CL A Equity 09257W100 1821 58802 SH SOLE 0 0 58802 CONE MIDSTREAM PARTNERS LP COM UNIT Equity 206812109 1815 76891 SH SOLE 0 0 76891 SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1 Equity 78467X109 1613 7818 SH SOLE 0 0 7818 TARGA RES CORP COM Equity 87612G101 1518 25336 SH SOLE 0 0 25336 ENTERPRISE PRODUCTS PPTNS LP Equity 293792107 1414 51219 SH SOLE 0 0 51219 POWERSHARES EXCH TRADED FD TST II S&P 500 LOW VOLATILITY PORT Equity 73937B779 1375 31625 SH SOLE 0 0 31625 GLOBAL NET LEASE INC COM NEW Equity 379378102 1367 56769 SH SOLE 0 0 56769 LINCOLN NATIONAL CORP IND Equity 534187109 1278 19519 SH SOLE 0 0 19519 FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD Equity 33733E302 1195 13576 SH SOLE 0 0 13576 EXXON MOBIL CORP Equity 30231G102 1192 14532 SH SOLE 0 0 14532 NOBLE MIDSTREAM PARTNERS LP COM UNIT REPST Equity 65506L105 1088 20885 SH SOLE 0 0 20885 ISHARES NORTH AMERICAN TECH ETF Equity 464287549 1076 7774 SH SOLE 0 0 7774 ALLSTATE CORP Equity 020002101 1015 12460 SH SOLE 0 0 12460 MFA FINL INC COM Equity 55272X102 1015 125585 SH SOLE 0 0 125585 EOG RESOURCES INC Equity 26875P101 1002 10267 SH SOLE 0 0 10267 BROADCOM LIMITED COM NPV Equity Y09827109 995 4543 SH SOLE 0 0 4543 HANESBRANDS INC COM Equity 410345102 900 43362 SH SOLE 0 0 43362 3M COMPANY Equity 88579Y101 744 3888 SH SOLE 0 0 3888 BLACKSTONE/GSO SR FLTNG RT TRM FD COM USD0.001 Equity 09256U105 742 41132 SH SOLE 0 0 41132 GENERAL DYNAMICS CRP Equity 369550108 738 3945 SH SOLE 0 0 3945 FIDELITY MSCI CONSUMER STAPLES INDEX ETF Equity 316092303 718 21830 SH SOLE 0 0 21830 CITIGROUP INC COM NEW Equity 172967424 702 11735 SH SOLE 0 0 11735 DELPHI AUTOMOTIVE PLC COM USD0.01 Equity G27823106 674 8370 SH SOLE 0 0 8370 INTL PAPER CO Equity 460146103 665 13101 SH SOLE 0 0 13101 ALCOA CORP COM Equity 013872106 651 18926 SH SOLE 0 0 18926 APOLLO COML REAL ESTATE FIN INC COM Equity 03762U105 627 33335 SH SOLE 0 0 33335 PULTEGROUP INC FORMERLY PULTE CORP TO 05/17/2001 Equity 745867101 554 23530 SH SOLE 0 0 23530 ISHARES US BROKER-DEALERS & SECURITIES EXCHANGES ETF Equity 464288794 537 10481 SH SOLE 0 0 10481 GLOBAL X FDS RBTCS ARTFL INTE Equity 37954Y715 518 29835 SH SOLE 0 0 29835 ALIBABA GROUP HLDG LTD SPONSORED ADS Equity 01609W102 488 4525 SH SOLE 0 0 4525 ISHARES TR MTG REL ETF NEW Equity 46435G342 485 10716 SH SOLE 0 0 10716 APPLE INC Equity 037833100 476 3310 SH SOLE 0 0 3310 FIDELITY MSCI CONSUMER DISCRETIONARY INDEX ETF Equity 316092204 458 13203 SH SOLE 0 0 13203 DOW CHEMICAL CO Equity 260543103 449 7060 SH SOLE 0 0 7060 AGNC INVT CORP COM Equity 00123Q104 445 22380 SH SOLE 0 0 22380 KIMBERLY CLARK CORP Equity 494368103 414 3146 SH SOLE 0 0 3146 DISNEY WALT CO Equity 254687106 409 3604 SH SOLE 0 0 3604 ALLERGAN PLC. COM USD0.0001 Equity G0177J108 385 1610 SH SOLE 0 0 1610 ABB LTD SPONSORED ADR Equity 000375204 371 15865 SH SOLE 0 0 15865 ROSS STORES INC COM Equity 778296103 354 5375 SH SOLE 0 0 5375 SPDR SER TR S&P BIOTECH ETF Equity 78464A870 352 4930 SH SOLE 0 0 4930 MASTERCARD INCORPORATED CL A Equity 57636Q104 350 3115 SH SOLE 0 0 3115 CORNING INC Equity 219350105 326 12067 SH SOLE 0 0 12067 WASTE MANAGEMENT INC Equity 94106L109 313 4290 SH SOLE 0 0 4290 COMCAST CORP NEW CL A Equity 20030N101 293 7800 SH SOLE 0 0 7800 PEPSICO INC Equity 713448108 289 2586 SH SOLE 0 0 2586 POWERSHARES QQQ TR UNIT SER 1 Equity 73935A104 258 1949 SH SOLE 0 0 1949 LOWES COS INC COM Equity 548661107 252 3060 SH SOLE 0 0 3060 CARNIVAL CORP PAIRED CTF Equity 143658300 229 3885 SH SOLE 0 0 3885 NORTHROP GRUMMAN CORP HOLDING CO Equity 666807102 229 962 SH SOLE 0 0 962 GUGG S&P 500 EQ WGT TECH Equity 78355W817 225 1865 SH SOLE 0 0 1865 EPR PPTYS SBI USD0.01 Equity 26884U109 220 2988 SH SOLE 0 0 2988 POWERSHARES Water Resources Equity 73935X575 216 8290 SH SOLE 0 0 8290 SPDR SER TR S&P HOMEBUILDERS ETF Equity 78464A888 216 5805 SH SOLE 0 0 5805 PLAINS ALL AMERICAN PIPELINE LP Equity 726503105 211 6690 SH SOLE 0 0 6690 VANECK VECTORS ETF TR MORNINGSTAR WIDE Equity 92189F643 204 5425 SH SOLE 0 0 5425