0001176256-16-000497.txt : 20160401 0001176256-16-000497.hdr.sgml : 20160401 20160331173314 ACCESSION NUMBER: 0001176256-16-000497 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20160608 FILED AS OF DATE: 20160401 DATE AS OF CHANGE: 20160331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aurinia Pharmaceuticals Inc. CENTRAL INDEX KEY: 0001600620 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: A0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36421 FILM NUMBER: 161544253 BUSINESS ADDRESS: STREET 1: #1203-4464 MARKHAM STREET CITY: VICTORIA BC STATE: A1 ZIP: V8Z 7X8 BUSINESS PHONE: 250-708-4272 MAIL ADDRESS: STREET 1: #1203-4464 MARKHAM STREET CITY: VICTORIA BC STATE: A1 ZIP: V8Z 7X8 6-K 1 aurinia6knomrd.htm REPORT OF FOREIGN PRIVATE ISSUER DATED MARCH 31, 2016 Filed by e3 Filing, Computershare 1-800-973-3274 - AURINIA PHARMACEUTICALS INC. - Form 6-K


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE
SECURITIES EXCHANGE ACT OF 1934

Dated March 31, 2016

Commission File Number 001-36421

AURINIA PHARMACEUTICALS INC.
(Exact name of Registrant as specified in its charter)

N/A
(Translation of Registrant’s Name)

#1203-4464 Markham Street
Victoria, British Columbia
V8Z7X8
(250) 708-4272
(Address and telephone number of registrant’s principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F [   ]   Form 40-F [ X ]

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b) (1): [   ]

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b) (7): [   ]

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes [   ]   No [ X ]

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable.





SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Dated: March 31, 2016.

  Aurinia Pharmaceuticals Inc.
  By: /s/ Dennis Bourgeault
    Name: Dennis Bourgeault
    Title: Chief Financial Officer

2





EXHIBIT INDEX

Exhibit Description of Exhibit
99.1 Notice of Meeting and Record Date

3



EX-99.1 2 exhibit99-1.htm NOTICE OF MEETING AND RECORD DATE Exhibit 99.1

Exhibit 99.1


 
Date: March 31, 2016 530-8th Avenue SW, 6th floor
  Calgary AB, T2P 3S8
  www.computershare.com

To: All Canadian Securities Regulatory Authorities

Subject: AURINIA PHARMACEUTICALS INC.

Dear Sir/Madam:

We advise of the following with respect to the upcoming Meeting of Security Holders for the subject Issuer:

Meeting Type : Annual Meeting
Record Date for Notice of Meeting : April 22, 2016
Record Date for Voting (if applicable) : April 22, 2016
Beneficial Ownership Determination Date : April 22, 2016
Meeting Date : June 08, 2016
Meeting Location (if available) : Vancouver BC
Issuer sending proxy related materials directly to NOBO: No
Issuer paying for delivery to OBO: Yes
Notice and Access (NAA) Requirements:  

NAA for Beneficial Holders

Yes

Beneficial Holders Stratification Criteria:

Not Applicable

NAA for Registered Holders

No

Voting Security Details:

Description CUSIP Number ISIN
COMMON NEW 05156V102 CA05156V1022

Sincerely,

Computershare
Agent for AURINIA PHARMACEUTICALS INC.



GRAPHIC 3 exhibit99-1x1x1.jpg begin 644 exhibit99-1x1x1.jpg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