0001601348-19-000004.txt : 20191031
0001601348-19-000004.hdr.sgml : 20191031
20191031163545
ACCESSION NUMBER: 0001601348-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191031
DATE AS OF CHANGE: 20191031
EFFECTIVENESS DATE: 20191031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Riggs Asset Managment Co. Inc.
CENTRAL INDEX KEY: 0001601348
IRS NUMBER: 232626101
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16103
FILM NUMBER: 191184080
BUSINESS ADDRESS:
STREET 1: 8 WEST MARKET STREET
STREET 2: SUITE 1120
CITY: WILKES-BARRE
STATE: PA
ZIP: 18701
BUSINESS PHONE: 570-823-3383
MAIL ADDRESS:
STREET 1: 8 WEST MARKET STREET
STREET 2: SUITE 1120
CITY: WILKES-BARRE
STATE: PA
ZIP: 18701
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001601348
XXXXXXXX
09-30-2019
09-30-2019
Riggs Asset Managment Co. Inc.
8 WEST MARKET STREET
SUITE 1120
WILKES-BARRE
PA
18701
13F HOLDINGS REPORT
028-16103
N
Susan A. Shoemaker
Chief Compliance Officer
570-823-3383
Susan A. Shoemaker
Wilkes-Barre
PA
10-31-2019
0
258
195036
false
INFORMATION TABLE
2
riggs3q19.xml
3M CO
COM
88579Y101
13
80
SH
SOLE
0
0
80
ABBOTT LABORATORIES
COM
002824100
170
2042
SH
SOLE
0
0
2042
ABBVIE INC
COM
00287Y109
64
846
SH
SOLE
0
0
846
ACADIA PHARMACEUTICALS
COM
004225108
23
650
SH
SOLE
0
0
650
ACCENTURE LTD ORD
SHS CLASS A
G1151C101
62
325
SH
SOLE
0
0
325
ACTIVISION BLIZZARD INC COM
COM
00507V109
1181
22330
SH
SOLE
0
0
22330
ADVANSIX INC COM
COM
00773T101
0
26
SH
SOLE
0
0
26
AGEX THERAPEUTICS INC
COM
00848H108
2
1160
SH
SOLE
0
0
1160
ALIBABA GROUP HOLDING LIMITED
SPONSORED ADS
01609W102
66
400
SH
SOLE
0
0
400
ALLEGION PUBLIC LTD CO
ORD SHS
G0176J109
6
66
SH
SOLE
0
0
66
ALLERGAN PLC COM
SHS
G0177J108
15
91
SH
SOLE
0
0
91
ALPHABET INC CL A
CAP STK CL A
02079K305
234
192
SH
SOLE
0
0
192
ALPHABET INC CL C
CAP STK CL C
02079K107
171
141
SH
SOLE
0
0
141
ALPS ETF TR
ALERIAN MLP
00162Q866
3
335
SH
SOLE
0
0
335
AMARIN CORP PLC
SPONS ADR NEW
023111206
6
400
SH
SOLE
0
0
400
AMAZON COM INC
COM
023135106
2770
1596
SH
SOLE
0
0
1596
AMEDISYS INC
COM
023436108
58
450
SH
SOLE
0
0
450
AMERICAN AIRLS GROUP INC
COM
02376R102
0
22
SH
SOLE
0
0
22
AMERICAN ELEC PWR INC
COM
025537101
66
715
SH
SOLE
0
0
715
AMERICAN INTERNATIONAL GR
COM NEW
026874784
8
150
SH
SOLE
0
0
150
AMGEN INC
COM
031162100
4600
23775
SH
SOLE
0
0
23775
ANAPTYSBIO INC COM
COM
032724106
1
30
SH
SOLE
0
0
30
APACHE CORP
COM
037411105
4
160
SH
SOLE
0
0
160
APPLE INC
COM
037833100
4663
20821
SH
SOLE
0
0
20821
ARGO GROUP INTL HOLDINGS LTD
COM
G0464B107
41
589
SH
SOLE
0
0
589
ARISTA NETWORKS INC COM
COM
040413106
911
3816
SH
SOLE
0
0
3816
AT&T CORP
COM
00206R102
5215
137824
SH
SOLE
0
0
137824
AUTO DATA PROCESSING
COM
053015103
32
200
SH
SOLE
0
0
200
AUTOZONE INC
COM
053332102
151
140
SH
SOLE
0
0
140
AVANGRID INC
COM
05351W103
60
1166
SH
SOLE
0
0
1166
BANK NEW YORK MELLON CORP
COM
064058100
12
283
SH
SOLE
0
0
283
BANK OF AMERICA CORPORATION
COM
060505104
6282
215373
SH
SOLE
0
0
215373
BAUSCH HEALTH COMPANIES INC CO
COM
071734107
78
3593
SH
SOLE
0
0
3593
BB&T CORPORATION COM
COM
054937107
29
561
SH
SOLE
0
0
561
BECTON DICKINSON & CO
COM
075887109
75
300
SH
SOLE
0
0
300
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
296
1425
SH
SOLE
0
0
1425
BLACKROCK MUN YIELD PA QLTY
COM
09255G107
33
2388
SH
SOLE
0
0
2388
BLACKROCK MUNIASSETS FD INC
COM
09254J102
5
328
SH
SOLE
0
0
328
BLACKROCK MUNIYIELD FD INC
COM
09253W104
2
161
SH
SOLE
0
0
161
BLKRCK MUNIY QLTY FD I
COM
09254G108
14
1115
SH
SOLE
0
0
1115
BOEING CO
COM
097023105
7239
19028
SH
SOLE
0
0
19028
BP PLC
SPONSORED ADR
055622104
4173
109850
SH
SOLE
0
0
109850
BRISTOL MYERS SQUIBB CO
COM
110122108
172
3400
SH
SOLE
0
0
3400
C S X CORP
COM
126408103
100
1445
SH
SOLE
0
0
1445
CABOT OIL & GAS CORP COM
COM
127097103
24
1413
SH
SOLE
0
0
1413
CANOPY GROWTH CORP
COM
138035100
0
23
SH
SOLE
0
0
23
CATERPILLAR INC.
COM
149123101
2090
16547
SH
SOLE
0
0
16547
CELSION CORPORATION
COM PAR NEW
15117N503
0
2
SH
SOLE
0
0
2
CENTURYLINK INC
COM
156700106
0
47
SH
SOLE
0
0
47
CHEESECAKE FACTORY INC
COM
163072101
9
225
SH
SOLE
0
0
225
CHEVRON CORP NEW
COM
166764100
142
1202
SH
SOLE
0
0
1202
CISCO SYSTEMS
COM
17275R102
205
4151
SH
SOLE
0
0
4151
CLEAN ENERGY FUELS CORP
COM
184499101
6
3000
SH
SOLE
0
0
3000
COCA COLA CO
COM
191216100
38
700
SH
SOLE
0
0
700
COMCAST CORP NEW
CL A
20030N101
121
2706
SH
SOLE
0
0
2706
COMMUNITY BK SYS INC
COM
203607106
943
15289
SH
SOLE
0
0
15289
COMMUNITY WEST BANCSHARES COM
COM
204157101
10
1100
SH
SOLE
0
0
1100
CONOCOPHILLIPS
COM
20825C104
5
91
SH
SOLE
0
0
91
CONSOLIDATED EDISON INC
COM
209115104
108
1151
SH
SOLE
0
0
1151
CORESITE REALTY
COM
21870Q105
15
129
SH
SOLE
0
0
129
CORTEVA INC COM
COM
22052L104
12
451
SH
SOLE
0
0
451
CUMMINS INC
COM
231021106
32
200
SH
SOLE
0
0
200
CURTISS WRIGHT CORP
COM
231561101
78
609
SH
SOLE
0
0
609
CVS CAREMARK CORPORATION
COM
126650100
6696
106174
SH
SOLE
0
0
106174
CYBER SECURITY
PRIME CYBR SCRTY
26924G201
2324
62147
SH
SOLE
0
0
62147
DELL COMPUTER CORPORATION
CL C
24703L202
4
81
SH
SOLE
0
0
81
DISNEY WALT CO
COM DISNEY
254687106
6170
47347
SH
SOLE
0
0
47347
DNP SELECT INCOME FUND
COM
23325P104
1
135
SH
SOLE
0
0
135
DOMINION RES INC VA NEW
COM
25746U109
114
1418
SH
SOLE
0
0
1418
DOW CHEM CO
COM
260557103
21
451
SH
SOLE
0
0
451
DU PONT E I DE NEMOURS & CO
COM
26614N102
32
451
SH
SOLE
0
0
451
EASTMAN CHEMICAL COMPANY
COM
277432100
3
47
SH
SOLE
0
0
47
EDITAS MEDICINE INC
COM
28106W103
9
400
SH
SOLE
0
0
400
EMERSON ELECTRIC CO
COM
291011104
43
649
SH
SOLE
0
0
649
EMRG MKT BD
JPMORGAN USD EMG
464288281
113
1002
SH
SOLE
0
0
1002
ENBRIDGE INC
COM
29250N105
14
400
SH
SOLE
0
0
400
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
187
14361
SH
SOLE
0
0
14361
ENTERPRISE PRODUCTS PARTNER LP
COM
293792107
4922
172250
SH
SOLE
0
0
172250
ESSA BANCORP
COM
29667D104
4
300
SH
SOLE
0
0
300
ETF MANAGERS TR
ETFMG ALTR VST
26924G508
6
292
SH
SOLE
0
0
292
EVERGY INC
COM
30034W106
186
2800
SH
SOLE
0
0
2800
EVERSOURCE ENERGY
COM
30040W108
22
262
SH
SOLE
0
0
262
EXPEDIA INC
COM NEW
30212P303
1
13
SH
SOLE
0
0
13
EXTREME NETWORKS INC
COM
30226D106
3
500
SH
SOLE
0
0
500
EXXON MOBIL CORP
COM
30231G102
61
864
SH
SOLE
0
0
864
FACEBOOK INC
CL A
30303M102
1678
9424
SH
SOLE
0
0
9424
FEDEX CORP
COM
31428X106
2594
17822
SH
SOLE
0
0
17822
FIDELITY D & D BANCO
COM
31609R100
55
894
SH
SOLE
0
0
894
FINANCIAL SELECT SECTOR SPDRFU
SBI INT-FINL
81369Y605
4
151
SH
SOLE
0
0
151
FIRST TR FOCUS VI DORSEY WRIGH
DORSEY WRIGHT
33738R878
1783
67497
SH
SOLE
0
0
67497
FIRST TR MLP&ENRG INC FND
COM
33739B104
81
7079
SH
SOLE
0
0
7079
FIRST TRUST ENERGY
COM
33738G104
1546
68260
SH
SOLE
0
0
68260
FIRST TRUST INTERNET INDEX
DJ INTERNT IDX
33733E302
6563
48748
SH
SOLE
0
0
48748
FIRST TRUST NORTH AMERICAN ENE
NO AMER ENERGY
33738D101
116
4535
SH
SOLE
0
0
4535
FIRSTENERGY CORP
COM
337932107
74
1550
SH
SOLE
0
0
1550
GABELLI DIVD & INCOME TR
COM
36242H104
38
1800
SH
SOLE
0
0
1800
GABELLI EQUITY TRUST INC
COM
362397101
11
2000
SH
SOLE
0
0
2000
GAMING & LEISURE PPTYS INC
COM
36467J108
18
478
SH
SOLE
0
0
478
GARRETT MOTION INC COM
COM
366505105
1
172
SH
SOLE
0
0
172
GENERAL DYNAMICS CORP COM
COM
369550108
26
145
SH
SOLE
0
0
145
GENERAL ELECTRIC CO
COM
369604103
16
1813
SH
SOLE
0
0
1813
GOLD MINERS ETF MKT VECTORS
GOLD MINERS ETF
92189F106
5957
223060
SH
SOLE
0
0
223060
GOLD TRUST SPDR
GOLD SHS
78463V107
29845
214916
SH
SOLE
0
0
214916
HALIBURTON CO
COM
406216101
60
3234
SH
SOLE
0
0
3234
HARVEST CSI 300 CHINA A SHARES
XTRACK HRVST CSI
233051879
2891
106734
SH
SOLE
0
0
106734
HEALTH CARE EQUIPMENT SPDR S&P
HLTH CR EQUIP
78464A581
6074
77809
SH
SOLE
0
0
77809
HEALTHCARE SECTOR SPDR TR SBI
SBI HEALTHCARE
81369Y209
4939
54800
SH
SOLE
0
0
54800
HELIX ENERGY SOLUTIONS GROUP I
COM
42330P107
4
600
SH
SOLE
0
0
600
HERSHEY CO
COM
427866108
30
200
SH
SOLE
0
0
200
HOLOGIC INC
COM
436440101
105
2080
SH
SOLE
0
0
2080
HOME DEPOT INC
COM
437076102
141
612
SH
SOLE
0
0
612
HONEYWELL INTL INC
COM
438516106
347
2054
SH
SOLE
0
0
2054
HP INC
COM
40434L105
2
127
SH
SOLE
0
0
127
HUMANA INCORPORATED
COM
444859102
5354
20943
SH
SOLE
0
0
20943
INGERSOLL-RAND PLC
SHS
G47791101
24
200
SH
SOLE
0
0
200
INOVIO PHARMACEUTICALS INC COM
COM NEW
45773H201
0
125
SH
SOLE
0
0
125
INTEL CORPORATION
COM
458140100
95
1849
SH
SOLE
0
0
1849
INTERNATIONAL BUSINESS MACH
COM
459200101
201
1388
SH
SOLE
0
0
1388
INVESCO DWA HEALTHCARE MOMENTU
DWA HEALTHCARE
46137V852
8
114
SH
SOLE
0
0
114
INVESCO DYNAMIC LARGE CAP GROW
DYNMC LRG GWTH
46137V746
9
200
SH
SOLE
0
0
200
INVESCO EXCHANGE TRADED FUND T
SOLAR ETF
46138G706
5
192
SH
SOLE
0
0
192
INVESCO QQQ TRUST SRS 1 ETF
UNIT SER 1
46090E103
7
38
SH
SOLE
0
0
38
IONIS PHARMACEUTICALS INC COM
COM
462222100
59
1000
SH
SOLE
0
0
1000
IRIDIUM COMMUNICATIONS INC COM
COM
46269C102
1868
87807
SH
SOLE
0
0
87807
ISHARES 20 PLS YEAR
20 YR TR BD ETF
464287432
272
1902
SH
SOLE
0
0
1902
ISHARES CORE S&P 500 ETF
CORE S & P 500 ETF
464287200
206
693
SH
SOLE
0
0
693
ISHARES CORE S&P US
CORE S & P US VLU
464287663
6
112
SH
SOLE
0
0
112
ISHARES CORE S&P US
CORE S & P US GWT
464287671
4
73
SH
SOLE
0
0
73
ISHARES GOLD TRUST
ISHARES
464285105
1252
88819
SH
SOLE
0
0
88819
ISHARES GS SOFTWARE INDEX
EXPANDED TECH
464287515
5872
27714
SH
SOLE
0
0
27714
ISHARES IBOXX INV CP ETF
IBOXX INV CP ETF
464287242
415
3260
SH
SOLE
0
0
3260
ISHARES INC CORE MSCI EMKT ETF
CORE MSCI EMKT
46434G103
6500
132604
SH
SOLE
0
0
132604
ISHARES NASDAQ BIOTEC ETF
NASDAQ BIOTECH
464287556
2
27
SH
SOLE
0
0
27
ISHARES NAT AMT FREE BD
NATIONAL MUN ETF
464288414
53
470
SH
SOLE
0
0
470
ISHARES TIPS BD ETF
TIPS BD ETF
464287176
2150
18490
SH
SOLE
0
0
18490
ISHARES TR RUSSELL
RUSSELL 3000 ETF
464287689
2
16
SH
SOLE
0
0
16
ISHARES TRUST 1-3 YR TREASURY
1-3 YR TREAS BD
464287457
4914
57944
SH
SOLE
0
0
57944
ISHARES US AEROPSACE & DEFENSE
US AER DEF ETF
464288760
146
651
SH
SOLE
0
0
651
ISHARES US TREASURY BOND
US TREAS BD ETF
46429B267
3
137
SH
SOLE
0
0
137
J P MORGAN CHASE & CO
COM
46625H100
8520
72402
SH
SOLE
0
0
72402
J2 GLOBAL INC
COM
48123V102
23
264
SH
SOLE
0
0
264
JINKOSOLAR HOLDING CO LTD ADR
SPONSORED ADR
47759T100
1
105
SH
SOLE
0
0
105
JOHNSON & JOHNSON
COM
478160104
388
3005
SH
SOLE
0
0
3005
KAYNE ANDERSON MLP INVT
COM
486606106
4
318
SH
SOLE
0
0
318
KEMPER CORP DEL
COM
488401100
155
2000
SH
SOLE
0
0
2000
KEYCORP
COM
493267108
40
2243
SH
SOLE
0
0
2243
KINDER MORGAN INC DEL
COM
49456B101
82
4000
SH
SOLE
0
0
4000
KKR & CO LP DEL
CL A
48251W104
11
418
SH
SOLE
0
0
418
L3 HARRIS TECHNOLOGIES INC COM
COM
502431109
81
390
SH
SOLE
0
0
390
LILLY ELI & CO
COM
532457108
60
540
SH
SOLE
0
0
540
LINEAGE CELL THERAPEUTIC
COM
53566P109
11
11600
SH
SOLE
0
0
11600
LOCKHEED MARTIN CORP
COM
539830109
78
200
SH
SOLE
0
0
200
MAGELLAN MIDSTREAM PTNRS LP
COM UNIT RP LP
559080106
4397
66350
SH
SOLE
0
0
66350
MANULIFE FINL CORP
COM
56501R106
27
1480
SH
SOLE
0
0
1480
MARKER THERAPEUTICS INC COM
COM
57055L107
235
46019
SH
SOLE
0
0
46019
MARRIOTT INTL INC NEW
CL A
571903202
113
915
SH
SOLE
0
0
915
MASTECH DIGITAL INC
COM
57633B100
1
214
SH
SOLE
0
0
214
MCDONALDS CORP
COM
580135101
28
135
SH
SOLE
0
0
135
MERCK & COMPANY INC NEW
COM
58933Y105
119
1421
SH
SOLE
0
0
1421
METLIFE INC
COM
59156R108
25
542
SH
SOLE
0
0
542
MICROSOFT COR
COM
594918104
504
3631
SH
SOLE
0
0
3631
MIDDLEFIELD BANC CORP COM
COM NEW
596304204
453
9700
SH
SOLE
0
0
9700
MOLSON COORS BREWING CO
CL B
60871R209
5
100
SH
SOLE
0
0
100
MORGAN STANLEY
COM NEW
617446448
8
203
SH
SOLE
0
0
203
MSCI EAFE
MSCI EAFE ETF
464287465
0
13
SH
SOLE
0
0
13
N B T BANCORP INC
COM
628778102
18
500
SH
SOLE
0
0
500
N C R CORP NEW
COM
62886E108
2
68
SH
SOLE
0
0
68
NAVIGATOR HOLDINGS LTD
SHS
Y62132108
1
110
SH
SOLE
0
0
110
NEW YORK CMNTY BANCORP INC
COM
649445103
2
200
SH
SOLE
0
0
200
NEXTERA ENERGY INC
COM
65339F101
195
837
SH
SOLE
0
0
837
NIKE INC
CL B
654106103
217
2312
SH
SOLE
0
0
2312
NORFOLK SOUTHERN CORP
COM
655844108
233
1300
SH
SOLE
0
0
1300
NORTHROP GRUMMAN CORP
COM
666807102
67
180
SH
SOLE
0
0
180
NORWEGIAN CRUISE LINE HLDGS OR
SHS
G66721104
5
100
SH
SOLE
0
0
100
NUSTAR ENERGY L P
UNIT COM
67058H102
5
200
SH
SOLE
0
0
200
NUVEEN AMT FREE MUNI INC
COM
670657105
41
2906
SH
SOLE
0
0
2906
NUVEEN PENNSYLVANIA INVESTMENT
COM
670972108
22
1599
SH
SOLE
0
0
1599
OBSIDIAN ENERGY LIMI
COM
674482203
0
160
SH
SOLE
0
0
160
OCCIDENTAL PETROLEUM CORP
COM
674599105
0
14
SH
SOLE
0
0
14
ONCOCYTE CORP COM
COM
68235C107
6
3000
SH
SOLE
0
0
3000
ORACLE CORP
COM
68389X105
191
3480
SH
SOLE
0
0
3480
PENN NATL GAMING INC
COM
707569109
14
800
SH
SOLE
0
0
800
PEOPLES FINANCIAL SVCS
COM
711040105
363
8035
SH
SOLE
0
0
8035
PEPSICO INC
COM
713448108
157
1150
SH
SOLE
0
0
1150
PFIZER INC
COM
717081103
57
1602
SH
SOLE
0
0
1602
PHILIP MORRIS INTL INC
COM
718172109
30
400
SH
SOLE
0
0
400
PHILLIPS
COM
718546104
6
60
SH
SOLE
0
0
60
PIMCO ENHANCE SHORT MAT ACTIVE
ENHAN SHRT MA AC
72201R833
2019
19855
SH
SOLE
0
0
19855
PLURISTEM THERAPEUTICS
COM
72940R102
0
155
SH
SOLE
0
0
155
PNC FINL SVCS GROUP INC
COM
693475105
64
462
SH
SOLE
0
0
462
PPL CORP
COM
69351T106
195
6212
SH
SOLE
0
0
6212
PRECISION DRILLING CORP
COM 2010
74022D308
1
1088
SH
SOLE
0
0
1088
PRETIUM RESOURCES INC COM
COM
74139C102
2
221
SH
SOLE
0
0
221
PRINCIPAL FINL GROUP INC
COM
74251V102
39
693
SH
SOLE
0
0
693
PROCTER & GAMBLE CO
COM
742718109
299
2410
SH
SOLE
0
0
2410
PROSHARES INVT GD INT RAT HED
INVT INT RT HG
74347B607
14
198
SH
SOLE
0
0
198
PRUDENTIAL FINANCIAL INC
COM
744320102
12
138
SH
SOLE
0
0
138
PUBLIC SERVICE ENTERPRISE GROU
COM
744573106
44
720
SH
SOLE
0
0
720
PUTNAM PREMIER INC TR
SH BEN INT
746853100
0
145
SH
SOLE
0
0
145
QUALCOMM INC
COM
747525103
4
53
SH
SOLE
0
0
53
RADCOM LTD
SHS NEW
M81865111
34
3750
SH
SOLE
0
0
3750
RAMBUS INC DEL
COM
750917106
5
400
SH
SOLE
0
0
400
RAYTHEON CO
COM NEW
755111507
110
562
SH
SOLE
0
0
562
RBS CITIZENS FINL GROUP INC CO
COM
174610105
123
3500
SH
SOLE
0
0
3500
REGENERON PHARMACEUTICALS
COM
75886F107
27
100
SH
SOLE
0
0
100
RESIDEO TECHNOLOGIES INC COM
COM
76118Y104
2
161
SH
SOLE
0
0
161
ROCKWELL AUTOMATION INC
COM
773903109
32
200
SH
SOLE
0
0
200
S&P DIVIDEND
S & P DIVID ETF
78464A763
53
519
SH
SOLE
0
0
519
SABRA HEALTHCARE COM
COM
78573L106
2
115
SH
SOLE
0
0
115
SANOFI
SPONSORED ADR
80105N105
5
123
SH
SOLE
0
0
123
SAREPTA THERAPEUTICS INC
COM
803607100
2
35
SH
SOLE
0
0
35
SELECT SECTOR SPDR TR SBI CONS
SBI CON DISR
81369Y407
6
50
SH
SOLE
0
0
50
SELECT SECTOR SPDR TR SBI INT
SBI INT-UTILS
81369Y886
35
550
SH
SOLE
0
0
550
SHERWIN WILLIAMS CO
COM
824348106
73
133
SH
SOLE
0
0
133
SIMON PPTY GROUP INC NEW
COM
828806109
62
400
SH
SOLE
0
0
400
SIRIUS XM HLDGS INC
COM
82968B103
0
100
SH
SOLE
0
0
100
SMUCKER JM CO
COM NEW
832696405
2
23
SH
SOLE
0
0
23
SNAP INC
CL A
83304A106
7
500
SH
SOLE
0
0
500
SOUTHWEST AIRLINES CO
COM
844741108
5968
110507
SH
SOLE
0
0
110507
SPDR BLMBERG BRCLY CONV SECRT
BLMBRG BRC CNVRT
78464A359
170
3255
SH
SOLE
0
0
3255
SPDR S&P500 ETF TR
TR UNIT
78462F103
130
439
SH
SOLE
0
0
439
SPDR SPDR S&P BIOTECH ETF
S & P BIO TECH
78464A870
1963
25745
SH
SOLE
0
0
25745
STRYKER CORP
COM
863667101
17
80
SH
SOLE
0
0
80
TAKEDA PHARMA
SPONSORED ADS
874060205
3
221
SH
SOLE
0
0
221
TC ENERGY CORP F
COM
87807B107
77
1500
SH
SOLE
0
0
1500
TELEDYNE TECHNOLOGIES INC
COM
879360105
47
149
SH
SOLE
0
0
149
TERADATA CORP
COM
88076W103
2
68
SH
SOLE
0
0
68
TEXAS INSTRS INC
COM
882508104
139
1079
SH
SOLE
0
0
1079
THE TRAVELERS COMPANY INC
COM
89417E109
17
115
SH
SOLE
0
0
115
TITAN MEDICAL INC.
COM NEW
88830X819
0
33
SH
SOLE
0
0
33
TORONTO DOMINION BK ONT COM NE
COM NEW
891160509
14
245
SH
SOLE
0
0
245
TURTLE BEACH CORP COM
COM NEW
900450206
4
412
SH
SOLE
0
0
412
U G I CORP NEW
COM
902681105
184
3680
SH
SOLE
0
0
3680
UNDER AMOUR INC CLASS C
CL C
904311206
0
17
SH
SOLE
0
0
17
UNDER ARMOUR INC
CL A
904311107
0
17
SH
SOLE
0
0
17
UNITED TECHNOLOGIES CORP
COM
913017109
146
1074
SH
SOLE
0
0
1074
UNITEDHEALTH GROUP INC
COM
91324P102
43
200
SH
SOLE
0
0
200
VANECK VECTORS ETF
BIOTECH ETF
92189F726
37
321
SH
SOLE
0
0
321
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
79
1348
SH
SOLE
0
0
1348
VANGUARD DIV SPECIALIZED PORTF
DIV APP ETF
921908844
25
216
SH
SOLE
0
0
216
VANGUARD HIGH DIV YLD ETF
HIGH DIV YD
921946406
8
93
SH
SOLE
0
0
93
VANGUARD INFO TECH INDEX
INF TECH ETF
92204A702
31
148
SH
SOLE
0
0
148
VANGUARD MORTGAGE BACKED
MORTG-BACK SEC
92206C771
2
53
SH
SOLE
0
0
53
VERIZON COMMUNICATIONS INC
COM
92343V104
429
7119
SH
SOLE
0
0
7119
VILLAGE FARMS INTL INC COM
COM
92707Y108
53
5938
SH
SOLE
0
0
5938
VIRTUS INVT PARTNERS INC
COM
92828Q109
2
25
SH
SOLE
0
0
25
VISA INC
COM CL A
92826C839
6258
36386
SH
SOLE
0
0
36386
VMWARE INC
CL A COM
928563402
30
200
SH
SOLE
0
0
200
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
67
3393
SH
SOLE
0
0
3393
WABTEC CORP COM
COM
929740108
0
9
SH
SOLE
0
0
9
WAL-MART STORES INC
COM
931142103
41
352
SH
SOLE
0
0
352
WASHINGTON TRUST BANCORP COM
COM
940610108
339
7030
SH
SOLE
0
0
7030
WELLS FARGO & CO NEW
COM
949746101
24
483
SH
SOLE
0
0
483
WELLS FARGO ADV MULTI SECT INC
COM
94987D101
0
42
SH
SOLE
0
0
42
WESTERN DIGITAL CORP
COM
958102105
2
47
SH
SOLE
0
0
47
WORLD GOLD TRUST SPDR GLD MINI
SPDR GLD MINIS
98149E204
34
2355
SH
SOLE
0
0
2355
XCEL ENERGY INC
COM
98389B100
71
1100
SH
SOLE
0
0
1100
ZIMMER BIOMET HLDGS
COM
98956P102
0
1
SH
SOLE
0
0
1