0000899243-21-015634.txt : 20210413
0000899243-21-015634.hdr.sgml : 20210413
20210413175439
ACCESSION NUMBER: 0000899243-21-015634
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210409
FILED AS OF DATE: 20210413
DATE AS OF CHANGE: 20210413
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RiverVest Venture Fund III, L.P.
CENTRAL INDEX KEY: 0001601559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40315
FILM NUMBER: 21824026
BUSINESS ADDRESS:
STREET 1: 7733 FORSYTH BOULEVARD
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
BUSINESS PHONE: 314-726-6700
MAIL ADDRESS:
STREET 1: 7733 FORSYTH BOULEVARD
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RiverVest Venture Fund IV, L.P.
CENTRAL INDEX KEY: 0001725443
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40315
FILM NUMBER: 21824024
BUSINESS ADDRESS:
STREET 1: 101 SOUTH HANLEY ROAD, SUITE 1850
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
BUSINESS PHONE: (314) 726-6700
MAIL ADDRESS:
STREET 1: 101 SOUTH HANLEY ROAD, SUITE 1850
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RiverVest Venture Fund III (Ohio), L.P.
CENTRAL INDEX KEY: 0001636686
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40315
FILM NUMBER: 21824025
BUSINESS ADDRESS:
STREET 1: 11000 CEDAR AVENUE
STREET 2: SUITE 100
CITY: CLEVELAND
STATE: OH
ZIP: 44106-3502
BUSINESS PHONE: 314-726-6700
MAIL ADDRESS:
STREET 1: 11000 CEDAR AVENUE
STREET 2: SUITE 100
CITY: CLEVELAND
STATE: OH
ZIP: 44106-3502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Reneo Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001637715
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 472309515
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: P.O. BOX 675614
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
BUSINESS PHONE: 619-733-3852
MAIL ADDRESS:
STREET 1: P.O. BOX 675614
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-09
1
0001637715
Reneo Pharmaceuticals, Inc.
RPHM
0001601559
RiverVest Venture Fund III, L.P.
101 S. HANLEY ROAD
SUITE 1850
ST. LOUIS
MO
63105
0
0
1
0
0001636686
RiverVest Venture Fund III (Ohio), L.P.
101 S. HANLEY ROAD
SUITE 1850
ST. LOUIS
MO
63105
0
0
1
0
0001725443
RiverVest Venture Fund IV, L.P.
101 S. HANLEY ROAD
SUITE 1850
ST. LOUIS
MO
63105
0
0
1
0
Common Stock
2021-04-09
4
C
0
1100765
A
1380107
I
See footnote
Common Stock
2021-04-09
4
C
0
829113
A
2209220
I
See footnote
Common Stock
2021-04-09
4
P
0
200000
15.00
A
2409220
I
See footnote
Series A Preferred Stock
2021-04-09
4
C
0
4925711
0.00
D
Common Stock
1100765
0
I
See footnote
Series B Preferred Stock
2021-04-09
4
C
0
3710116
0.00
D
Common Stock
829113
0
I
See footnote
Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into 1 share of the Issuer's common stock for each 4.4748 shares of Preferred Stock upon the closing of the Issuer's initial public offering on April 9, 2021. The shares have no expiration date.
Consists of shares held of record by (i) RiverVest Venture Fund III, L.P. ("RiverVest III"), (ii) RiverVest Venture Fund III (Ohio), L.P. ("RiverVest (Ohio) III"), and (iii) RiverVest Venture Fund IV, L.P ("RiverVest IV").
The shares held by RiverVest III are indirectly held by RiverVest Venture Partners III, L.P. ("RiverVest Partners III"), which is the general partner of RiverVest III. The shares held by RiverVest (Ohio) III are indirectly held by RiverVest Venture Partners III (Ohio), LLC ("RiverVest Partners (Ohio) III"), which is the general partner of RiverVest (Ohio) III. RiverVest Partners III is the sole member of RiverVest Partners (Ohio) III. RiverVest Venture Partners III, LLC is the general partner of RiverVest Partners III.
The individual managers of RiverVest Ventures Partners III, LLC are Thomas C. Melzer, Jay Schmelter and John P. McKearn, Ph.D. RiverVest Partners III, RiverVest Partners (Ohio) III, RiverVest Venture Partners III, LLC and each of the individual managers share voting and dispositive power with regard to the Issuer's securities directly held by RiverVest Venture Fund III, L.P. and RiverVest Venture Fund III (Ohio), L.P.
Consists of shares held of record by RiverVest IV.
The shares held by RiverVest IV are indirectly held by RiverVest Venture Partners IV, L.P., its general partner ("RiverVest Partners IV"). RiverVest Venture Partners IV, LLC is the general partner of RiverVest Partners IV. The individual managers of RiverVest Ventures Partners IV, LLC are Jay Schmelter, John P. McKearn, Ph.D. and Niall O'Donnell, a member of the Issuer's board of directors. RiverVest Partners IV, RiverVest Venture Partners IV, LLC and each of the individual managers share voting and dispositive power with regard to the Company's securities directly held by RiverVest IV.
RiverVest IV purchased the shares in the Issuer's initial public offering.
The 2,409,220 shares consists of (i) 328,094 shares held of record by RiverVest III, (ii) 17,413 shares held of record by RiverVest (Ohio) III, and (iii) 2,063,713 shares held of record by RiverVest IV.
/s/ Jay Schmelter, Manager of RiverVest Venture Partners III, LLC
2021-04-13
/s/ Jay Schmelter, Manager of RiverVest Venture Partners IV, LLC
2021-04-13