Chief Compliance Officer

0001601348-22-000001.txt : 20220202 0001601348-22-000001.hdr.sgml : 20220202 20220201183546 ACCESSION NUMBER: 0001601348-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220202 DATE AS OF CHANGE: 20220201 EFFECTIVENESS DATE: 20220202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Riggs Asset Managment Co. Inc. CENTRAL INDEX KEY: 0001601348 IRS NUMBER: 232626101 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16103 FILM NUMBER: 22580663 BUSINESS ADDRESS: STREET 1: 8 WEST MARKET STREET STREET 2: SUITE 1120 CITY: WILKES-BARRE STATE: PA ZIP: 18701 BUSINESS PHONE: 570-823-3383 MAIL ADDRESS: STREET 1: 8 WEST MARKET STREET STREET 2: SUITE 1120 CITY: WILKES-BARRE STATE: PA ZIP: 18701 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601348 XXXXXXXX 12-31-2021 12-31-2021 Riggs Asset Managment Co. Inc.

8 WEST MARKET STREET SUITE 1120 WILKES-BARRE PA 18701

13F HOLDINGS REPORT 028-16103 N Susan A. Shoemaker Chief Compliance Officer 570-823-3383 Susan A. Shoemaker Wilkes-Barre PA 02-01-2022 0 325 369103 false INFORMATION TABLE 2 riggs4q21.xml 3M CO COM 88579Y101 151 848 SH SOLE 0 0 848 ABBOTT LABORATORIES COM 002824100 320 2277 SH SOLE 0 0 2277 ABBVIE INC COM 00287Y109 8073 59627 SH SOLE 0 0 59627 ACADIA PHARMACEUTICALS COM 004225108 15 650 SH SOLE 0 0 650 ACCENTURE LTD ORD SHS CLASS A G1151C101 36 86 SH SOLE 0 0 86 ACTIVISION BLIZZARD INC COM COM 00507V109 49 735 SH SOLE 0 0 735 ADOBE SYSTEMS INC COM 00724F101 15 26 SH SOLE 0 0 26 Affirm Holdings Inc COM CL A 00827B106 19 184 SH SOLE 0 0 184 AGEX THERAPEUTICS INC COM 00848H108 1 1160 SH SOLE 0 0 1160 ALIBABA GROUP HOLDING LIMITED SPONSORED ADS 01609W102 71 600 SH SOLE 0 0 600 ALL ASIA XJAPAN MSCI AC ASIA ETF 464288182 109 1324 SH SOLE 0 0 1324 ALLEGION PUBLIC LTD CO ORD SHS G0176J109 9 66 SH SOLE 0 0 66 ALPHABET INC CL A CAP STK CL A 02079K305 490 169 SH SOLE 0 0 169 ALPHABET INC CL C CAP STK CL C 02079K107 12327 4260 SH SOLE 0 0 4260 ALPS ETF TR ALERIAN MLP 00162Q452 28 841 SH SOLE 0 0 841 AMARIN CORP PLC SPONS ADR NEW 023111206 1 400 SH SOLE 0 0 400 AMAZON COM INC COM 023135106 8843 2652 SH SOLE 0 0 2652 AMEDISYS INC COM 023436108 73 450 SH SOLE 0 0 450 AMERICAN AIRLS GROUP INC COM 02376R102 1 60 SH SOLE 0 0 60 AMERICAN ELEC PWR INC COM 025537101 66 745 SH SOLE 0 0 745 AMERICAN EXPRESS COMPANY COM 025816109 86 525 SH SOLE 0 0 525 AMGEN INC COM 031162100 169 750 SH SOLE 0 0 750 AMPLIFY TRANSFORMATIONAL DATA SHRQ ETF CLOCKCHAIN LDR 032108607 0 7 SH SOLE 0 0 7 ANAPTYSBIO INC COM COM 032724106 1 30 SH SOLE 0 0 30 ANTERO RESOURCES COR COM 03674X106 11 633 SH SOLE 0 0 633 APPLE INC COM 037833100 13292 74855 SH SOLE 0 0 74855 APPLIED MATERIALS INC. COM 038222105 71 450 SH SOLE 0 0 450 ARISTA NETWORKS INC COM COM 040413106 5697 39629 SH SOLE 0 0 39629 ARK AUTONOMOUS TECH AUTNMUS TECHNLGY 00214Q203 361 4682 SH SOLE 0 0 4682 ARK INNOVATION ETF INNOVATION ETF 00214Q104 381 4023 SH SOLE 0 0 4023 ARK NEXT GENERATION NEXT GNRTN INTER 00214Q401 1 9 SH SOLE 0 0 9 AT&T CORP COM 00206R102 25 1004 SH SOLE 0 0 1004 AUTO DATA PROCESSING COM 053015103 49 200 SH SOLE 0 0 200 AUTOZONE INC COM 053332102 293 140 SH SOLE 0 0 140 AVANGRID INC COM 05351W103 58 1166 SH SOLE 0 0 1166 AVERY DENNISON CORP COM 053611109 79 365 SH SOLE 0 0 365 BANK OF AMERICA CORPORATION COM 060505104 242 5436 SH SOLE 0 0 5436 BAUSCH HEALTH COMPANIES INC CO M COM 071734107 18 634 SH SOLE 0 0 634 BAXTER INTL INC COM 071813109 26 298 SH SOLE 0 0 298 BERKSHIRE HATHAWAY INC COM CL B CL B NEW 084670702 719 2405 SH SOLE 0 0 2405 BIOGEN IDEC INC COM 09062X103 2 10 SH SOLE 0 0 10 BOEING CO COM 097023105 27 136 SH SOLE 0 0 136 BOYD GAMING CORP COM 103304101 26 400 SH SOLE 0 0 400 BRISTOL MYERS SQUIBB CO COM 110122108 77 1242 SH SOLE 0 0 1242 C S X CORP COM 126408103 211 5610 SH SOLE 0 0 5610 CALAMOS GLOBAL INCOME FD COM 12811L107 15 1517 SH SOLE 0 0 1517 CANADIAN PACIFIC LIMITED COM 13645T100 4 49 SH SOLE 0 0 49 CANOPY GROWTH CORP COM 138035100 0 23 SH SOLE 0 0 23 CARRIER GLOBAL CORPORATION COM COM 14448C104 37 674 SH SOLE 0 0 674 CATERPILLAR INC. COM 149123101 48 233 SH SOLE 0 0 233 CDW CORP COM 12514G108 7 32 SH SOLE 0 0 32 CELSION CORPORATION COM PAR NEW 15117N503 0 2 SH SOLE 0 0 2 CHAEGEPOINT HOLDINGS COM CL A 15961R105 4 200 SH SOLE 0 0 200 CHEESECAKE FACTORY INC COM 163072101 4 113 SH SOLE 0 0 113 CHEVRON CORP NEW COM 166764100 62 527 SH SOLE 0 0 527 CIGNA CORP COM 125523100 13 55 SH SOLE 0 0 55 CLEAN ENERGY FUELS CORP COM 184499101 25 4000 SH SOLE 0 0 4000 CLOUDFLARE INC CL A COM 18915M107 6579 50030 SH SOLE 0 0 50030 COCA COLA CO COM 191216100 41 700 SH SOLE 0 0 700 COINBASE GLOBAL CL A ORD COM CL A 19260Q107 1360 5388 SH SOLE 0 0 5388 COMCAST CORP NEW CL A 20030N101 95 1881 SH SOLE 0 0 1881 COMMUNICATION SERVICES SECT SPDR ETF COMMUNICATION 81369Y852 152 1955 SH SOLE 0 0 1955 COMMUNITY BK SYS INC COM 203607106 646 8667 SH SOLE 0 0 8667 CONOCOPHILLIPS COM 20825C104 90 1246 SH SOLE 0 0 1246 Consensus Cloud Solutions Inc COM 20848V105 5 88 SH SOLE 0 0 88 CONSOLIDATED EDISON INC COM 209115104 94 1100 SH SOLE 0 0 1100 CORE MSCI EAFE CORE MSCI EAFE 46432F842 56 744 SH SOLE 0 0 744 CORTEVA INC COM COM 22052L104 21 450 SH SOLE 0 0 450 COSTCO WHOLESALE CO COM 22160K105 269 473 SH SOLE 0 0 473 CROWDSTRIKE HOLDINGS INC COM C L A CL A 22788C105 3202 15638 SH SOLE 0 0 15638 CULLEN FROST BANKERS INC COM 229899109 126 1000 SH SOLE 0 0 1000 CUMMINS INC COM 231021106 2619 12006 SH SOLE 0 0 12006 CVS CAREMARK CORPORATION COM 126650100 7759 75215 SH SOLE 0 0 75215 CYBER SECURITY PRIME CYBR SCRTY 26924G201 3168 51548 SH SOLE 0 0 51548 DATADOG INC. CL A COM 23804L103 4201 23586 SH SOLE 0 0 23586 DEERE & COMPANY COM 244199105 6 17 SH SOLE 0 0 17 DELL COMPUTER CORPORATION CL C 24703L202 2 42 SH SOLE 0 0 42 DISCOVER FINANCIAL SVCS COM 254709108 24 211 SH SOLE 0 0 211 DISNEY WALT CO COM 254687106 83 533 SH SOLE 0 0 533 DOCUSIGN INC COM 256163106 8 51 SH SOLE 0 0 51 DOMINION RES INC VA NEW COM 25746U109 127 1612 SH SOLE 0 0 1612 DOVER CORP COM 260003108 9 49 SH SOLE 0 0 49 DOW CHEM CO COM 260557103 26 450 SH SOLE 0 0 450 DraftKings Inc COM CL A 26142R104 0 12 SH SOLE 0 0 12 DU PONT E I DE NEMOURS & CO COM 26614N102 24 300 SH SOLE 0 0 300 DUKE POWER COM NEW 26441C204 8 75 SH SOLE 0 0 75 DYADIC INTERNTNL COM 26745T101 7 1500 SH SOLE 0 0 1500 DYNAMIC LEISURE AND ENTMNT ETF INVESCO DYNMC LEISURE 46137V720 4545 92791 SH SOLE 0 0 92791 EASTMAN CHEMICAL COMPANY COM 277432100 6 47 SH SOLE 0 0 47 EATON CORPORATION SHS G29183103 6 34 SH SOLE 0 0 34 ECHOSTAR COMMUNICATIONS CORP NEW-CL A CL A 25470M109 6 200 SH SOLE 0 0 200 EDISON INTL COM 281020107 20 300 SH SOLE 0 0 300 EDITAS MEDICINE INC COM 28106W103 5 200 SH SOLE 0 0 200 EMERSON ELECTRIC CO COM 291011104 67 726 SH SOLE 0 0 726 ENBRIDGE INC COM 29250N105 16 400 SH SOLE 0 0 400 Energy Recovery Inc COM 29270J100 11 498 SH SOLE 0 0 498 ENERGY SELECT SECTOR SPDRFUND ENERGY 81369Y506 11101 200022 SH SOLE 0 0 200022 ESSA BANCORP COM 29667D104 5 300 SH SOLE 0 0 300 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 3 292 SH SOLE 0 0 292 EVERGY INC COM 30034W106 192 2800 SH SOLE 0 0 2800 EXXON MOBIL CORP COM 30231G102 101 1655 SH SOLE 0 0 1655 FACEBOOK INC CL A 30303M102 3152 9370 SH SOLE 0 0 9370 FASTLY INC CL A 31188V100 5 150 SH SOLE 0 0 150 FINANCIAL SELECT SECTOR SPDRFUND FINANCIAL 81369Y605 409 10476 SH SOLE 0 0 10476 FIRST NATIONAL COMMUNITY BNCRP COM COM 302578109 9 1000 SH SOLE 0 0 1000 FIRST TRUST ENERGY COM 33738G104 5 356 SH SOLE 0 0 356 First Trust Global Wind Energy ETF GBL WND ENRG ETF 33736G106 3 143 SH SOLE 0 0 143 FIRST TRUST INTERNET INDEX DJ INTERNT IDX 33733E302 131 581 SH SOLE 0 0 581 FIRST TRUST NASDAQ 100-TECH SECTOR ETF SHS 337345102 322 1839 SH SOLE 0 0 1839 FIRST TRUST NASDAQ BANK ETF NASDAQ BK ETF 33738R860 230 7016 SH SOLE 0 0 7016 FIRST TRUST WATER ETF WTR ETF 33733B100 5794 61118 SH SOLE 0 0 61118 FIRSTENERGY CORP COM 337932107 32 775 SH SOLE 0 0 775 FORTUNE BRANDS HOME & SECURITY INC COM 34964C106 80 750 SH SOLE 0 0 750 FREEPRT-MCMRAN CPR&GLD B CL B 35671D857 15 348 SH SOLE 0 0 348 GAMING & LEISURE PPTYS INC COM 36467J108 24 494 SH SOLE 0 0 494 GENERAL DYNAMICS CORP COM COM 369550108 45 215 SH SOLE 0 0 215 GENERAL ELECTRIC CO COM NEW 369604301 21 227 SH SOLE 0 0 227 GILDAN ACTIVEWEAR INC COM COM 375916103 0 10 SH SOLE 0 0 10 GLOBAL PAYMENTS INC COM 37940X102 3 21 SH SOLE 0 0 21 GLOBAL X US INFASTRUCTURE DEV ETF US INFR DEV ETF 37954Y673 16835 584766 SH SOLE 0 0 584766 GLOBAL X CYBERSECURITY ETF CYBRSCURTY ETF 37954Y384 358 11259 SH SOLE 0 0 11259 GLOBAL X E-COMMERCE ETF E COMMERCE ETF 37954Y467 18 646 SH SOLE 0 0 646 GLOBAL X LITHIUM & BATTERY TECH ETF LITHIUM BTRY ETF 37954Y855 1556 18422 SH SOLE 0 0 18422 GOLDMAN SACHS GROUP INC COM 38141G104 6088 15914 SH SOLE 0 0 15914 HALIBURTON CO COM 406216101 10 417 SH SOLE 0 0 417 HEALTH CARE EQUIPMENT SPDR S&P HLTH CR EQUIP 78464A581 4492 38297 SH SOLE 0 0 38297 HEALTHCARE SECTOR SPDR TR SBI SBI HEALTHCARE 81369Y209 147 1045 SH SOLE 0 0 1045 HELIX ENERGY SOLUTIONS GROUP INC COM 42330P107 2 600 SH SOLE 0 0 600 HERSHEY CO COM 427866108 29 150 SH SOLE 0 0 150 HOLOGIC INC COM 436440101 149 1946 SH SOLE 0 0 1946 HOME DEPOT INC COM 437076102 267 644 SH SOLE 0 0 644 HONEYWELL INTL INC COM 438516106 258 1235 SH SOLE 0 0 1235 Howmet Aerospace Inc COM 443201108 16 500 SH SOLE 0 0 500 HUMANA INCORPORATED COM 444859102 5994 12922 SH SOLE 0 0 12922 II-VI-INC COM 902104108 16 231 SH SOLE 0 0 231 INDUSTRIAL SEL S&P SPDR SBI INT-INDS 81369Y704 285 2692 SH SOLE 0 0 2692 INGERSOLL-RAND PLC COM 45687V106 65 1058 SH SOLE 0 0 1058 INNOVATIVE INDUSTRIAL PROPERTIES INC. COM 45781V101 6701 25486 SH SOLE 0 0 25486 INOVIO PHARMACEUTICALS INC COM COM NEW 45773H201 1 125 SH SOLE 0 0 125 INTEL CORPORATION COM 458140100 28 550 SH SOLE 0 0 550 INTERNATIONAL BUSINESS MACH COM 459200101 93 693 SH SOLE 0 0 693 INTERPUBLIC GROUP COS COM 460690100 9 239 SH SOLE 0 0 239 INVESCO QQQ TRUST SRS 1 ETF UNIT SER 1 46090E103 2354 5916 SH SOLE 0 0 5916 INVESCO S&P 500 LOW VOLATILITY ETF S&P 500 LOW VOL 46138E354 10 148 SH SOLE 0 0 148 INVESCO S&P SMALL CAP FINANCIALS ETF S&P SMLCP FINL 46138E156 309 5041 SH SOLE 0 0 5041 Invesco S&P SmallCap 600 Revenue ETF S&P SMALLCAP 600 46138G664 596 4839 SH SOLE 0 0 4839 IONIS PHARMACEUTICALS INC COM COM 462222100 30 997 SH SOLE 0 0 997 IRIDIUM COMMUNICATIONS INC COM COM 46269C102 2840 68774 SH SOLE 0 0 68774 ISHARES CORE S&P 500 ETF CORE S&P 500 ETF 464287200 1193 2502 SH SOLE 0 0 2502 ISHARES GS SOFTWARE INDEX EXPANDED TECH 464287515 6006 15103 SH SOLE 0 0 15103 ISHARES MEDICAL DEVICES U.S. MED DVC ETF 464288810 5 72 SH SOLE 0 0 72 iShares MSCI USA Quality Factor ETF MSCI USA QLT FCT 46432F339 10 68 SH SOLE 0 0 68 ISHARES NASDAQ BIOTEC ETF ISHARES BIOTECH 464287556 4 27 SH SOLE 0 0 27 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 5305 23847 SH SOLE 0 0 23847 ISHARES RUSSELL MIDCAP RUS MDCP VAL ETF 464287473 1338 10935 SH SOLE 0 0 10935 iShares S&P Mid-Cap 400 Growth S&P MC 400 GR ETF 464287606 369 4327 SH SOLE 0 0 4327 ISHARES TR S&P SMALLCAP CORE S&P SCP ETF 464287804 1591 13894 SH SOLE 0 0 13894 ISHARES TRUST DOW JONES U.S. TECH ETF 464287721 74 644 SH SOLE 0 0 644 ISHRS US BRKR DEALRS US BR DEL SE ETF 464288794 3850 34941 SH SOLE 0 0 34941 J P MORGAN CHASE & CO COM 46625H100 710 4481 SH SOLE 0 0 4481 J2 Global Inc COM 48123V102 29 264 SH SOLE 0 0 264 JINKOSOLAR HOLDING CO LTD ADR SPONSORED ADR 47759T100 5 105 SH SOLE 0 0 105 JOHNSON & JOHNSON COM 478160104 317 1854 SH SOLE 0 0 1854 KEYCORP COM 493267108 10 443 SH SOLE 0 0 443 KKR & CO LP DEL COM 48251W104 31 418 SH SOLE 0 0 418 KYNDRYL HOLDINGS ORD WI COMMON STOCK 50155Q100 12 675 SH SOLE 0 0 675 L3 HARRIS TECHNOLOGIES INC COM COM 502431109 5712 26789 SH SOLE 0 0 26789 LAM RESEARCH CORP COM 512807108 9 12 SH SOLE 0 0 12 LEVI STRAUSS & CO CL A COM STK 52736R102 1 50 SH SOLE 0 0 50 LILLY ELI & CO COM 532457108 73 264 SH SOLE 0 0 264 LINDE PLC COM SHS G5494J103 69 200 SH SOLE 0 0 200 LINEAGE CELL THERAPEUTIC COM 53566P109 26 10600 SH SOLE 0 0 10600 LOCKHEED MARTIN CORP COM 539830109 58 162 SH SOLE 0 0 162 M & T BK CORP COM 55261F104 72 469 SH SOLE 0 0 469 MANULIFE FINL CORP COM 56501R106 28 1480 SH SOLE 0 0 1480 MARKER THERAPEUTICS INC COM COM 57055L107 16 16500 SH SOLE 0 0 16500 MARRIOTT INTL INC NEW CL A 571903202 151 915 SH SOLE 0 0 915 MASTECH DIGITAL INC COM 57633B100 4 214 SH SOLE 0 0 214 MASTERCARD INC CL A 57636Q104 15 43 SH SOLE 0 0 43 MATCH GROUP ORD COM 57667L107 11 85 SH SOLE 0 0 85 MCDONALDS CORP COM 580135101 5954 22212 SH SOLE 0 0 22212 MDC HOLDINGS INC-DEL COM 552676108 159 2847 SH SOLE 0 0 2847 MEDIFAST INC COM COM 58470H101 12 59 SH SOLE 0 0 59 MERCK & COMPANY INC NEW COM 58933Y105 103 1339 SH SOLE 0 0 1339 MICRON TECHNOLOGY INC COM 595112103 13 140 SH SOLE 0 0 140 MICROSOFT COR COM 594918104 1051 3126 SH SOLE 0 0 3126 MIDDLEFIELD BANC CORP COM COM NEW 596304204 467 18830 SH SOLE 0 0 18830 MORGAN STANLEY COM NEW 617446448 50 513 SH SOLE 0 0 513 N B T BANCORP INC COM 628778102 37 950 SH SOLE 0 0 950 N C R CORP NEW COM 62886E108 3 68 SH SOLE 0 0 68 NAVIGATOR HOLDINGS LTD SHS Y62132108 1 110 SH SOLE 0 0 110 NEW YORK CMNTY BANCORP INC COM 649445103 2 200 SH SOLE 0 0 200 NEXTERA ENERGY INC COM 65339F101 298 3188 SH SOLE 0 0 3188 NIKE INC CL B 654106103 245 1468 SH SOLE 0 0 1468 NORFOLK SOUTHERN CORP COM 655844108 186 625 SH SOLE 0 0 625 NORTHROP GRUMMAN CORP COM 666807102 132 340 SH SOLE 0 0 340 NORWEGIAN CRUISE LINE HLDGS OR D SHS G66721104 12 600 SH SOLE 0 0 600 Nutrien Ltd COM 67077M108 1 7 SH SOLE 0 0 7 NVIDIA CORP COM 67066G104 2320 7889 SH SOLE 0 0 7889 OATLY GROUP ADS REP ORD SPONSORED ADS 67421J108 2 200 SH SOLE 0 0 200 OCCIDENTAL PETE CORP WT EXP *W EXP 08/03/202 674599162 0 1 SH SOLE 0 0 1 ONCOCYTE CORP COM COM 68235C107 2 1000 SH SOLE 0 0 1000 ORACLE CORP COM 68389X105 392 4495 SH SOLE 0 0 4495 ORASURE TECHNOLOGIES INC COM 68554V108 1 150 SH SOLE 0 0 150 ORGANON & CO. COMMON STOCK COMMON STOCK 68622V106 4 146 SH SOLE 0 0 146 OTIS WORLDWIDE CORP COM COM 68902V107 20 231 SH SOLE 0 0 231 PAYPAL HOLDINGS INC COM 70450Y103 2096 11115 SH SOLE 0 0 11115 PENN NATL GAMING INC COM 707569109 41 800 SH SOLE 0 0 800 PEOPLES FINANCIAL SVCS COM 711040105 344 6530 SH SOLE 0 0 6530 PEPSICO INC COM 713448108 303 1743 SH SOLE 0 0 1743 PFIZER INC COM 717081103 203 3444 SH SOLE 0 0 3444 PHILLIPS COM 718546104 10 142 SH SOLE 0 0 142 PNC FINL SVCS GROUP INC COM 693475105 106 530 SH SOLE 0 0 530 PPL CORP COM 69351T106 78 2583 SH SOLE 0 0 2583 PRECISION DRILLING CORP COM NEW 74022D407 2 54 SH SOLE 0 0 54 PRINCIPAL FINL GROUP INC COM 74251V102 48 665 SH SOLE 0 0 665 PROCTER & GAMBLE CO COM 742718109 1109 6780 SH SOLE 0 0 6780 PUBLIC SERVICE ENTERPRISE GROUP COM 744573106 35 524 SH SOLE 0 0 524 PWERSHRS SEMI-CONDUCTORS DYNMC SEMICNDT 46137V647 333 2169 SH SOLE 0 0 2169 QUALCOMM INC COM 747525103 7921 43315 SH SOLE 0 0 43315 QUANTA SERVICES INC COM 74762E102 7 60 SH SOLE 0 0 60 RADCOM LTD SHS NEW 001082668 49 3750 SH SOLE 0 0 3750 RAMBUS INC DEL COM 750917106 12 400 SH SOLE 0 0 400 RAYTHEON TECH CORP COM COM 75513E101 2137 24834 SH SOLE 0 0 24834 REGENERON PHARMACEUTICALS COM 75886F107 63 100 SH SOLE 0 0 100 REINVENT TECHNOLOGY PARTNERS COMMON STOCK G7483N129 4 500 SH SOLE 0 0 500 RESIDEO TECHNOLOGIES INC COM COM 76118Y104 1 24 SH SOLE 0 0 24 RIO TINTO PLC ADR SPONSORED ADR 767204100 7 100 SH SOLE 0 0 100 ROYAL CARRBN CRUISES LTD COM V7780T103 8 100 SH SOLE 0 0 100 Royal Dutch Shell PLC SPONS ADR A 780259206 6 140 SH SOLE 0 0 140 S&P 500 HIGH BETA PORTFOLIO S&P 500 HB ETF 46138E370 1102 13940 SH SOLE 0 0 13940 S&P 500 HIGH QUALI TY PORTFOLIO S&P 500 QUALITY 46137V241 4301 80835 SH SOLE 0 0 80835 S&P DIVIDEND S&P DIVID ETF 78464A763 16 125 SH SOLE 0 0 125 S&P HOME BUILDERS ETF S&P HOMEBUILD 78464A888 8907 103832 SH SOLE 0 0 103832 S&P METALS & MINING S&P METALS MNG 78464A755 39 860 SH SOLE 0 0 860 S&P MID CAP GROWTH CORE S&P MCP ETF 464287507 102 360 SH SOLE 0 0 360 S&P OIL & GAS EXPL & PROD S&P OIL GAS EXP 78468R556 225 2343 SH SOLE 0 0 2343 SANOFI SPONSORED ADR 80105N105 6 123 SH SOLE 0 0 123 SAP AG SPON ADR 803054204 11 80 SH SOLE 0 0 80 SELECT SECTOR SPDR TR SBI CONS DISCR SBI CONS DISCR 81369Y407 285 1392 SH SOLE 0 0 1392 SELECT SECTOR SPDR TR SBI INT UTIL SBI INT-UTILS 81369Y886 68 945 SH SOLE 0 0 945 SEMICONDUCTOR HOLDERS TR SEMI CONDUCTR ETF 92189F676 13797 44682 SH SOLE 0 0 44682 SEMPRA ENERGY COM 816851109 26 200 SH SOLE 0 0 200 SHERWIN WILLIAMS CO COM 824348106 141 399 SH SOLE 0 0 399 SHIFT4 PMTS INC CL A 82452J109 1489 25698 SH SOLE 0 0 25698 Silvergate Capital CL A 82837P408 27 182 SH SOLE 0 0 182 SIRIUS XM HLDGS INC COM 82968B103 1 100 SH SOLE 0 0 100 SMALL CAP HEALTHCARE S&P SMLCP HELT 46138E149 109 604 SH SOLE 0 0 604 SMUCKER JM CO COM NEW 832696405 3 23 SH SOLE 0 0 23 SNOWFLAKE CL A ORD CL A 833445109 2169 6403 SH SOLE 0 0 6403 SOLAR ENERGY ETF INVESCO SOLAR ETF 46138G706 139 1806 SH SOLE 0 0 1806 SOUTHERN COMPANY COM 842587107 17 250 SH SOLE 0 0 250 SOUTHWEST AIRLINES CO COM 844741108 15 345 SH SOLE 0 0 345 SPDR S&P REGIONAL BANKING ETF KRE S&P REGL BKG 78464A698 19 271 SH SOLE 0 0 271 SPDR S&P500 ETF TR TR UNIT 78462F103 133 281 SH SOLE 0 0 281 SPDR SPDR S&P BIOTECH ETF S&P BIOTECH 78464A870 32 285 SH SOLE 0 0 285 SPDR SPDR S&P RETAIL ETF S&P RETAIL ETF 78464A714 10676 118238 SH SOLE 0 0 118238 SQUARE INC COM CL A CL A 852234103 2155 13345 SH SOLE 0 0 13345 STARBUCKS CORP COM 855244109 6493 55509 SH SOLE 0 0 55509 STRYKER CORP COM 863667101 21 80 SH SOLE 0 0 80 T. ROWE PRICE GROUP INC COM 74144T108 5474 27839 SH SOLE 0 0 27839 TAIWAN SEMICONDUCTR ADRF SPONSORED ADR 874039100 3 25 SH SOLE 0 0 25 TAKEDA PHARMA SPONSORED ADS 874060205 3 221 SH SOLE 0 0 221 TARGET CORPORATION COM 87612E106 8163 35270 SH SOLE 0 0 35270 TC ENERGY CORP F COM 87807B107 17 375 SH SOLE 0 0 375 TECHNOLOGY SECTOR SPDR TECHNOLOGY 81369Y803 1264 7272 SH SOLE 0 0 7272 TELADOC INC COM 87918A105 4 40 SH SOLE 0 0 40 TERADATA CORP COM 88076W103 3 68 SH SOLE 0 0 68 TESLA MOTORS INC COM 88160R101 1849 1750 SH SOLE 0 0 1750 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 12 1500 SH SOLE 0 0 1500 TEXAS INSTRS INC COM 882508104 106 560 SH SOLE 0 0 560 THE ALLSTATE CORPORATION COM 020002101 12 98 SH SOLE 0 0 98 THE AZEK CO., INC. CLASS A CL A 05478C105 29 620 SH SOLE 0 0 620 THE TRAVELERS COMPANY INC COM 89417E109 18 115 SH SOLE 0 0 115 TITAN MEDICAL INC. COM NEW 88830X819 0 33 SH SOLE 0 0 33 TONIX PHARMACEUTICALS HOLDING CORP COM 890260706 0 300 SH SOLE 0 0 300 TORONTO DOMINION BK ONT COM NE W COM NEW 891160509 19 245 SH SOLE 0 0 245 TRAANE TECHNOLOGIES PLC SHS G8994E103 202 1000 SH SOLE 0 0 1000 TRAVEL TECH ETFMG ETF ETFMG TRAVEL TEC 26924G771 1531 62843 SH SOLE 0 0 62843 TRICON GLOBAL RESTR INC COM 988498101 28 200 SH SOLE 0 0 200 TRUIST FINANCIAL CORPORATION C OM COM 89832Q109 4 61 SH SOLE 0 0 61 U G I CORP NEW COM 902681105 149 3237 SH SOLE 0 0 3237 U.S. BANCORP COM NEW 902973304 84 1500 SH SOLE 0 0 1500 UNION PAC CORP COM 907818108 101 400 SH SOLE 0 0 400 UNITED PARCEL SERVICE INC CL B 911312106 16 75 SH SOLE 0 0 75 UNITEDHEALTH GROUP INC COM 91324P102 124 247 SH SOLE 0 0 247 UNITY SOFTWARE INC COM 91332U101 2225 15560 SH SOLE 0 0 15560 US GLOBAL JETS ETF US GLB JETS 26922A842 1650 78219 SH SOLE 0 0 78219 VANECK VECTORS OIL SERVICE HOLDERS TR OIL SERVICES ETF 92189H607 301 1626 SH SOLE 0 0 1626 VANGUARD DIV SPECIALIZED PORTFOL DIV APPR DIV APP ETF 921908844 2785 16213 SH SOLE 0 0 16213 VANGUARD EMERGING MKTS FTSE EMR MKT ETF 922042858 47 948 SH SOLE 0 0 948 VERIZON COMMUNICATIONS INC COM 92343V104 242 4653 SH SOLE 0 0 4653 VIACELL INC CL B 92556H206 5 150 SH SOLE 0 0 150 VIATRIS INC COM 92556V106 3 197 SH SOLE 0 0 197 VILLAGE FARMS INTL INC COM COM 92707Y108 53 8279 SH SOLE 0 0 8279 VIRTUS INVT PARTNERS INC COM 92828Q109 7 25 SH SOLE 0 0 25 VISA INC COM CL A 92826C839 8030 37054 SH SOLE 0 0 37054 VMWARE INC CL A COM 928563402 19 168 SH SOLE 0 0 168 WAL-MART STORES INC COM 931142103 5031 34773 SH SOLE 0 0 34773 WASHINGTON TRUST BANCORP COM COM 940610108 348 6180 SH SOLE 0 0 6180 WESTERN DIGITAL CORP COM 958102105 3 47 SH SOLE 0 0 47 World Fuel Services Corp COM 981475106 4 144 SH SOLE 0 0 144 XCEL ENERGY INC COM 98389B100 61 900 SH SOLE 0 0 900 Zillow Group Inc CL C CAP STK 98954M200 5 75 SH SOLE 0 0 75 ZIMMER BIOMET HLDGS COM 98956P102 0 1 SH SOLE 0 0 1 EMRG MKT BD JPMORGAN USD EMG 464288281 155 1423 SH SOLE 0 0 1423 INVESCO SENIOR LOAN ETF SR LN ETF 46138G508 7019 317589 SH SOLE 0 0 317589 ISHARES CORE TOTUSBD ETF CORE US AGGBD ET 464287226 72 629 SH SOLE 0 0 629 ISHARES FLOATING RATE FLTG RATE NT ETF 46429B655 7693 151648 SH SOLE 0 0 151648 ISHARES IBOXX HIGH YIELD ETF IBOXX HI YD ETF 464288513 25 282 SH SOLE 0 0 282 ISHARES IBOXX INV CP ETF IBOXX INV CP ETF 464287242 5846 44114 SH SOLE 0 0 44114 ISHARES NAT AMT FREE BD NATIONAL MUN ETF 464288414 55 470 SH SOLE 0 0 470 ISHARES TIPS BD ETF TIPS BD ETF 464287176 13470 104259 SH SOLE 0 0 104259 ISHARES TRUST 1-3 YR TREASURY BD ETF 1 3 YR TREAS BD 464287457 9 100 SH SOLE 0 0 100 NUVEEN AMT FREE MUNI INC COM 670657105 45 2906 SH SOLE 0 0 2906 NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL F COM 670972108 24 1599 SH SOLE 0 0 1599 SPDR BLMBERG BRCLY CONV SECRT ETF BLOOMBERG CONV 78464A359 6678 80495 SH SOLE 0 0 80495 SPDR HIGH YIELD BLOOMBERG HIGH Y 78468R622 11164 102826 SH SOLE 0 0 102826 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 87 1581 SH SOLE 0 0 1581 GOLD MINERS ETF MKT VECTORS GOLD MINERS ETF 92189F106 145 4538 SH SOLE 0 0 4538 GOLD TRUST SPDR GOLD SHS 78463V107 10741 62826 SH SOLE 0 0 62826 ISHARES GOLD TRUST ISHARES NEW 464285204 6 170 SH SOLE 0 0 170 Global X Atnms & Elctrc Vhcls ETF AUTONMOUS EV ETF 37954Y624 251 8233 SH SOLE 0 0 8233 Upstart Holdings Inc COM 91680M107 0 2 SH SOLE 0 0 2 Welltower Inc Com COM 95040Q104 1 17 SH SOLE 0 0 17