0001601742-14-000002.txt : 20140425
0001601742-14-000002.hdr.sgml : 20140425
20140425124409
ACCESSION NUMBER: 0001601742-14-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140425
DATE AS OF CHANGE: 20140425
EFFECTIVENESS DATE: 20140425
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Private Ocean, LLC
CENTRAL INDEX KEY: 0001601742
IRS NUMBER: 205742052
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16108
FILM NUMBER: 14784367
BUSINESS ADDRESS:
STREET 1: 750 LINDARO STREET
STREET 2: SUITE 130
CITY: SAN RAFAEL
STATE: CA
ZIP: 94901
BUSINESS PHONE: 415-526-2900
MAIL ADDRESS:
STREET 1: 750 LINDARO STREET
STREET 2: SUITE 130
CITY: SAN RAFAEL
STATE: CA
ZIP: 94901
13F-HR
1
primary_doc.xml
13F-HR
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0001601742
XXXXXXXX
03-31-2014
03-31-2014
Private Ocean, LLC
750 LINDARO STREET
SUITE 130
SAN RAFAEL
CA
94901
13F HOLDINGS REPORT
028-16108
N
Justin Hult
CCO
(415) 526-2900
Justin Hult
San Rafael
CA
04-25-2014
0
205
134885
false
INFORMATION TABLE
2
privocean13f1q2014.xml
Accenture Ltd PLC
COM
G1150G111
33
415
SH
SOLE
0
0
415
AGL Resources Inc
COM
001204106
37
755
SH
SOLE
0
0
755
Alcoa Inc
COM
013817101
1
100
SH
SOLE
0
0
100
ALPS Alerian MLP
COM
00162Q866
365
20680
SH
SOLE
0
0
20680
Altria Group Inc
COM
02209S103
22
600
SH
SOLE
0
0
600
American Airlines Group Inc
COM
02376R102
5
137
SH
SOLE
0
0
137
American Tower Corp A
COM
03027X100
8
100
SH
SOLE
0
0
100
Ameriprise Financial Inc
COM
03076C106
11
100
SH
SOLE
0
0
100
Ametek Inc
COM
031100100
61
1180
SH
SOLE
0
0
1180
Anacor Pharmaceuticals
COM
032420101
30
1500
SH
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0
0
1500
Apple Computer Inc
COM
037833100
1551
2890
SH
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0
0
2890
Ariad Pharmaceuticals
COM
04033A100
16
2000
SH
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0
0
2000
Astrazeneca Plc Ord
COM
G0593M107
16
242
SH
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0
242
AT&T Corp
COM
00206R102
103
2939
SH
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0
2939
Autodesk Inc
COM
052769106
8
340
SH
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0
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340
Bank Marin Corte Madera Ca
COM
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215
4774
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Bed Bath & Beyond
COM
075896100
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SH
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50
Berkshire Hathaway Cl B
COM
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186
1488
SH
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1488
Biogen IDEC Inc
COM
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319
1044
SH
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0
1044
Boeing Co
COM
097023105
152
1210
SH
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0
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1210
BorgWarner Inc
COM
099724106
9
150
SH
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0
0
150
Boston Properties Inc
COM
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69
600
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BP PLC ADR
ADR
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754
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754
BTG plc
COM
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5140
SH
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5140
Buckeye Partners LP
COM
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1287
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Celgene Corp
COM
151020104
21
150
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150
Charles Schwab Corp
COM
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27062
SH
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27062
Cheniere Energy Partners LP
COM
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2946
SH
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Chevron Texaco Corp
COM
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327
2750
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2750
Chubb Corp
COM
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250
SH
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250
Coca Cola Co
COM
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42289
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Conagra Foods Inc
COM
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93
3000
SH
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0
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3000
ConocoPhillips
COM
20825C104
16
230
SH
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0
0
230
Consolidated Edison Inc
COM
209115104
12
225
SH
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0
0
225
Costco Wholesale Corp
COM
22160K105
6
50
SH
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0
0
50
DexCom Inc
COM
252131107
6
137
SH
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0
0
137
Dicks Sporting Goods Inc
COM
253393102
7
125
SH
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0
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125
Discover Financial Services LLC
COM
254709108
29
500
SH
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0
0
500
Dominion Resources Inc
COM
25746U109
28
400
SH
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0
0
400
eBay Inc
COM
278642103
4
75
SH
SOLE
0
0
75
Ecolab Inc
COM
278865100
5
50
SH
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0
0
50
Edwards Lifesciences Cp
COM
28176E108
43
575
SH
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0
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575
Embraer Empresa Br Adr
COM
29082A107
7
190
SH
SOLE
0
0
190
Emerson Electric Co
COM
291011104
321
4800
SH
SOLE
0
0
4800
Enbridge Energy Partners LP
COM
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62
2254
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Energy Transfer Partners
COM
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1439
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Enterprise Products Partners
COM
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83
1196
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Exelon Corp
COM
30161N101
13
383
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383
Express Scripts Inc
COM
30219G108
113
1500
SH
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1500
Exxon Mobil Corp
COM
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FairPoint Communications Inc (NV)
COM
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Fedex Corp
COM
31428X106
7
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SH
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50
Ford Motor Co
COM
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4
232
SH
SOLE
0
0
232
Frontier Communications Corp
COM
35906A108
1
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SH
SOLE
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90
General Electric Co
COM
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13
500
SH
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500
Gilead Sciences Inc
COM
375558103
57
800
SH
SOLE
0
0
800
Google Inc Class A
COM
38259P508
22
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SH
SOLE
0
0
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Greene King PLC ORD
COM
G40880133
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
78355W874
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ETF
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COM
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Insulet Corporation
COM
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Intel Corp
COM
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International Business Machines
COM
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Inuvo Inc
COM
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ETF
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5554
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ETF
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ETF
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ETF
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ETF
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285
2555
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iShares Mortgage Real Estate Capped ETF
ETF
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ETF
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141
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iShares MSCI EAFE Index
ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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2805
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ETF
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354
2288
SH
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2288
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ETF
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76
880
SH
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ETF
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ETF
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3597
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ETF
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241
1279
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ETF
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89
752
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752
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ETF
464287507
54
396
SH
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396
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ETF
464287705
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iShares S&P National AMT-Free Muni
ETF
464288414
243
2267
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2267
iShares S&P Small Cap 600 Index
ETF
464287804
281
2554
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SOLE
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2554
iShares S&P Smallcap 600/BARRA Value Index
ETF
464287879
296
2613
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2613
iShares S&P US Preferred Stock Index
ETF
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300
7690
SH
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James River Coal Co
COM
470355207
0
35
SH
SOLE
0
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35
Kinder Morgan Energy Lp
COM
494550106
67
903
SH
SOLE
0
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903
Kraft Foods Group
COM
50076Q106
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133
SH
SOLE
0
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133
L Brands Inc
COM
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225
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225
Lockheed Martin Corp
COM
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Magellan Midstream Partners
COM
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1345
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1345
MannKind Corp
COM
56400P201
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159
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159
Market Vectors High Yield Muni ETF
ETF
57060U878
23234
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SH
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786246
McDonalds Corp
COM
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877
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McKesson Corp
COM
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200
Medtronic Inc
COM
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222
3600
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3600
Merck Inc
COM
58933Y105
2
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29
Microsoft Corp
COM
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Mondelez International Inc
COM
609207105
14
400
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Monsanto Co
COM
61166W101
3
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25
Nasdaq 100 Shares
ETF
33733E401
67
762
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762
NextEra Energy Inc
COM
65339F101
69
722
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722
Nike Inc
COM
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76
1030
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1030
Norfolk Southern Corp
COM
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314
3230
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3230
Northern Dynasty Minerals Ltd.
COM
66510M204
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100
Novartis AG ADR
ADR
66987V109
102
1200
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1200
Nu Skin Enterprises Cl A
COM
67018T105
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NuStar Energy L.P.
COM
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Nvidia Corp
COM
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ONEOK Partners LP
COM
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PepsiCo Inc
COM
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165
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Pfizer Inc
COM
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COM
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350
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COM
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COM
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1289
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ETF
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ETF
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ETF
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ETF
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Powershares FTSE RAFI US 1000
ETF
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ETF
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573
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ETF
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ETF
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ETF
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Powershares WilderHill Clean Energy Idx
ETF
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COM
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COM
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COM
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COM
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COM
74733V100
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Qihoo 360 Tech Co ADR
ADR
74734M109
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300
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300
Qualcomm Inc
COM
747525103
12
150
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150
Questar Corp
COM
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285
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285
Realty Income Corp
COM
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1852
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RingCentral Inc Class A
COM
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323
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323
Roper Industries Inc
COM
776696106
10
75
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Royal Dutch Shell A ADR
ADR
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1400
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Salesforce.com
COM
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ETF
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34
Sch US Div Equity Etf
ETF
808524797
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99
Sch US Reit Etf
ETF
808524847
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329
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SOLE
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329
Schw Emg Mkt Eq Etf
ETF
808524706
15
635
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635
Schw Intl Scap Etf
ETF
808524888
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36
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36
Schwab International Equity ETF
ETF
808524805
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2200
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2200
Schwab US Aggregate Bond Etf
ETF
808524839
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364
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SOLE
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364
Schwab US Broad Market ETF
ETF
808524102
18
393
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393
Schwab US Large-Cap ETF
ETF
808524201
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1769
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Schwab US Small Cap ETF
ETF
808524607
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932
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Sony Corp ADR
ADR
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ETF
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SPDR Barclays International Bond
ETF
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ETF
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SPDR Dow Jones Global RE
ETF
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SPDR Dow Jones REIT
ETF
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Spdr Nuveen S&P High Yield Municipal Bond
ETF
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SPDR S&P 500 ETF Trust
ETF
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Starbucks Corp
COM
855244109
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808
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Syngenta Ag Tech Ord
COM
H84140112
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Telefonica SA
COM
87936R106
175
11084
SH
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11084
Tesla Motors Inc
COM
88160R101
2
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10
Transcontl Rlty Invs New
COM
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Transdigm Group
COM
893641100
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Twitter Inc.
COM
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47
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COM
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Utilities SPDR
COM
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Vanguard Bond Index ETF
ETF
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Vanguard Dividend Apprciation
ETF
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ETF
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Vanguard Global ex US RE
ETF
922042676
63
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1162
Vanguard International Equity Index
ETF
922042775
622
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Vanguard Large Cap ETF
ETF
922908637
449
5219
SH
SOLE
0
0
5219
Vanguard REIT Index ETF
ETF
922908553
2601
36830
SH
SOLE
0
0
36830
Vanguard Short Term Corp Bond Index
ETF
92206C409
25218
315299
SH
SOLE
0
0
315299
Vanguard Small Cap ETF
ETF
922908751
194
1715
SH
SOLE
0
0
1715
Vanguard Small Cap Value ETF
ETF
922908611
0
0
SH
SOLE
0
0
0
Vanguard Total Intl Stock Idx ETF
ETF
922042742
12
229
SH
SOLE
0
0
229
Vanguard Total Stock Market ETF
ETF
922908769
3402
34899
SH
SOLE
0
0
34899
Vanguard Total World
ETF
922042742
23
388
SH
SOLE
0
0
388
Vanguard Value ETF
ETF
922908744
913
11686
SH
SOLE
0
0
11686
Vanguard Whitehall Funds
ETF
921946406
970
15364
SH
SOLE
0
0
15364
Verizon Communications
COM
92343V104
40
834
SH
SOLE
0
0
834
Visa Inc
COM
92826C839
35
163
SH
SOLE
0
0
163
W P Carey Inc
COM
92936U109
2710
45106
SH
SOLE
0
0
45106
Wal-Mart Stores Inc
COM
931142103
231
3025
SH
SOLE
0
0
3025
Walt Disney
COM
254687106
17
216
SH
SOLE
0
0
216
Wells Fargo & Co
COM
949746101
226
4544
SH
SOLE
0
0
4544
WisdomTree Managed Futures Strategy
ETF
97717W125
178
4341
SH
SOLE
0
0
4341
Zimmer Holdings Inc
COM
98956P102
19
200
SH
SOLE
0
0
200