0001127602-18-028060.txt : 20180919 0001127602-18-028060.hdr.sgml : 20180919 20180919162542 ACCESSION NUMBER: 0001127602-18-028060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180917 FILED AS OF DATE: 20180919 DATE AS OF CHANGE: 20180919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silverman Keith C CENTRAL INDEX KEY: 0001600587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-211719 FILM NUMBER: 181077952 MAIL ADDRESS: STREET 1: 1005 ROUTE 202/206 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001674862 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 812587835 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 859-815-3333 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-09-17 0001674862 ASHLAND GLOBAL HOLDINGS INC ASH 0001600587 Silverman Keith C 1005 ROUTE 202/206 BRIDGEWATER NJ 08807 1 Vice President Common Stock 2018-09-17 4 M 0 2825 47.63 A 4183 D Common Stock 2018-09-17 4 M 0 2730 59.95 A 6913 D Common Stock 2018-09-17 4 M 0 2542 59.41 A 9455 D Common Stock 2018-09-17 4 M 0 1836 57.96 A 11291 D Common Stock 2018-09-17 4 F 0 2000 84.61 D 9291 D Common Stock 2018-09-17 4 F 0 2184 84.61 D 7107 D Common Stock 2018-09-17 4 F 0 2023 84.61 D 5084 D Common Stock 2018-09-17 4 F 0 1440 84.61 D 3644 D Common Stock 2018-09-18 4 S 0 2286 84.71 D 1358 D Common Stock 1067 I 401(k) Stock Appreciation Right 47.63 2018-09-17 4 M 0 2825 0 D 2014-11-13 2023-12-13 Common Stock 2825 0 D Stock Appreciation Right 59.95 2018-09-17 4 M 0 2730 0 D 2015-11-12 2024-12-12 Common Stock 2730 0 D Stock Appreciation Right 59.41 2018-09-17 4 M 0 2542 0 D 2016-11-18 2025-12-18 Common Stock 2542 848 D Stock Appreciation Right 57.96 2018-09-17 4 M 0 1836 0 D 2017-11-16 2026-12-16 Common Stock 1836 1836 D Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7 below. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 9 below. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 10 below. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Based on Employee Savings Plan information as of September 17, 2018, the latest date for which such information is reasonably available. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. /s/ Jennifer I. Henkel, Attorney-in-Fact 2018-09-18