0001601669-20-000075.txt : 20200608 0001601669-20-000075.hdr.sgml : 20200608 20200608163339 ACCESSION NUMBER: 0001601669-20-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200605 FILED AS OF DATE: 20200608 DATE AS OF CHANGE: 20200608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawley Robert L. CENTRAL INDEX KEY: 0001765287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38788 FILM NUMBER: 20949519 MAIL ADDRESS: STREET 1: C/O WATFORD HOLDINGS LTD.,WATERLOO HOUSE STREET 2: 1ST FLOOR, 100 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM08 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Watford Holdings Ltd. CENTRAL INDEX KEY: 0001601669 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 981155442 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WATERLOO HOUSE STREET 2: 100 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM 08 BUSINESS PHONE: (441) 278-4124 MAIL ADDRESS: STREET 1: P.O. BOX HM 2069 CITY: HAMILTON STATE: D0 ZIP: HM HX 4 1 wf-form4_159164839909447.xml FORM 4 X0306 4 2020-06-05 0 0001601669 Watford Holdings Ltd. WTRE 0001765287 Hawley Robert L. C/O WATFORD HOLDINGS LTD. WATERLOO HOUSE 1ST FLOOR 100 PITTS BAY ROAD PEMBROKE D0 HM 08 BERMUDA 0 1 0 0 Chief Financial Officer 8 1/2 Cumulative Redeemable Preference Shares 2020-06-05 4 P 0 2000 23.8764 A 2000 D Common Shares, par value $0.01/share 21078 D Restricted Share Units - 2019 Common Shares, par value $0.01/share 13192.0 13192 D Restricted Share Units - 2020 Common Shares, par value $0.01/share 9783.0 9783 D Each restricted share unit represents a contingent right to receive one common share of Watford Holdings Ltd. The reporting person received a restricted share unit grant subject to a three-year vesting schedule, of which 33.34% vested on the one year anniversary of April 26, 2019, 33.33% will vest on the second year anniversary and 33.33% will vest on the third year anniversary. Upon vesting, the reporting person will receive a number of common shares equal to the number of restricted share units that have vested. The reporting person received a restricted share unit grant, 50% of which are subject to a three-year vesting schedule, vesting 33.34% on the one year anniversary of March 1, 2020, 33.33% on the second year anniversary and 33.33% on the third year anniversary. The remaining 50% of the granted restricted share units are subject to performance metrics defined in the 2018 Stock Plan and cliff-vest on the third anniversary of March 1, 2020. Upon vesting, the reporting person will receive a number of common shares equal to the number of restricted share units that have vested. /s/ Robert L. Hawley 2020-06-08