0000899243-21-015634.txt : 20210413 0000899243-21-015634.hdr.sgml : 20210413 20210413175439 ACCESSION NUMBER: 0000899243-21-015634 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210409 FILED AS OF DATE: 20210413 DATE AS OF CHANGE: 20210413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RiverVest Venture Fund III, L.P. CENTRAL INDEX KEY: 0001601559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40315 FILM NUMBER: 21824026 BUSINESS ADDRESS: STREET 1: 7733 FORSYTH BOULEVARD CITY: ST. LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 314-726-6700 MAIL ADDRESS: STREET 1: 7733 FORSYTH BOULEVARD CITY: ST. LOUIS STATE: MO ZIP: 63105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RiverVest Venture Fund IV, L.P. CENTRAL INDEX KEY: 0001725443 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40315 FILM NUMBER: 21824024 BUSINESS ADDRESS: STREET 1: 101 SOUTH HANLEY ROAD, SUITE 1850 CITY: ST. LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: (314) 726-6700 MAIL ADDRESS: STREET 1: 101 SOUTH HANLEY ROAD, SUITE 1850 CITY: ST. LOUIS STATE: MO ZIP: 63105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RiverVest Venture Fund III (Ohio), L.P. CENTRAL INDEX KEY: 0001636686 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40315 FILM NUMBER: 21824025 BUSINESS ADDRESS: STREET 1: 11000 CEDAR AVENUE STREET 2: SUITE 100 CITY: CLEVELAND STATE: OH ZIP: 44106-3502 BUSINESS PHONE: 314-726-6700 MAIL ADDRESS: STREET 1: 11000 CEDAR AVENUE STREET 2: SUITE 100 CITY: CLEVELAND STATE: OH ZIP: 44106-3502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Reneo Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001637715 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 472309515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 675614 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 BUSINESS PHONE: 619-733-3852 MAIL ADDRESS: STREET 1: P.O. BOX 675614 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-09 1 0001637715 Reneo Pharmaceuticals, Inc. RPHM 0001601559 RiverVest Venture Fund III, L.P. 101 S. HANLEY ROAD SUITE 1850 ST. LOUIS MO 63105 0 0 1 0 0001636686 RiverVest Venture Fund III (Ohio), L.P. 101 S. HANLEY ROAD SUITE 1850 ST. LOUIS MO 63105 0 0 1 0 0001725443 RiverVest Venture Fund IV, L.P. 101 S. HANLEY ROAD SUITE 1850 ST. LOUIS MO 63105 0 0 1 0 Common Stock 2021-04-09 4 C 0 1100765 A 1380107 I See footnote Common Stock 2021-04-09 4 C 0 829113 A 2209220 I See footnote Common Stock 2021-04-09 4 P 0 200000 15.00 A 2409220 I See footnote Series A Preferred Stock 2021-04-09 4 C 0 4925711 0.00 D Common Stock 1100765 0 I See footnote Series B Preferred Stock 2021-04-09 4 C 0 3710116 0.00 D Common Stock 829113 0 I See footnote Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into 1 share of the Issuer's common stock for each 4.4748 shares of Preferred Stock upon the closing of the Issuer's initial public offering on April 9, 2021. The shares have no expiration date. Consists of shares held of record by (i) RiverVest Venture Fund III, L.P. ("RiverVest III"), (ii) RiverVest Venture Fund III (Ohio), L.P. ("RiverVest (Ohio) III"), and (iii) RiverVest Venture Fund IV, L.P ("RiverVest IV"). The shares held by RiverVest III are indirectly held by RiverVest Venture Partners III, L.P. ("RiverVest Partners III"), which is the general partner of RiverVest III. The shares held by RiverVest (Ohio) III are indirectly held by RiverVest Venture Partners III (Ohio), LLC ("RiverVest Partners (Ohio) III"), which is the general partner of RiverVest (Ohio) III. RiverVest Partners III is the sole member of RiverVest Partners (Ohio) III. RiverVest Venture Partners III, LLC is the general partner of RiverVest Partners III. The individual managers of RiverVest Ventures Partners III, LLC are Thomas C. Melzer, Jay Schmelter and John P. McKearn, Ph.D. RiverVest Partners III, RiverVest Partners (Ohio) III, RiverVest Venture Partners III, LLC and each of the individual managers share voting and dispositive power with regard to the Issuer's securities directly held by RiverVest Venture Fund III, L.P. and RiverVest Venture Fund III (Ohio), L.P. Consists of shares held of record by RiverVest IV. The shares held by RiverVest IV are indirectly held by RiverVest Venture Partners IV, L.P., its general partner ("RiverVest Partners IV"). RiverVest Venture Partners IV, LLC is the general partner of RiverVest Partners IV. The individual managers of RiverVest Ventures Partners IV, LLC are Jay Schmelter, John P. McKearn, Ph.D. and Niall O'Donnell, a member of the Issuer's board of directors. RiverVest Partners IV, RiverVest Venture Partners IV, LLC and each of the individual managers share voting and dispositive power with regard to the Company's securities directly held by RiverVest IV. RiverVest IV purchased the shares in the Issuer's initial public offering. The 2,409,220 shares consists of (i) 328,094 shares held of record by RiverVest III, (ii) 17,413 shares held of record by RiverVest (Ohio) III, and (iii) 2,063,713 shares held of record by RiverVest IV. /s/ Jay Schmelter, Manager of RiverVest Venture Partners III, LLC 2021-04-13 /s/ Jay Schmelter, Manager of RiverVest Venture Partners IV, LLC 2021-04-13