0001601712-24-000112.txt : 20240305 0001601712-24-000112.hdr.sgml : 20240305 20240305192920 ACCESSION NUMBER: 0001601712-24-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Juel Carol CENTRAL INDEX KEY: 0001868897 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36560 FILM NUMBER: 24723617 MAIL ADDRESS: STREET 1: 777 LONG RIDGE ROAD STREET 2: C/O CORPORATE SECRETARY CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Synchrony Financial CENTRAL INDEX KEY: 0001601712 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 510483352 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06902-1250 BUSINESS PHONE: 203 585-6730 MAIL ADDRESS: STREET 1: 777 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06902-1250 4 1 wk-form4_1709684948.xml FORM 4 X0508 4 2024-03-01 0 0001601712 Synchrony Financial SYF 0001868897 Juel Carol 777 LONG RIDGE ROAD C/O CORPORATE SECRETARY STAMFORD CT 06902 0 1 0 0 See remarks 1 Common Stock 2024-03-01 4 F 0 13596 41.05 D 77800 D Common Stock 2024-03-01 4 A 0 31791 41.05 A 109591 D Common Stock 2024-03-05 4 M 0 17177 29.33 A 126768 D Common Stock 2024-03-05 4 M 0 11436 30.41 A 138204 D Common Stock 2024-03-05 4 S 0 71496 40.50 D 66708 D Employee Stock Option (right to buy) 29.33 2024-03-05 4 M 0 17177 0 D 2026-04-01 Common Stock 17177 0 D Employee Stock Option (right to buy) 30.41 2024-03-05 4 M 0 11436 0 D 2025-04-01 Common Stock 11436 0 D Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of restricted stock units. No investment decision was made by the reporting person in connection with the withholding. Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2023. The reporting person was awarded employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. The reporting person was awarded employee stock options on April 1, 2015, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. EVP, Chief Technology and Operating Officer /s/ Danielle Do as attorney in fact 2024-03-05