0001600620-23-000024.txt : 20230523 0001600620-23-000024.hdr.sgml : 20230523 20230523172234 ACCESSION NUMBER: 0001600620-23-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230518 FILED AS OF DATE: 20230523 DATE AS OF CHANGE: 20230523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Balakrishnan Brinda CENTRAL INDEX KEY: 0001868236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36421 FILM NUMBER: 23949892 MAIL ADDRESS: STREET 1: #1203-4464 MARKHAM STREET CITY: VICTORIA STATE: A1 ZIP: V8Z7X8 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aurinia Pharmaceuticals Inc. CENTRAL INDEX KEY: 0001600620 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981231763 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: #140, 14315 - 118 AVENUE CITY: EDMONTON STATE: A0 ZIP: T5L 4S6 BUSINESS PHONE: 250-744-2487 MAIL ADDRESS: STREET 1: #140, 14315 - 118 AVENUE CITY: EDMONTON STATE: A0 ZIP: T5L 4S6 4 1 wk-form4_1684876944.xml FORM 4 X0407 4 2023-05-18 0 0001600620 Aurinia Pharmaceuticals Inc. AUPH 0001868236 Balakrishnan Brinda #140, 14315 ? 118 AVENUE EDMONTON A0 T5L 4S6 ALBERTA, CANADA 1 0 0 0 0 Common Stock 2023-05-18 4 M 0 8733 A 8733 D Common Stock 2023-05-19 4 A 0 9310 0 A 18043 D Restricted Stock Units 2023-05-18 4 M 0 8733 0 D 2023-05-18 Common Stock 8733 0 D Stock Option (right to buy) 10.74 2023-05-19 4 A 0 15234 0 A 2033-05-19 Common Stock 15234 15234 D Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer Common Stock. The RSUs have no expiration date. Represents grant of the RSUs payable solely in common stock of the Issuer. The shares subject to the RSUs shall vest one year from date of grant. The option vests in twelve equal monthly installments commencing on June 19, 2023. /s/ Stephen Robertson, Attorney-in-Fact for Brinda Balakrishnan, M.D., Ph.D. 2023-05-23