0001601669-21-000015.txt : 20210302 0001601669-21-000015.hdr.sgml : 20210302 20210302160419 ACCESSION NUMBER: 0001601669-21-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawley Robert L. CENTRAL INDEX KEY: 0001765287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38788 FILM NUMBER: 21703489 MAIL ADDRESS: STREET 1: C/O WATFORD HOLDINGS LTD.,WATERLOO HOUSE STREET 2: 1ST FLOOR, 100 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM08 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Watford Holdings Ltd. CENTRAL INDEX KEY: 0001601669 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 981155442 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WATERLOO HOUSE STREET 2: 100 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM 08 BUSINESS PHONE: (441) 278-4124 MAIL ADDRESS: STREET 1: P.O. BOX HM 2069 CITY: HAMILTON STATE: D0 ZIP: HM HX 4 1 wf-form4_161471904241544.xml FORM 4 X0306 4 2021-03-01 0 0001601669 Watford Holdings Ltd. WTRE 0001765287 Hawley Robert L. C/O WATFORD HOLDINGS LTD. WATERLOO HOUSE 1ST FLOOR 100 PITTS BAY ROAD PEMBROKE D0 HM 08 BERMUDA 0 1 0 0 Chief Financial Officer Common Shares, par value $0.01/share 2021-03-01 4 M 0 1631 0 A 22709 D 8 1/2 Cumulative Redeemable Preference Shares 2000 D Restricted Share Units - 2020 2021-03-01 4 M 0 1631 0 D Common Shares, par value $0.01/share 1631.0 8152 D Restricted Share Units - 2019 Common Shares, par value $0.01/share 13192.0 13192 D Represents conversion of restricted share units to fully vested common shares equal to the number of restricted share units that have vested. The restricted share units have no exercise price. Each restricted share unit represents a contingent right to receive one common share of Watford Holdings Ltd. The reporting person received a restricted share unit grant, 50% of which are subject to a three-year vesting schedule, vesting 33.34% on the one year anniversary of March 1, 2020, 33.33% on the second year anniversary and 33.33% on the third year anniversary. The remaining 50% of the granted restricted share units are subject to performance metrics defined in the 2018 Stock Plan and cliff-vest on the third anniversary of March 1, 2020. Upon vesting, the reporting person will receive a number of common shares equal to the number of restricted share units that have vested. The reporting person received a restricted share unit grant subject to a three-year vesting schedule, of which 33.34% vested on the one year anniversary of April 26, 2019, 33.33% will vest on the second year anniversary and 33.33% will vest on the third year anniversary. Upon vesting, the reporting person will receive a number of common shares equal to the number of restricted share units that have vested. /s/ Robert L. Hawley 2021-03-02