0001601348-17-000001.txt : 20170126
0001601348-17-000001.hdr.sgml : 20170126
20170126121928
ACCESSION NUMBER: 0001601348-17-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170126
DATE AS OF CHANGE: 20170126
EFFECTIVENESS DATE: 20170126
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Riggs Asset Managment Co. Inc.
CENTRAL INDEX KEY: 0001601348
IRS NUMBER: 232626101
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16103
FILM NUMBER: 17548794
BUSINESS ADDRESS:
STREET 1: 8 WEST MARKET STREET
STREET 2: SUITE 1120
CITY: WILKES-BARRE
STATE: PA
ZIP: 18701
BUSINESS PHONE: 570-823-3383
MAIL ADDRESS:
STREET 1: 8 WEST MARKET STREET
STREET 2: SUITE 1120
CITY: WILKES-BARRE
STATE: PA
ZIP: 18701
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001601348
XXXXXXXX
12-31-2016
12-31-2016
Riggs Asset Managment Co. Inc.
8 WEST MARKET STREET
SUITE 1120
WILKES-BARRE
PA
18701
13F HOLDINGS REPORT
028-16103
N
Susan A. Shoemaker
Chief Compliance Officer
570.823.3383
Susan A. Shoemaker
Wilkes-Barre
PA
01-25-2017
0
273
200987
false
INFORMATION TABLE
2
riggs13f4q2016.xml
ABBOTT LABORATORIES
COM
002824100
41
1077
SH
SOLE
0
0
1077
ACADIA PHARMACEUTICALS
COM
004225108
19
650
SH
SOLE
0
0
650
AMEDISYS INC
COM
023436108
19
450
SH
SOLE
0
0
450
AMERICAN ELEC PWR INC
COM
025537101
60
953
SH
SOLE
0
0
953
AMGEN INC
COM
031162100
3173
21700
SH
SOLE
0
0
21700
APPLE INC
COM
037833100
4337
37450
SH
SOLE
0
0
37450
AUTOZONE INC
COM
053332102
111
140
SH
SOLE
0
0
140
AVIRAGEN THERAPEUTICS INC COM
COM
053761102
1
666
SH
SOLE
0
0
666
B/E AEROSPACE INC
COM
073302101
3544
58883
SH
SOLE
0
0
58883
ALPS ETF TR
ALERIAN MLP
00162Q866
16
1273
SH
SOLE
0
0
1273
AT&T CORP
COM
00206R102
110
2588
SH
SOLE
0
0
2588
ABBVIE INC
COM
00287Y109
5131
81931
SH
SOLE
0
0
81931
ADVANSIX INC COM
COM
00773T101
1
40
SH
SOLE
0
0
40
AETNA INC
COM
00817Y108
4
29
SH
SOLE
0
0
29
ALPHABET INC CL C
CAP STK CL C
02079K107
39
51
SH
SOLE
0
0
51
ALPHABET INC CL A
CAP STK CL A
02079K305
76
96
SH
SOLE
0
0
96
ALTRIA GROUP INC
COM
02209S103
114
1680
SH
SOLE
0
0
1680
AMERICAN TOWER CORP REIT
COM
03027X100
5037
47664
SH
SOLE
0
0
47664
ANHEUSER BUSCH COMPANIES
SPONSORED ADR
03524A108
12
110
SH
SOLE
0
0
110
AVANGRID INC
COM
05351W103
44
1166
SH
SOLE
0
0
1166
3M CO
COM
88579Y101
29
160
SH
SOLE
0
0
160
ALLEGION PUBLIC LTD CO
ORD SHS
G0176J109
4
66
SH
SOLE
0
0
66
ALLERGAN PLC COM
SHS
G0177J108
3921
18672
SH
SOLE
0
0
18672
BANK OF AMERICA CORPORATION
COM
060505104
7438
336539
SH
SOLE
0
0
336539
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
6
230
SH
SOLE
0
0
230
BARCLAYS BANK PLC PFD DIV
SP ADR 7.1% PF 3
06739H776
457
18000
SH
SOLE
0
0
18000
BARCLAYS PLC ADR
ADR
06738E204
133
12095
SH
SOLE
0
0
12095
BB&T CORPORATION COM
COM
054937107
3
61
SH
SOLE
0
0
61
BECTON DICKINSON & CO
COM
075887109
3
19
SH
SOLE
0
0
19
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
289
1773
SH
SOLE
0
0
1773
BIOTIME INC COM
COM
09066L105
29
8100
SH
SOLE
0
0
8100
BLACKROCK MUN YIELD PA QLTY
COM
09255G107
34
2388
SH
SOLE
0
0
2388
BLACKROCK MUNIASSETS FD INC
COM
09254J102
4
328
SH
SOLE
0
0
328
BLACKROCK MUNIYIELD FD INC
COM
09253W104
2
161
SH
SOLE
0
0
161
BLKRCK MUNIY QLTY FD I
COM
09254G108
14
1115
SH
SOLE
0
0
1115
BOEING CO
COM
097023105
8802
56540
SH
SOLE
0
0
56540
BP PLC
SPONSORED ADR
055622104
12
333
SH
SOLE
0
0
333
BRISTOL MYERS SQUIBB CO
COM
110122108
67
1145
SH
SOLE
0
0
1145
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
8
74
SH
SOLE
0
0
74
BROADCOM LTD
SHS
Y09827109
2
9
SH
SOLE
0
0
9
CABOT OIL & GAS CORP COM
COM
127097103
1340
57374
SH
SOLE
0
0
57374
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
15
1500
SH
SOLE
0
0
1500
CARDINAL HEALTH INC
COM
14149Y108
37
510
SH
SOLE
0
0
510
CARPENTER TECHNOLOGY CP
COM
144285103
16
450
SH
SOLE
0
0
450
CELGENE CORPORATION
COM
151020104
2032
17556
SH
SOLE
0
0
17556
CELSION CORPORATION
COM PAR
15117N404
0
29
SH
SOLE
0
0
29
CENTURYLINK INC
COM
156700106
0
1
SH
SOLE
0
0
1
CHEESECAKE FACTORY INC
COM
163072101
13
225
SH
SOLE
0
0
225
CHEVRON CORP NEW
COM
166764100
145
1232
SH
SOLE
0
0
1232
CISCO SYSTEMS
COM
17275R102
108
3570
SH
SOLE
0
0
3570
CLEAN ENERGY FUELS CORP
COM
184499101
3
1000
SH
SOLE
0
0
1000
COCA COLA CO
COM
191216100
36
880
SH
SOLE
0
0
880
COGNIZANT TECHNOLOGY SOLUTIONS
CL A
192446102
39
696
SH
SOLE
0
0
696
COMCAST CORP NEW
CL A
20030N101
77
1110
SH
SOLE
0
0
1110
CONDUENT INCORPORATE
COM
206787103
0
1
SH
SOLE
0
0
1
CONOCOPHILLIPS
COM
20825C104
5
91
SH
SOLE
0
0
91
CONSOLIDATED EDISON INC
COM
209115104
88
1200
SH
SOLE
0
0
1200
CONSUMER STAPLES ALPHADEX
CONSUMER STAPLE
33734X119
4
92
SH
SOLE
0
0
92
CORESITE REALTY
COM
21870Q105
6776
85373
SH
SOLE
0
0
85373
CUMMINS INC
COM
231021106
27
200
SH
SOLE
0
0
200
CVS CAREMARK CORPORATION
COM
126650100
25
320
SH
SOLE
0
0
320
CYRUSONE INC
COM
23283R100
26
579
SH
SOLE
0
0
579
DELL TECHNOLOGIES INC COM CL V
COM CL V
24703L103
6
117
SH
SOLE
0
0
117
DISNEY WALT CO
COM DISNEY
254687106
111
1065
SH
SOLE
0
0
1065
DOMINION RES INC VA NEW
COM
25746U109
138
1808
SH
SOLE
0
0
1808
DOW CHEM CO
COM
260543103
4356
76135
SH
SOLE
0
0
76135
DTE ENERGY CO
COM
233331107
34
350
SH
SOLE
0
0
350
DU PONT E I DE NEMOURS & CO
COM
263534109
25
342
SH
SOLE
0
0
342
EASTMAN CHEMICAL COMPANY
COM
277432100
4
47
SH
SOLE
0
0
47
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
41
4000
SH
SOLE
0
0
4000
EATON VANCE TXMDG GL BUYWR O
COM
27829C105
36
3564
SH
SOLE
0
0
3564
EMERSON ELECTRIC CO
COM
291011104
58
1049
SH
SOLE
0
0
1049
ENBRIDGE INC
COM
29250N105
17
400
SH
SOLE
0
0
400
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
485
25100
SH
SOLE
0
0
25100
ENERGY TRANSFER PARTNERS L P U
UNIT LTD PARTN
29273R109
30
825
SH
SOLE
0
0
825
ENTERPRISE PRODUCTS PARTNER LP
COM
293792107
5213
192793
SH
SOLE
0
0
192793
ESSA BANCORP
COM
29667D104
10
624
SH
SOLE
0
0
624
ESSENT GROUP LTD COM
COM
G3198U102
1847
57049
SH
SOLE
0
0
57049
EVERSOURCE ENERGY
COM
30040W108
14
262
SH
SOLE
0
0
262
EXPEDIA INC
COM NEW
30212P303
3489
30804
SH
SOLE
0
0
30804
EXXON MOBIL CORP
COM
30231G102
4187
46389
SH
SOLE
0
0
46389
FACEBOOK INC
CL A
30303M102
245
2130
SH
SOLE
0
0
2130
FEDEX CORP
COM
31428X106
34
184
SH
SOLE
0
0
184
FIDUCIARY CLAYMORE MLP O
COM
31647Q106
4
287
SH
SOLE
0
0
287
FINANCIAL SELECT SECTOR SPDRFU
SBI INT-FINL
81369Y605
3
135
SH
SOLE
0
0
135
FIRST TR EXCH TRADED FD
HLTH CARE ALPH
33734X143
13
225
SH
SOLE
0
0
225
FIRST TR EXCHANGE TRADED FD VI
DORSEY WRIGHT
33738R878
1512
70058
SH
SOLE
0
0
70058
FIRST TR MLP&ENRG INC FND
COM
33739B104
3366
208574
SH
SOLE
0
0
208574
FIRST TRUST ENERGY
COM
33738G104
5729
215846
SH
SOLE
0
0
215846
FIRST TRUST NORTH AMERICAN ENE
NO AMER ENERGY
33738D101
27
1054
SH
SOLE
0
0
1054
FRONTIER COMMUNICATIONS CORP
COM
35906A108
0
7
SH
SOLE
0
0
7
GAMING & LEISURE PPTYS INC
COM
36467J108
15
478
SH
SOLE
0
0
478
GENERAL ELECTRIC CO
COM
369604103
79
2514
SH
SOLE
0
0
2514
GENERAL MILLS INC
COM
370334104
10
166
SH
SOLE
0
0
166
HALIBURTON CO
COM
406216101
170
3149
SH
SOLE
0
0
3149
HARLEY DAVIDSON INC
COM
412822108
4
60
SH
SOLE
0
0
60
HD SUPPLY HLDGS INC COM
COM
40416M105
1817
42748
SH
SOLE
0
0
42748
HEALTHWAYS INC COM
COM
422245100
1246
54758
SH
SOLE
0
0
54758
HELIX ENERGY SOLUTIONS GROUP I
COM
42330P107
5
600
SH
SOLE
0
0
600
HERSHEY CO
COM
427866108
85
823
SH
SOLE
0
0
823
HOLOGIC INC
COM
436440101
83
2080
SH
SOLE
0
0
2080
HOME DEPOT INC
COM
437076102
47
348
SH
SOLE
0
0
348
HONEYWELL INTL INC
COM
438516106
243
2099
SH
SOLE
0
0
2099
HOST HOTELS & RESORTS INC
COM
44107P104
6
307
SH
SOLE
0
0
307
HP INC
COM
40434L105
8
549
SH
SOLE
0
0
549
INC RESEARCH HOLDING
CL A
45329R109
11
200
SH
SOLE
0
0
200
INGERSOLL-RAND PLC
SHS
G47791101
15
200
SH
SOLE
0
0
200
INOVIO PHARMACEUTICALS INC COM
COM NEW
45773H201
1
125
SH
SOLE
0
0
125
INTEL CORP JR SUB DB CV 35
SDCV 12/1
458140AD2
675
500000
SH
SOLE
0
0
500000
INTEL CORPORATION
COM
458140100
37
1009
SH
SOLE
0
0
1009
INTERNATIONAL BUSINESS MACH
COM
459200101
224
1352
SH
SOLE
0
0
1352
INTL PAPER CO
COM
460146103
16
310
SH
SOLE
0
0
310
IONIS PHARMACEUTICALS INC COM
COM
462222100
48
1000
SH
SOLE
0
0
1000
ISHARES 3-7 YR TREAS BOND
3-7 YR TR BD ETF
464288661
15
119
SH
SOLE
0
0
119
ISHARES CORE S&P 500 ETF
CORE S & P 500 ETF
464287200
186
827
SH
SOLE
0
0
827
ISHARES CORE US REIT
CRE U S REIT ETF
464288521
12
250
SH
SOLE
0
0
250
ISHARES IBOXX INV CP ETF
IBOXX INV CP ETF
464287242
18
150
SH
SOLE
0
0
150
ISHARES NAT AMT FREE BD
NATIONAL MUN ETF
464288414
78
720
SH
SOLE
0
0
720
ISHARES RUSSELL MID CAP
RUS MID CAP ETF
464287499
25
141
SH
SOLE
0
0
141
ISHARES S&P U S PFD FUND
US PFD STK ETF
464288687
27
720
SH
SOLE
0
0
720
ISHARES SILVER TRUST
ISHARES
46428Q109
3
200
SH
SOLE
0
0
200
ISHARES TIPS BD ETF
TIPS BD ETF
464287176
525
4640
SH
SOLE
0
0
4640
ISHARES TR DJ US HLTHCAR
US HLTHCARE ETF
464287762
336
2330
SH
SOLE
0
0
2330
ISHARES TR S&P SMALLCAP
CORE S & P SCP ETF
464287804
7174
52166
SH
SOLE
0
0
52166
ISHARES US UTILITIES DJ
US UTILITS ETF
464287697
39
323
SH
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0
0
323
ISHRS US BRKR DEALRS
US BR DEL SE ETF
464288794
5
100
SH
SOLE
0
0
100
J P MORGAN CHASE & CO
COM
46625H100
11445
132634
SH
SOLE
0
0
132634
J2 GLOBAL INC
COM
48123V102
22
264
SH
SOLE
0
0
264
JOHNSON & JOHNSON
COM
478160104
411
3571
SH
SOLE
0
0
3571
KAYNE ANDERSON MLP INVT
COM
486606106
6
318
SH
SOLE
0
0
318
KELLOGG COMPANY
COM
487836108
5
68
SH
SOLE
0
0
68
KEYCORP NEW
PFD 7.75% SER A
493267405
17
125
SH
SOLE
0
0
125
KINDER MORGAN INC DEL
COM
49456B101
34
1618
SH
SOLE
0
0
1618
KINDER MORGAN INC DEL 17WTS
*W EXP 05/25/201
49456B119
0
1028
SH
SOLE
0
0
1028
KKR & CO LP DEL
COM UNITS
48248M102
10
675
SH
SOLE
0
0
675
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
2
33
SH
SOLE
0
0
33
LGIH HOMES INC
COM
50187T106
1210
42104
SH
SOLE
0
0
42104
LIGAND PHARM INC Cl B
COM NEW
53220K504
632
6216
SH
SOLE
0
0
6216
LOCKHEED MARTIN CORP
COM
539830109
5262
21055
SH
SOLE
0
0
21055
LOWES COMPANIES INC
COM
548661107
22
306
SH
SOLE
0
0
306
LUMENTUM HLDGS INC COM
COM
55024U109
1405
36340
SH
SOLE
0
0
36340
MAGELLAN MIDSTREAM PTNRS LP
COM UNIT RP LP
559080106
6217
82201
SH
SOLE
0
0
82201
MAGNEGAS CORP
COM NEW
55939L202
1
2675
SH
SOLE
0
0
2675
MANULIFE FINL CORP
COM
56501R106
26
1480
SH
SOLE
0
0
1480
MARRIOTT INTL INC NEW
CL A
571903202
100
1215
SH
SOLE
0
0
1215
MASTECH HOLDINGS INC
COM
57633B100
1
107
SH
SOLE
0
0
107
MEDICAL PPTYS TRUST INC
COM
58463J304
14
1150
SH
SOLE
0
0
1150
MERCK & COMPANY INC NEW
COM
58933Y105
76
1293
SH
SOLE
0
0
1293
MICROSOFT COR
COM
594918104
148
2375
SH
SOLE
0
0
2375
MIDDLEFIELD BANC CORP COM
COM NEW
596304204
377
9750
SH
SOLE
0
0
9750
VANECK VECTORS STEEL INDEX
STEEL ETF
92189F205
10762
284784
SH
SOLE
0
0
284784
MOLSON COORS BREWING CO
CL B
60871R209
10
100
SH
SOLE
0
0
100
MONDELEZ INTL INC
CL A
609207105
18
400
SH
SOLE
0
0
400
MONSANTO CO NEW
COM
61166W101
4
34
SH
SOLE
0
0
34
MSCI EAFE
MSCI EAFE ETF
464287465
15
255
SH
SOLE
0
0
255
MSCI EMERGING MARKETS
MSCI EMG MKT ETF
464287234
7522
214865
SH
SOLE
0
0
214865
MSCI PAC EX JAPAN
MSCI PAC JP ETF
464286665
5210
131660
SH
SOLE
0
0
131660
N C R CORP NEW
COM
62886E108
3
68
SH
SOLE
0
0
68
NAVIGATOR HOLDINGS LTD
SHS
Y62132108
1
110
SH
SOLE
0
0
110
NEW YORK CMNTY BANCORP INC
COM
649445103
3
200
SH
SOLE
0
0
200
NEWMONT MINING CORP
COM
651639106
0
1
SH
SOLE
0
0
1
NEXTERA ENERGY INC
COM
65339F101
112
937
SH
SOLE
0
0
937
NIKE INC
CL B
654106103
93
1820
SH
SOLE
0
0
1820
NORFOLK SOUTHERN CORP
COM
655844108
43
400
SH
SOLE
0
0
400
NORTHROP GRUMMAN CORP
COM
666807102
30
130
SH
SOLE
0
0
130
NORWEGIAN CRUISE LINE HLDGS OR
SHS
G66721104
1446
34009
SH
SOLE
0
0
34009
NOVO-NORDISK A-S ADR
ADR
670100205
337
9402
SH
SOLE
0
0
9402
NUSTAR ENERGY L P
UNIT COM
67058H102
10
200
SH
SOLE
0
0
200
NUVEEN AMT FREE MUNI INC
COM
670657105
57
4278
SH
SOLE
0
0
4278
NUVEEN DIVIDEND ADVANTAGE MUNI
COM SH BEN INT
67070X101
38
2712
SH
SOLE
0
0
2712
NUVEEN MUN HIGH INCOME OPP F
COM
670682103
91
7067
SH
SOLE
0
0
7067
NXP SEMICONDUCTORS NV
COM
N6596X109
4613
47067
SH
SOLE
0
0
47067
OCCIDENTAL PETROLEUM CORP
COM
674599105
742
10417
SH
SOLE
0
0
10417
VANECK VECTORS OIL SERVICE HOLDERS TR
OIL SVCS ETF
92189F718
5
150
SH
SOLE
0
0
150
ORACLE CORP
COM
68389X105
134
3481
SH
SOLE
0
0
3481
P P G INDUSTRIES INC
COM
693506107
5
58
SH
SOLE
0
0
58
PENN NATL GAMING INC
COM
707569109
11
800
SH
SOLE
0
0
800
PENN WEST PETE LTD NEW
COM
707887105
2
1124
SH
SOLE
0
0
1124
PENNS WOODS BANCORP INC
COM
708430103
307
6077
SH
SOLE
0
0
6077
PEOPLES FINANCIAL SVCS
COM
711040105
253
5189
SH
SOLE
0
0
5189
PEPSICO INC
COM
713448108
116
1105
SH
SOLE
0
0
1105
PFIZER INC
COM
717081103
103
3178
SH
SOLE
0
0
3178
PHILIP MORRIS INTL INC
COM
718172109
59
650
SH
SOLE
0
0
650
PHILLIPS
COM
718546104
20
230
SH
SOLE
0
0
230
PIMCO ENHANCE SHORT MAT ACTIVE
ENHAN SHRT MA AC
72201R833
9
89
SH
SOLE
0
0
89
PLAINS ALL AMER PIPELINE
UNIT LTD PARTN
726503105
26
800
SH
SOLE
0
0
800
PLUG POWER INC
COM NEW
72919P202
0
200
SH
SOLE
0
0
200
PLURISTEM THERAPEUTICS
COM
72940R102
2
1543
SH
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0
0
1543
PNC FINL SVCS GROUP INC
COM
693475105
139
1191
SH
SOLE
0
0
1191
POLARIS IND INC
COM
731068102
313
3800
SH
SOLE
0
0
3800
POWERSHARES DYNAMIC LGE CAP GR
DYNM LRG CP GR
73935X609
15
457
SH
SOLE
0
0
457
POWERSHARES ETF TR HLTHCR SEC
HLTHCR SEC POR
73935X351
5
114
SH
SOLE
0
0
114
POWERSHARES S&P 500 HIGH BETA
S & P 500 HGH BET
73937B829
2335
63836
SH
SOLE
0
0
63836
POWERSHARES S&P 500 HIGH QUALI
S & P 500 QLTY PRT
73935X682
292
11244
SH
SOLE
0
0
11244
POWEWRSHARES QQQ TRUST SRS 1 E
UNIT SER 1
73935A104
262
2211
SH
SOLE
0
0
2211
PPL CORP
COM
69351T106
139
4074
SH
SOLE
0
0
4074
PRAXAIR INC
COM
74005P104
162
1380
SH
SOLE
0
0
1380
PRECISION DRILLING CORP
COM 2010
74022D308
6
1088
SH
SOLE
0
0
1088
PRINCIPAL FINL GROUP INC
COM
74251V102
40
693
SH
SOLE
0
0
693
PROCTER & GAMBLE CO
COM
742718109
120
1433
SH
SOLE
0
0
1433
PROSHARES INVT GD INT RAT HED
INVT INT RT HG
74347B607
15
198
SH
SOLE
0
0
198
PUBLIC SERVICE ENTERPRISE GROU
COM
744573106
32
720
SH
SOLE
0
0
720
PUTNAM MANAGED MUN INCOM TR
COM
746823103
95
13368
SH
SOLE
0
0
13368
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
18
1500
SH
SOLE
0
0
1500
QUALCOMM INC
COM
747525103
4237
64981
SH
SOLE
0
0
64981
RADCOM LTD
SHS NEW
M81865111
67
3750
SH
SOLE
0
0
3750
RAMBUS INC DEL
COM
750917106
6
400
SH
SOLE
0
0
400
RAYTHEON CO
COM NEW
755111507
47
331
SH
SOLE
0
0
331
REGENERON PHARMACEUTICALS
COM
75886F107
55
150
SH
SOLE
0
0
150
REINSURANCE GP AMER NEW
COM NEW
759351604
10
80
SH
SOLE
0
0
80
REYNOLDS AMERICAN INC
COM
761713106
34
601
SH
SOLE
0
0
601
RITE AID CORPORATION
COM
767754104
13
1600
SH
SOLE
0
0
1600
ROGERS CORPORATION
COM
775133101
3
45
SH
SOLE
0
0
45
RYDEX ETF TRUST
GUG S & P 500 EQ WT
78355w106
9
103
SH
SOLE
0
0
103
S&P INDUSTRIAL SEL SEC SPDR
SBI INT-INDS
81369Y704
6
96
SH
SOLE
0
0
96
S&P MID CAP GROWTH
CORE S & P MCP ETF
464287507
1054
6373
SH
SOLE
0
0
6373
S&P OIL & GAS EXPL & PROD
S&P OIL GAS EXP
78464A730
7179
173326
SH
SOLE
0
0
173326
SANOFI
SPONSORED ADR
80105N105
5
123
SH
SOLE
0
0
123
SAREPTA THERAPEUTICS INC
COM
803607100
1
35
SH
SOLE
0
0
35
SCANA CORP NEW
COM
80589M102
65
888
SH
SOLE
0
0
888
SECTOR SPDR TECH SELECT
TECHNOLOGY
81369Y803
5676
117377
SH
SOLE
0
0
117377
SELECT SECTOR SPDR TR SBI HEAL
SBI HEALTHCARE
81369Y209
5
75
SH
SOLE
0
0
75
SEMPRA ENERGY
COM
816851109
75
750
SH
SOLE
0
0
750
SHERWIN WILLIAMS CO
COM
824348106
36
133
SH
SOLE
0
0
133
SHIRE PLC
SPONSORED ADR
82481R106
7
44
SH
SOLE
0
0
44
SIMON PPTY GROUP INC NEW
COM
828806109
137
772
SH
SOLE
0
0
772
SIRIUS XM HLDGS INC
COM
82968B103
0
100
SH
SOLE
0
0
100
SKYWORKS SOLUTIONS
COM
83088M102
3646
48836
SH
SOLE
0
0
48836
SMITH & WESSON HLDG
COM
831756101
3
155
SH
SOLE
0
0
155
SMUCKER JM CO
COM NEW
832696405
3
23
SH
SOLE
0
0
23
SOURCE CAP INC
COM
836144105
4
100
SH
SOLE
0
0
100
SPDR BLMBERG BRCLY CONV SECRT
BLMBRG BRC CNVRT
78464A359
15
327
SH
SOLE
0
0
327
SPDR KBW CAP MKTS
S & P CAP MKTS
78464A771
5
111
SH
SOLE
0
0
111
SPDR S&P DIVIDEND ETF
S & P DIVID ETF
78464A763
327
3824
SH
SOLE
0
0
3824
SPDR S&P SEMICONDUCTOR ETF
S & P SEMICNDCTR
78464A862
7403
131940
SH
SOLE
0
0
131940
SPDR S&P500 ETF TR
TR UNIT
78462F103
301
1345
SH
SOLE
0
0
1345
SPDR SPDR S&P PHARMACUETICALS
S & P PHARMAC
78464A722
16
418
SH
SOLE
0
0
418
STAPLES INC.
COM
855030102
0
7
SH
SOLE
0
0
7
STARBUCKS CORP
COM
855244109
17
300
SH
SOLE
0
0
300
T J X COS INC NEW
COM
872540109
220
2933
SH
SOLE
0
0
2933
TELEDYNE TECHNOLOGIES INC
COM
879360105
23
186
SH
SOLE
0
0
186
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
18
500
SH
SOLE
0
0
500
TEXAS INSTRS INC
COM
882508104
67
919
SH
SOLE
0
0
919
THERAPEUTICSMD INC
COM
88338N107
58
10000
SH
SOLE
0
0
10000
TIME INC COM
COM
887228104
0
16
SH
SOLE
0
0
16
TIME WARNER INC
COM NEW
887317303
17
179
SH
SOLE
0
0
179
TOOTSIE ROLL INDS INC
COM
890516107
1
15
SH
SOLE
0
0
15
TWITTER INC
COM
90184L102
7
410
SH
SOLE
0
0
410
U G I CORP NEW
COM
902681105
174
3768
SH
SOLE
0
0
3768
UNDER AMOUR INC CLASS C
CL C
904311206
0
17
SH
SOLE
0
0
17
UNDER ARMOUR INC
CL A
904311107
0
17
SH
SOLE
0
0
17
UNITED PARCEL SERVICE INC
CL B
911312106
4
39
SH
SOLE
0
0
39
UNITED TECHNOLOGIES CORP
COM
913017109
96
874
SH
SOLE
0
0
874
UNITEDHEALTH GROUP INC
COM
91324P102
16
100
SH
SOLE
0
0
100
V F CORP
COM
918204108
138
2580
SH
SOLE
0
0
2580
VALEANT PHARMACEUTICALS INTL
COM
91911K102
61
4193
SH
SOLE
0
0
4193
VANGUARD INFO TECH INDEX
INF TECH ETF
92204A702
29
238
SH
SOLE
0
0
238
VERIZON COMMUNICATIONS INC
COM
92343V104
453
8492
SH
SOLE
0
0
8492
VIRTUS INVT PARTNERS INC
COM
92828Q109
3
25
SH
SOLE
0
0
25
VISA INC
COM CL A
92826C839
6462
82825
SH
SOLE
0
0
82825
VMWARE INC
CL A COM
928563402
16
200
SH
SOLE
0
0
200
VODAFONE GROUP PLC NEW
SPNSR ADR
92857W308
0
2
SH
SOLE
0
0
2
WALGREENS BOOTS ALLIANCE INC C
COM
931427108
22
269
SH
SOLE
0
0
269
WAL-MART STORES INC
COM
931142103
0
5
SH
SOLE
0
0
5
WASHINGTON TRUST BANCORP COM
COM
940610108
420
7500
SH
SOLE
0
0
7500
WEATHERFORD INTERNATIONAL LT
ORD SHS
G48833100
27
5360
SH
SOLE
0
0
5360
WELLS FARGO & CO NEW
COM
949746101
44
798
SH
SOLE
0
0
798
WESTAR ENERGY INC
COM
95709T100
158
2800
SH
SOLE
0
0
2800
WESTERN ASSET INTM MUN FD I
COM
958435109
3
300
SH
SOLE
0
0
300
WESTERN DIGITAL CORP
COM
958102105
3
47
SH
SOLE
0
0
47
XCEL ENERGY INC
COM
98389B100
57
1400
SH
SOLE
0
0
1400
XEROX CORP
COM
984121103
0
6
SH
SOLE
0
0
6
ZIMMER BIOMET HLDGS
COM
98956P102
0
1
SH
SOLE
0
0
1