0001601712-24-000112.txt : 20240305
0001601712-24-000112.hdr.sgml : 20240305
20240305192920
ACCESSION NUMBER: 0001601712-24-000112
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240301
FILED AS OF DATE: 20240305
DATE AS OF CHANGE: 20240305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Juel Carol
CENTRAL INDEX KEY: 0001868897
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36560
FILM NUMBER: 24723617
MAIL ADDRESS:
STREET 1: 777 LONG RIDGE ROAD
STREET 2: C/O CORPORATE SECRETARY
CITY: STAMFORD
STATE: CT
ZIP: 06902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Synchrony Financial
CENTRAL INDEX KEY: 0001601712
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 510483352
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 LONG RIDGE ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06902-1250
BUSINESS PHONE: 203 585-6730
MAIL ADDRESS:
STREET 1: 777 LONG RIDGE ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06902-1250
4
1
wk-form4_1709684948.xml
FORM 4
X0508
4
2024-03-01
0
0001601712
Synchrony Financial
SYF
0001868897
Juel Carol
777 LONG RIDGE ROAD
C/O CORPORATE SECRETARY
STAMFORD
CT
06902
0
1
0
0
See remarks
1
Common Stock
2024-03-01
4
F
0
13596
41.05
D
77800
D
Common Stock
2024-03-01
4
A
0
31791
41.05
A
109591
D
Common Stock
2024-03-05
4
M
0
17177
29.33
A
126768
D
Common Stock
2024-03-05
4
M
0
11436
30.41
A
138204
D
Common Stock
2024-03-05
4
S
0
71496
40.50
D
66708
D
Employee Stock Option (right to buy)
29.33
2024-03-05
4
M
0
17177
0
D
2026-04-01
Common Stock
17177
0
D
Employee Stock Option (right to buy)
30.41
2024-03-05
4
M
0
11436
0
D
2025-04-01
Common Stock
11436
0
D
Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of restricted stock units. No investment decision was made by the reporting person in connection with the withholding.
Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.
This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2023.
The reporting person was awarded employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
The reporting person was awarded employee stock options on April 1, 2015, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
EVP, Chief Technology and Operating Officer
/s/ Danielle Do as attorney in fact
2024-03-05