0001601679-14-000001.txt : 20140317 0001601679-14-000001.hdr.sgml : 20140317 20140317160829 ACCESSION NUMBER: 0001601679-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20140317 DATE AS OF CHANGE: 20140317 EFFECTIVENESS DATE: 20140317 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Imperial Capital Partners Ltd. CENTRAL INDEX KEY: 0001601679 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-213744 FILM NUMBER: 14697700 BUSINESS ADDRESS: STREET 1: 200 KING STREET W., SUITE 1701 CITY: TORONTO STATE: A6 ZIP: M5H 3T4 BUSINESS PHONE: 416-362-3658 MAIL ADDRESS: STREET 1: 200 KING STREET W., SUITE 1701 CITY: TORONTO STATE: A6 ZIP: M5H 3T4 D 1 primary_doc.xml X0707 D LIVE 0001601679 Imperial Capital Partners Ltd. 200 KING STREET W., SUITE 1701 TORONTO A6 ONTARIO, CANADA M5H 3T4 416-362-3658 ONTARIO, CANADA None None Corporation true 2012 Stephen Lister 200 King Street W., Suite 1701 P.O. Box 57 Toronto A6 ONTARIO, CANADA M5H 3T4 Executive Officer Director Jeffrey L. Rosenthal 200 King Street W., Suite 1701 P.O. Box 57 Toronto A6 ONTARIO, CANADA M5H 3T4 Director Edward Truant 200 King Street W., Suite 1701 P.O. Box 57 Toronto A6 ONTARIO, CANADA M5H 3T4 Director Justin MacCormack 200 King Street W., Suite 1701 P.O. Box 57 Toronto A6 ONTARIO, CANADA M5H 3T4 Executive Officer Elizabeth Maliakkal 200 King Street W., Suite 1701 P.O. Box 57 Toronto A6 ONTARIO, CANADA M5H 3T4 Executive Officer Karen Carr 200 King Street W., Suite 1701 P.O. Box 57 Toronto A6 ONTARIO, CANADA M5H 3T4 Executive Officer Pooled Investment Fund Private Equity Fund false $1,000,001 - $5,000,000 06b 3C 3C.1 false 2012-07-03 true true false 300000 2300000 2300000 0 false 4 0 0 0 No payments due to executive officers, directors or promoters. Management fees of 2.0% per annum of Committed Capital are due to an operating company owned by the Directors. false Imperial Capital Partners Ltd. /s/ Karen E. Carr Karen E. Carr Vice President, Investor Relations & Operations 2014-03-17