0001601712-24-000117.txt : 20240305 0001601712-24-000117.hdr.sgml : 20240305 20240305193026 ACCESSION NUMBER: 0001601712-24-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOUBLES BRIAN D CENTRAL INDEX KEY: 0001614719 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36560 FILM NUMBER: 24723624 MAIL ADDRESS: STREET 1: 777 LONG RIDGE ROAD STREET 2: SYNCHRONY FINANCIAL C/O CORP. SECRETARY CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Synchrony Financial CENTRAL INDEX KEY: 0001601712 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 510483352 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06902-1250 BUSINESS PHONE: 203 585-6730 MAIL ADDRESS: STREET 1: 777 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06902-1250 4 1 wk-form4_1709685012.xml FORM 4 X0508 4 2024-03-01 0 0001601712 Synchrony Financial SYF 0001614719 DOUBLES BRIAN D C/O SYNCHRONY FINANCIAL 777 LONG RIDGE ROAD STAMFORD CT 06902 1 1 0 0 See remarks 1 Common Stock 2024-03-01 4 F 0 47874 41.05 D 584622 D Common Stock 2024-03-01 4 A 0 150731 41.05 A 735353 D Common Stock 2024-03-05 4 M 0 59696 23 A 795049 D Common Stock 2024-03-05 4 S 0 59696 41.258 D 735353 D Common Stock 2024-03-05 4 S 0 75000 41.257 D 660353 D Employee Stock Option (right to buy) 23 2024-03-05 4 M 0 59696 0 D 2018-07-31 2024-07-31 Common Stock 59696 0 D Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of restricted stock units. No investment decision was made by the reporting person in connection with the withholding. Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2023. The price reflected is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.63 to $42.00. Information regarding the number of shares sold at each price will be provided upon request. President and CEO /s/ Danielle Do, as attorney in fact 2024-03-05