0001600566-16-000006.txt : 20160505
0001600566-16-000006.hdr.sgml : 20160505
20160505155114
ACCESSION NUMBER: 0001600566-16-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160505
DATE AS OF CHANGE: 20160505
EFFECTIVENESS DATE: 20160505
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LBA Wealth Management, LLC
CENTRAL INDEX KEY: 0001600566
IRS NUMBER: 593543661
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16087
FILM NUMBER: 161623467
BUSINESS ADDRESS:
STREET 1: 501 RIVERSIDE AVE
STREET 2: SUITE 800
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
BUSINESS PHONE: 9043964015
MAIL ADDRESS:
STREET 1: 501 RIVERSIDE AVE
STREET 2: SUITE 800
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
13F-HR
1
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0001600566
XXXXXXXX
03-31-2016
03-31-2016
LBA Wealth Management, LLC
501 RIVERSIDE AVE
SUITE 800
JACKSONVILLE
FL
32202
13F HOLDINGS REPORT
028-16087
N
David T. Albaneze
CIO/CCO
904-394-0838
David T. Albaneze
Jacksonville
FL
05-05-2016
0
427
172971
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INFORMATION TABLE
2
13F.Q1.2016.xml
13F.Q1.2016
3M CO
COM
88579Y101
19
115
SH
SOLE
55
0
60
ABBOTT LABS
COM
002824100
35
826
SH
SOLE
160
0
666
ABBVIE INC
COM
00287Y109
72
1256
SH
SOLE
140
0
1116
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
48
414
SH
SOLE
104
0
310
ACTIVISION BLIZZARD INC
COM
00507V109
5
145
SH
SOLE
120
0
25
AERCAP HOLDINGS NV
SHS
N00985106
3
70
SH
SOLE
70
0
0
AFLAC INC
COM
001055102
9
140
SH
SOLE
140
0
0
ALCOA INC
COM
013817101
7
727
SH
SOLE
727
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
2
13
SH
SOLE
0
0
13
ALLERGAN PLC
SHS
G0177J108
1220
4553
SH
SOLE
164
0
4389
ALLSCRIPTS HEALTHCARE SOLUTN
COM
01988P108
5
400
SH
SOLE
400
0
0
ALLSTATE CORP
COM
020002101
925
13728
SH
SOLE
100
0
13628
ALLY FINL INC
COM
02005N100
8
410
SH
SOLE
410
0
0
ALPHABET INC
CAP STK CL A
02079K305
663
869
SH
SOLE
123
0
746
ALPHABET INC
CAP STK CL C
02079K107
36
48
SH
SOLE
7
0
41
ALPS ETF TR
EQUAL SEC ETF
00162Q205
0
5
SH
SOLE
0
0
5
ALTRIA GROUP INC
COM
02209S103
23
369
SH
SOLE
0
0
369
AMAZON COM INC
COM
023135106
189
319
SH
SOLE
14
0
305
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
16
1000
SH
SOLE
0
0
1000
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
0
3
SH
SOLE
0
0
3
AMERICAN ELEC PWR INC
COM
025537101
7
107
SH
SOLE
0
0
107
AMERICAN EXPRESS CO
COM
025816109
11
175
SH
SOLE
50
0
125
AMERICAN TOWER CORP NEW
COM
03027X100
10
100
SH
SOLE
100
0
0
AMERIPRISE FINL INC
COM
03076C106
343
3645
SH
SOLE
225
0
3420
AMERIS BANCORP
COM
03076K108
0
15
SH
SOLE
14
0
1
AMERISOURCEBERGEN CORP
COM
03073E105
35
400
SH
SOLE
0
0
400
AMGEN INC
COM
031162100
115
767
SH
SOLE
42
0
725
AMN HEALTHCARE SERVICES INC
COM
001744101
50
1500
SH
SOLE
500
0
1000
ANACOR PHARMACEUTICALS INC
COM
032420101
2
35
SH
SOLE
35
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
132
1056
SH
SOLE
56
0
1000
ANTHEM INC
COM
036752103
13
90
SH
SOLE
40
0
50
APPLE INC
COM
037833100
2384
21871
SH
SOLE
1376
0
20495
ARROW ELECTRS INC
COM
042735100
16
250
SH
SOLE
100
0
150
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
82
1375
SH
SOLE
75
0
1300
ASTRAZENECA PLC
SPONSORED ADR
046353108
6
202
SH
SOLE
202
0
0
AT&T INC
COM
00206R102
111
2830
SH
SOLE
857
0
1973
AUTOMATIC DATA PROCESSING IN
COM
053015103
19
210
SH
SOLE
0
0
210
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
11
74
SH
SOLE
72
0
2
AVENUE FINL HLDGS INC
COM
05358K102
1
50
SH
SOLE
0
0
50
AVIS BUDGET GROUP
COM
053774105
3
100
SH
SOLE
100
0
0
AVNET INC
COM
053807103
6
145
SH
SOLE
0
0
145
B/E AEROSPACE INC
COM
073302101
4
85
SH
SOLE
0
0
85
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
1
87
SH
SOLE
0
0
87
BANK AMER CORP
COM
060505104
422
31221
SH
SOLE
2935
0
28286
BANK NEW YORK MELLON CORP
COM
064058100
31
830
SH
SOLE
0
0
830
BARCLAYS BK PLC
ADR 2 PREF 2
06739F390
77
3000
SH
SOLE
0
0
3000
BAXTER INTL INC
COM
071813109
4
100
SH
SOLE
0
0
100
BB&T CORP
COM
054937107
47
1400
SH
SOLE
0
0
1400
BECTON DICKINSON & CO
COM
075887109
19
125
SH
SOLE
0
0
125
BED BATH & BEYOND INC
COM
075896100
256
5158
SH
SOLE
0
0
5158
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
355
2500
SH
SOLE
100
0
2400
BGC PARTNERS INC
CL A
05541T101
18
2000
SH
SOLE
0
0
2000
BIOGEN INC
COM
09062X103
321
1233
SH
SOLE
106
0
1127
BLACKROCK MUNIVEST FD INC
COM
09253R105
0
10
PRN
SOLE
10
0
0
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
11
700
PRN
SOLE
0
0
700
BLACKROCK MUNIYIELD QUALITY
COM
09254F100
11
700
PRN
SOLE
0
0
700
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
63
2230
SH
SOLE
0
0
2230
BLOOMIN BRANDS INC
COM
094235108
5
300
SH
SOLE
0
0
300
BOEING CO
COM
097023105
116
910
SH
SOLE
20
0
890
BOSTON SCIENTIFIC CORP
COM
101137107
17
900
SH
SOLE
750
0
150
BP PLC
SPONSORED ADR
055622104
1
28
SH
SOLE
2
0
26
BRISTOL MYERS SQUIBB CO
COM
110122108
147
2300
SH
SOLE
100
0
2200
BUILDERS FIRSTSOURCE INC
COM
12008R107
450
39912
SH
SOLE
0
0
39912
CA INC
COM
12673P105
80
2610
SH
SOLE
0
0
2610
CALIFORNIA RES CORP
COM
13057Q107
0
337
SH
SOLE
15
0
322
CAPITAL ONE FINL CORP
COM
14040H105
541
7805
SH
SOLE
520
0
7285
CARDINAL HEALTH INC
COM
14149Y108
53
650
SH
SOLE
100
0
550
CARNIVAL CORP
PAIRED CTF
143658300
5
104
SH
SOLE
0
0
104
CATERPILLAR INC DEL
COM
149123101
14
183
SH
SOLE
0
0
183
CBS CORP NEW
CL B
124857202
505
9166
SH
SOLE
0
0
9166
CDK GLOBAL INC
COM
12508E101
3
70
SH
SOLE
0
0
70
CELANESE CORP DEL
COM SER A
150870103
106
1615
SH
SOLE
240
0
1375
CELGENE CORP
COM
151020104
511
5101
SH
SOLE
296
0
4805
CENTURYLINK INC
COM
156700106
10
322
SH
SOLE
0
0
322
CF INDS HLDGS INC
COM
125269100
142
4525
SH
SOLE
225
0
4300
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
84
959
SH
SOLE
109
0
850
CHEESECAKE FACTORY INC
COM
163072101
7
130
SH
SOLE
130
0
0
CHEMOURS CO
COM
163851108
0
9
SH
SOLE
0
0
9
CHEVRON CORP NEW
COM
166764100
1055
11058
SH
SOLE
415
0
10643
CHILDRENS PL INC
COM
168905107
38
455
SH
SOLE
130
0
325
CHIPOTLE MEXICAN GRILL INC
COM
169656105
10
22
SH
SOLE
12
0
10
CHUBB LIMITED
COM
H1467J104
2
18
SH
SOLE
0
0
18
CHURCHILL DOWNS INC
COM
171484108
30
200
SH
SOLE
0
0
200
CISCO SYS INC
COM
17275R102
1375
48302
SH
SOLE
1805
0
46497
CITIGROUP INC
COM NEW
172967424
1
20
SH
SOLE
0
0
20
CITRIX SYS INC
COM
177376100
16
200
SH
SOLE
0
0
200
CLEAN HARBORS INC
COM
184496107
15
300
SH
SOLE
300
0
0
COCA COLA CO
COM
191216100
63
1356
SH
SOLE
168
0
1188
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
25
400
SH
SOLE
100
0
300
COHEN & STEERS INC
COM
19247A100
6
150
SH
SOLE
0
0
150
COLGATE PALMOLIVE CO
COM
194162103
306
4338
SH
SOLE
0
0
4338
COMCAST CORP NEW
CL A
20030N101
30
493
SH
SOLE
493
0
0
COMMUNITY HEALTH SYS INC NEW
RIGHT 99/99/9999
203668116
0
680
PRN
SOLE
0
0
680
COMMUNITY HEALTH SYS INC NEW
COM
203668108
1
47
SH
SOLE
0
0
47
CONOCOPHILLIPS
COM
20825C104
368
9137
SH
SOLE
550
0
8587
CONSOLIDATED EDISON INC
COM
209115104
2
30
SH
SOLE
0
0
30
CONSTELLATION BRANDS INC
CL A
21036P108
576
3810
SH
SOLE
160
0
3650
CONTRAVIR PHARMACEUTICALS IN
COM
21234W103
15
12000
SH
SOLE
12000
0
0
CORNING INC
COM
219350105
68
3275
SH
SOLE
285
0
2990
CRAY INC
COM NEW
225223304
63
1500
SH
SOLE
0
0
1500
CSX CORP
COM
126408103
16
619
SH
SOLE
25
0
594
CVS HEALTH CORP
COM
126650100
1741
16786
SH
SOLE
463
0
16323
DANAHER CORP DEL
COM
235851102
892
9406
SH
SOLE
190
0
9216
DARDEN RESTAURANTS INC
COM
237194105
569
8575
SH
SOLE
200
0
8375
DBX ETF TR
XTRAK MSCI EMKT
233051101
42
2238
SH
SOLE
2238
0
0
DBX ETF TR
XTRAK MSCI EAFE
233051200
134
5255
SH
SOLE
5255
0
0
DECKERS OUTDOOR CORP
COM
243537107
21
350
SH
SOLE
0
0
350
DEERE & CO
COM
244199105
393
5106
SH
SOLE
75
0
5031
DELTA AIR LINES INC DEL
COM NEW
247361702
7
150
SH
SOLE
0
0
150
DIAMOND RESORTS INTL INC
COM
25272T104
12
500
SH
SOLE
0
0
500
DILLARDS INC
CL A
254067101
8
100
SH
SOLE
0
0
100
DINEEQUITY INC
COM
254423106
88
940
SH
SOLE
200
0
740
DISCOVER FINL SVCS
COM
254709108
6
122
SH
SOLE
0
0
122
DISNEY WALT CO
COM DISNEY
254687106
1075
10821
SH
SOLE
568
0
10253
DOW CHEM CO
COM
260543103
37
730
SH
SOLE
380
0
350
DREYFUS STRATEGIC MUN BD FD
COM
26202F107
0
14
PRN
SOLE
14
0
0
DTE ENERGY CO
COM
233331107
384
4235
SH
SOLE
250
0
3985
DU PONT E I DE NEMOURS & CO
COM
263534109
35
545
SH
SOLE
0
0
545
DUKE ENERGY CORP NEW
COM NEW
26441C204
232
2879
SH
SOLE
0
0
2879
DYCOM INDS INC
COM
267475101
10
160
SH
SOLE
160
0
0
E M C CORP MASS
COM
268648102
954
35785
SH
SOLE
0
0
35785
EARTHLINK HLDGS CORP
COM
27033X101
2
265
SH
SOLE
0
0
265
EATON CORP PLC
SHS
G29183103
45
713
SH
SOLE
183
0
530
EBAY INC
COM
278642103
249
10430
SH
SOLE
900
0
9530
ECOLAB INC
COM
278865100
525
4710
SH
SOLE
250
0
4460
EDWARDS LIFESCIENCES CORP
COM
28176E108
108
1220
SH
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0
0
1220
ELECTRONIC ARTS INC
COM
285512109
9
130
SH
SOLE
130
0
0
EMERSON ELEC CO
COM
291011104
17
313
SH
SOLE
0
0
313
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
5
300
SH
SOLE
300
0
0
EQUITY COMWLTH
COM SH BEN INT
294628102
42
1500
SH
SOLE
0
0
1500
EVERBANK FINL CORP
COM
29977G102
280
18568
SH
SOLE
0
0
18568
EXELON CORP
COM
30161N101
11
320
SH
SOLE
320
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
32
470
SH
SOLE
70
0
400
EXXON MOBIL CORP
COM
30231G102
779
9320
SH
SOLE
178
0
9142
F5 NETWORKS INC
COM
315616102
97
915
SH
SOLE
50
0
865
FACEBOOK INC
CL A
30303M102
277
2430
SH
SOLE
630
0
1800
FEDEX CORP
COM
31428X106
580
3564
SH
SOLE
0
0
3564
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
6
527
SH
SOLE
0
0
527
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
81
2379
SH
SOLE
220
0
2159
FIDELITY SOUTHERN CORP NEW
COM
316394105
481
30000
SH
SOLE
0
0
30000
FIDUCIARY CLAYMORE MLP OPP F
COM
31647Q106
6
515
SH
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0
0
515
FIREEYE INC
COM
31816Q101
4
230
SH
SOLE
230
0
0
FIRST CMNTY CORP S C
COM
319835104
9
622
SH
SOLE
0
0
622
FIRST COMWLTH FINL CORP PA
COM
319829107
1
100
SH
SOLE
0
0
100
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
5
213
SH
SOLE
0
0
213
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
3
56
SH
SOLE
56
0
0
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
4
81
SH
SOLE
81
0
0
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
3
93
SH
SOLE
93
0
0
FIRST TR EXCHANGE TRADED FD
DJ GLBL DIVID
33734X200
330
14654
SH
SOLE
5875
0
8779
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
3
49
SH
SOLE
49
0
0
FIRST TR EXCHANGE TRADED FD
NY ARCA BIOTECH
33733E203
3
33
SH
SOLE
33
0
0
FISERV INC
COM
337738108
1239
12074
SH
SOLE
125
0
11949
FLEXTRONICS INTL LTD
ORD
Y2573F102
12
1000
SH
SOLE
1000
0
0
FOUR CORNERS PPTY TR INC
COM
35086T109
39
2174
SH
SOLE
0
0
2174
FS INVT CORP
COM
302635107
376
40966
SH
SOLE
14144
0
26822
GENERAL DYNAMICS CORP
COM
369550108
75
570
SH
SOLE
0
0
570
GENERAL ELECTRIC CO
COM
369604103
225
7084
SH
SOLE
500
0
6584
GENERAL MTRS CO
COM
37045V100
29
925
SH
SOLE
0
0
925
GILEAD SCIENCES INC
COM
375558103
1291
14053
SH
SOLE
260
0
13793
GLOBAL X FDS
GLOBAL X SILVER
37954Y848
2
70
SH
SOLE
0
0
70
GNC HLDGS INC
COM CL A
36191G107
13
400
SH
SOLE
0
0
400
GOLDMAN SACHS GROUP INC
COM
38141G104
39
250
SH
SOLE
0
0
250
HALLIBURTON CO
COM
406216101
0
1
SH
SOLE
1
0
0
HALYARD HEALTH INC
COM
40650V100
0
17
SH
SOLE
0
0
17
HARLEY DAVIDSON INC
COM
412822108
2
33
SH
SOLE
33
0
0
HARMAN INTL INDS INC
COM
413086109
405
4550
SH
SOLE
350
0
4200
HARRIS CORP DEL
COM
413875105
16
210
SH
SOLE
0
0
210
HARTFORD FINL SVCS GROUP INC
COM
416515104
12
260
SH
SOLE
260
0
0
HASBRO INC
COM
418056107
8
101
SH
SOLE
0
0
101
HCA HOLDINGS INC
COM
40412C101
13
170
SH
SOLE
0
0
170
HENRY JACK & ASSOC INC
COM
426281101
13
150
SH
SOLE
150
0
0
HESS CORP
COM
42809H107
1
25
SH
SOLE
0
0
25
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
205
11575
SH
SOLE
0
0
11575
HOME DEPOT INC
COM
437076102
327
2454
SH
SOLE
306
0
2148
HONEYWELL INTL INC
COM
438516106
110
981
SH
SOLE
331
0
650
HOWARD HUGHES CORP
COM
44267D107
5
50
SH
SOLE
50
0
0
HP INC
COM
40434L105
221
17975
SH
SOLE
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0
15575
HSBC HLDGS PLC
ADR A 1/40PF A
404280604
26
1000
SH
SOLE
0
0
1000
HUNTINGTON INGALLS INDS INC
COM
446413106
41
300
SH
SOLE
100
0
200
ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
98
1549
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SOLE
0
0
1549
ILLINOIS TOOL WKS INC
COM
452308109
14
140
SH
SOLE
140
0
0
INDEPENDENT BANK CORP MASS
COM
453836108
7
150
SH
SOLE
0
0
150
INGERSOLL-RAND PLC
SHS
G47791101
13
210
SH
SOLE
210
0
0
INTEL CORP
COM
458140100
1360
42046
SH
SOLE
800
0
41246
INTERNATIONAL BUSINESS MACHS
COM
459200101
609
4024
SH
SOLE
32
0
3992
INVESCO LTD
SHS
G491BT108
16
530
SH
SOLE
380
0
150
INVESCO QUALITY MUNI INC TRS
COM
46133G107
6
447
PRN
SOLE
0
0
447
ISHARES
INDIA 50 ETF
464289529
22
825
SH
SOLE
0
0
825
ISHARES GOLD TRUST
ISHARES
464285105
48
4000
SH
SOLE
0
0
4000
ISHARES INC
CORE MSCI EMKT
46434G103
2
57
SH
SOLE
57
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
39
2665
SH
SOLE
0
0
2665
ISHARES TR
20 YR TR BD ETF
464287432
98
750
SH
SOLE
0
0
750
ISHARES TR
TIPS BD ETF
464287176
14
121
SH
SOLE
121
0
0
ISHARES TR
SHRT NAT MUN ETF
464288158
509
4800
SH
SOLE
0
0
4800
ISHARES TR
U.S. PFD STK ETF
464288687
139
3550
SH
SOLE
3470
0
80
ISHARES TR
IBOXX INV CP ETF
464287242
155
1308
SH
SOLE
0
0
1308
ISHARES TR
U.S. TELECOM ETF
464287713
17
565
SH
SOLE
0
0
565
ISHARES TR
U.S. TECH ETF
464287721
202
1865
SH
SOLE
0
0
1865
ISHARES TR
U.S. BAS MTL ETF
464287838
273
3723
SH
SOLE
0
0
3723
ISHARES TR
U.S. CNSM GD ETF
464287812
129
1145
SH
SOLE
0
0
1145
ISHARES TR
U.S. INDS ETF
464287754
185
1730
SH
SOLE
0
0
1730
ISHARES TR
US HLTHCARE ETF
464287762
148
1055
SH
SOLE
0
0
1055
ISHARES TR
U.S. FINLS ETF
464287788
101
1195
SH
SOLE
0
0
1195
ISHARES TR
U.S. ENERGY ETF
464287796
51
1475
SH
SOLE
0
0
1475
ISHARES TR
U.S. CNSM SV ETF
464287580
120
820
SH
SOLE
0
0
820
ISHARES TR
RUS MDCP VAL ETF
464287473
142
2000
SH
SOLE
0
0
2000
ISHARES TR
RUS MID-CAP ETF
464287499
102
625
SH
SOLE
0
0
625
ISHARES TR
RUS MD CP GR ETF
464287481
53
570
SH
SOLE
0
0
570
ISHARES TR
RUS 2000 GRW ETF
464287648
3
23
SH
SOLE
0
0
23
ISHARES TR
RUS 2000 VAL ETF
464287630
81
864
SH
SOLE
0
0
864
ISHARES TR
RUSSELL 2000 ETF
464287655
153
1387
SH
SOLE
0
0
1387
ISHARES TR
RUS 1000 GRW ETF
464287614
1680
16837
SH
SOLE
0
0
16837
ISHARES TR
S&P 500 GRWT ETF
464287309
138
1194
SH
SOLE
631
0
563
ISHARES TR
CORE S&P500 ETF
464287200
1325
6413
SH
SOLE
1940
0
4473
ISHARES TR
S&P 500 VAL ETF
464287408
114
1266
SH
SOLE
747
0
519
ISHARES TR
SP SMCP600GR ETF
464287887
44
356
SH
SOLE
201
0
155
ISHARES TR
SP SMCP600VL ETF
464287879
57
503
SH
SOLE
372
0
131
ISHARES TR
CORE S&P SCP ETF
464287804
470
4177
SH
SOLE
415
0
3762
ISHARES TR
S&P MC 400GR ETF
464287606
94
576
SH
SOLE
271
0
305
ISHARES TR
S&P MC 400VL ETF
464287705
633
5100
SH
SOLE
402
0
4698
ISHARES TR
CORE S&P MCP ETF
464287507
10036
69601
SH
SOLE
3834
0
65767
ISHARES TR
N AMER TECH ETF
464287549
4
35
SH
SOLE
0
0
35
ISHARES TR
CORE MSCI EAFE
46432F842
2467
46427
SH
SOLE
9722
0
36705
ISHARES TR
U.S. UTILITS ETF
464287697
184
1490
SH
SOLE
0
0
1490
ISHARES TR
US REGNL BKS ETF
464288778
3
95
SH
SOLE
0
0
95
ISHARES TR
IBOXX HI YD ETF
464288513
3
41
SH
SOLE
41
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
18
233
SH
SOLE
233
0
0
ISHARES TR
JP MOR EM MK ETF
464288281
298
2702
SH
SOLE
22
0
2680
ISHARES TR
MSCI EAFE ETF
464287465
2830
49511
SH
SOLE
1216
0
48295
ISHARES TR
MSCI EMG MKT ETF
464287234
47
1359
SH
SOLE
0
0
1359
ISHARES TR
SELECT DIVID ETF
464287168
11
140
SH
SOLE
0
0
140
ISHARES TR
1-3 YR CR BD ETF
464288646
8341
79125
SH
SOLE
840
0
78285
ISHARES TR
CORE US AGGBD ET
464287226
4527
40845
SH
SOLE
757
0
40088
J ALEXANDERS HLDGS INC
COM
46609J106
1
91
SH
SOLE
0
0
91
JOHNSON & JOHNSON
COM
478160104
310
2866
SH
SOLE
1265
0
1601
JOHNSON CTLS INC
COM
478366107
349
8956
SH
SOLE
100
0
8856
JPMORGAN CHASE & CO
COM
46625H100
1388
23442
SH
SOLE
225
0
23217
KIMBERLY CLARK CORP
COM
494368103
19
140
SH
SOLE
0
0
140
KINDER MORGAN INC DEL
COM
49456B101
6
313
SH
SOLE
313
0
0
KLX INC
COM
482539103
0
1
SH
SOLE
0
0
1
KOHLS CORP
COM
500255104
446
9570
SH
SOLE
625
0
8945
KRAFT HEINZ CO
COM
500754106
11
134
SH
SOLE
0
0
134
KRISPY KREME DOUGHNUTS INC
COM
501014104
1
40
SH
SOLE
40
0
0
KROGER CO
COM
501044101
3
80
SH
SOLE
0
0
80
LAM RESEARCH CORP
COM
512807108
126
1520
SH
SOLE
85
0
1435
LIBERTY GLOBAL PLC
LILAC SHS CL C
G5480U153
0
11
SH
SOLE
11
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
9
234
SH
SOLE
234
0
0
LIBERTY INTERACTIVE CORP
QVC GP COM SER A
53071M104
8
328
SH
SOLE
328
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
7
174
SH
SOLE
174
0
0
LILLY ELI & CO
COM
532457108
76
1060
SH
SOLE
0
0
1060
LINCOLN NATL CORP IND
COM
534187109
299
7628
SH
SOLE
0
0
7628
LOCKHEED MARTIN CORP
COM
539830109
196
885
SH
SOLE
110
0
775
LOWES COS INC
COM
548661107
467
6169
SH
SOLE
200
0
5969
LSB INDS INC
COM
502160104
15
1200
SH
SOLE
1200
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
116
1355
SH
SOLE
65
0
1290
MACYS INC
COM
55616P104
28
640
SH
SOLE
0
0
640
MARATHON OIL CORP
COM
565849106
1
45
SH
SOLE
0
0
45
MARKEL CORP
COM
570535104
125
140
SH
SOLE
0
0
140
MAXLINEAR INC
CL A
57776J100
19
1000
SH
SOLE
0
0
1000
MCDONALDS CORP
COM
580135101
39
310
SH
SOLE
100
0
210
MCKESSON CORP
COM
58155Q103
1005
6389
SH
SOLE
185
0
6204
MEDALLION FINL CORP
COM
583928106
9
1000
SH
SOLE
1000
0
0
MEDTRONIC PLC
SHS
G5960L103
100
1331
SH
SOLE
0
0
1331
MENTOR GRAPHICS CORP
COM
587200106
47
2300
SH
SOLE
0
0
2300
MERCADOLIBRE INC
COM
58733R102
0
1
SH
SOLE
1
0
0
MERCK & CO INC NEW
COM
58933Y105
143
2695
SH
SOLE
140
0
2555
METLIFE INC
COM
59156R108
1072
24402
SH
SOLE
600
0
23802
MICROSOFT CORP
COM
594918104
1888
34177
SH
SOLE
780
0
33397
MONDELEZ INTL INC
CL A
609207105
16
405
SH
SOLE
0
0
405
MONSANTO CO NEW
COM
61166W101
1
15
SH
SOLE
0
0
15
MURPHY OIL CORP
COM
626717102
30
1200
SH
SOLE
500
0
700
NABORS INDUSTRIES LTD
SHS
G6359F103
18
2000
SH
SOLE
0
0
2000
NATIONAL OILWELL VARCO INC
COM
637071101
354
11376
SH
SOLE
175
0
11201
NAVIENT CORP
COM
63938C108
6
507
SH
SOLE
507
0
0
NEWELL RUBBERMAID INC
COM
651229106
89
2000
SH
SOLE
0
0
2000
NEXTERA ENERGY INC
COM
65339F101
95
800
SH
SOLE
0
0
800
NIKE INC
CL B
654106103
45
734
SH
SOLE
134
0
600
NORFOLK SOUTHERN CORP
COM
655844108
265
3184
SH
SOLE
0
0
3184
NORTHERN TR CORP
COM
665859104
26
400
SH
SOLE
85
0
315
NORTHROP GRUMMAN CORP
COM
666807102
5
25
SH
SOLE
0
0
25
NOVARTIS A G
SPONSORED ADR
66987V109
22
310
SH
SOLE
0
0
310
NOW INC
COM
67011P100
0
25
SH
SOLE
0
0
25
NUCOR CORP
COM
670346105
7
150
SH
SOLE
150
0
0
NVIDIA CORP
COM
67066G104
758
21275
SH
SOLE
800
0
20475
NXP SEMICONDUCTORS N V
COM
N6596X109
2
25
SH
SOLE
0
0
25
OCCIDENTAL PETE CORP DEL
COM
674599105
62
900
SH
SOLE
0
0
900
OPKO HEALTH INC
COM
68375N103
5
500
SH
SOLE
500
0
0
ORACLE CORP
COM
68389X105
78
1917
SH
SOLE
0
0
1917
PAYPAL HLDGS INC
COM
70450Y103
229
5930
SH
SOLE
325
0
5605
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
4
100
SH
SOLE
100
0
0
PEPSICO INC
COM
713448108
62
603
SH
SOLE
178
0
425
PERRIGO CO PLC
SHS
G97822103
411
3215
SH
SOLE
150
0
3065
PFIZER INC
COM
717081103
767
25873
SH
SOLE
521
0
25352
PG&E CORP
COM
69331C108
4
70
SH
SOLE
0
0
70
PHILIP MORRIS INTL INC
COM
718172109
32
327
SH
SOLE
160
0
167
PHILLIPS 66
COM
718546104
58
670
SH
SOLE
70
0
600
PIMCO HIGH INCOME FD
COM SHS
722014107
1
117
SH
SOLE
0
0
117
PIONEER NAT RES CO
COM
723787107
11
80
SH
SOLE
80
0
0
PJT PARTNERS INC
COM CL A
69343T107
2
87
SH
SOLE
0
0
87
PNC FINL SVCS GROUP INC
COM
693475105
36
430
SH
SOLE
110
0
320
POOL CORPORATION
COM
73278L105
35
400
SH
SOLE
0
0
400
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X583
84
956
SH
SOLE
0
0
956
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
149
1365
SH
SOLE
0
0
1365
PPL CORP
COM
69351T106
196
5140
SH
SOLE
0
0
5140
PRAXAIR INC
COM
74005P104
2
15
SH
SOLE
0
0
15
PROCTER & GAMBLE CO
COM
742718109
764
9283
SH
SOLE
95
0
9188
PRUDENTIAL FINL INC
COM
744320102
9
125
SH
SOLE
0
0
125
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
424
8995
SH
SOLE
500
0
8495
PVH CORP
COM
693656100
9
94
SH
SOLE
94
0
0
QUALCOMM INC
COM
747525103
6
125
SH
SOLE
0
0
125
RANDGOLD RES LTD
ADR
752344309
27
300
SH
SOLE
0
0
300
RAYTHEON CO
COM NEW
755111507
22
180
SH
SOLE
0
0
180
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
60
2000
SH
SOLE
800
0
1200
REGENCY CTRS CORP
COM
758849103
35
466
SH
SOLE
0
0
466
REGIONS FINL CORP NEW
COM
7591EP100
2
212
SH
SOLE
0
0
212
REMARK MEDIA INC
COM
75954W107
6
1200
SH
SOLE
1200
0
0
RESMED INC
COM
761152107
8
134
SH
SOLE
0
0
134
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
101
5000
SH
SOLE
500
0
4500
ROGERS COMMUNICATIONS INC
CL B
775109200
19
465
SH
SOLE
0
0
465
ROPER TECHNOLOGIES INC
COM
776696106
759
4155
SH
SOLE
170
0
3985
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
0
32
SH
SOLE
32
0
0
SALESFORCE COM INC
COM
79466L302
25
340
SH
SOLE
0
0
340
SANCHEZ ENERGY CORP
COM
79970Y105
11
2000
SH
SOLE
0
0
2000
SANOFI
SPONSORED ADR
80105N105
5
124
SH
SOLE
0
0
124
SCHLUMBERGER LTD
COM
806857108
32
440
SH
SOLE
140
0
300
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
25
515
SH
SOLE
0
0
515
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
107
2059
SH
SOLE
0
0
2059
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
532
8125
SH
SOLE
425
0
7700
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
178
2250
SH
SOLE
0
0
2250
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
103
1525
SH
SOLE
0
0
1525
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
52
1040
SH
SOLE
0
0
1040
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
75
1412
SH
SOLE
0
0
1412
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
330
7432
SH
SOLE
0
0
7432
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
84
1510
SH
SOLE
0
0
1510
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
28
1250
SH
SOLE
0
0
1250
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
40
642
SH
SOLE
0
0
642
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
348
7766
SH
SOLE
0
0
7766
SEMPRA ENERGY
COM
816851109
14
130
SH
SOLE
130
0
0
SILICON LABORATORIES INC
COM
826919102
11
250
SH
SOLE
100
0
150
SIX FLAGS ENTMT CORP NEW
COM
83001A102
17
300
SH
SOLE
0
0
300
SKYWORKS SOLUTIONS INC
COM
83088M102
11
135
SH
SOLE
60
0
75
SMUCKER J M CO
COM NEW
832696405
5
35
SH
SOLE
0
0
35
SOUTHERN CO
COM
842587107
75
1441
SH
SOLE
0
0
1441
SPDR GOLD TRUST
GOLD SHS
78463V107
104
881
SH
SOLE
0
0
881
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1973
9601
SH
SOLE
50
0
9551
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
18648
70981
SH
SOLE
43
0
70938
SPDR SER TR
NUVN BR SHT MUNI
78468R739
5634
115397
SH
SOLE
7100
0
108297
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
341
4265
SH
SOLE
0
0
4265
SPDR SERIES TRUST
S&P BK ETF
78464A797
3
100
SH
SOLE
0
0
100
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
339
9910
SH
SOLE
0
0
9910
SPDR SERIES TRUST
NUV HGHYLD MUN
78464A284
6
110
SH
SOLE
0
0
110
SPECTRA ENERGY CORP
COM
847560109
5
175
SH
SOLE
0
0
175
SPECTRANETICS CORP
COM
84760C107
22
1507
SH
SOLE
0
0
1507
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
120
2430
SH
SOLE
2430
0
0
STANLEY BLACK & DECKER INC
COM
854502101
685
6510
SH
SOLE
275
0
6235
STARBUCKS CORP
COM
855244109
66
1100
SH
SOLE
0
0
1100
STERICYCLE INC
COM
858912108
486
3855
SH
SOLE
225
0
3630
STRYKER CORP
COM
863667101
4
35
SH
SOLE
0
0
35
SUN LIFE FINL INC
COM
866796105
32
1000
SH
SOLE
0
0
1000
SUNTRUST BKS INC
COM
867914103
3
82
SH
SOLE
0
0
82
SYMANTEC CORP
COM
871503108
9
500
SH
SOLE
500
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
6
200
SH
SOLE
0
0
200
TABLEAU SOFTWARE INC
CL A
87336U105
5
100
SH
SOLE
0
0
100
TAL ED GROUP
ADS REPSTG COM
874080104
10
200
SH
SOLE
200
0
0
TALEN ENERGY CORP
COM
87422J105
4
425
SH
SOLE
0
0
425
TALLGRASS ENERGY GP LP
SHS CL A
874696107
37
2019
SH
SOLE
0
0
2019
TARGET CORP
COM
87612E106
1278
15537
SH
SOLE
375
0
15162
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
14
253
SH
SOLE
103
0
150
TEXAS INSTRS INC
COM
882508104
57
1000
SH
SOLE
0
0
1000
THERMO FISHER SCIENTIFIC INC
COM
883556102
1320
9322
SH
SOLE
100
0
9222
TIME INC NEW
COM
887228104
0
21
SH
SOLE
6
0
15
TIME WARNER CABLE INC
COM
88732J207
3
14
SH
SOLE
12
0
2
TIME WARNER INC
COM NEW
887317303
106
1460
SH
SOLE
285
0
1175
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
13
125
SH
SOLE
0
0
125
TRACTOR SUPPLY CO
COM
892356106
18
200
SH
SOLE
200
0
0
TRAVELERS COMPANIES INC
COM
89417E109
1271
10886
SH
SOLE
75
0
10811
TRIPLE-S MGMT CORP
CL B
896749108
16
631
SH
SOLE
0
0
631
TROVAGENE INC
COM NEW
897238309
23
5000
SH
SOLE
5000
0
0
TWITTER INC
COM
90184L102
2
100
SH
SOLE
0
0
100
TYSON FOODS INC
CL A
902494103
625
9375
SH
SOLE
225
0
9150
U S CONCRETE INC
COM NEW
90333L201
18
300
SH
SOLE
0
0
300
U S PHYSICAL THERAPY INC
COM
90337L108
10
200
SH
SOLE
0
0
200
UGI CORP NEW
COM
902681105
24
605
SH
SOLE
0
0
605
UNILEVER N V
N Y SHS NEW
904784709
67
1490
SH
SOLE
0
0
1490
UNION PAC CORP
COM
907818108
818
10289
SH
SOLE
375
0
9914
UNITED TECHNOLOGIES CORP
COM
913017109
746
7450
SH
SOLE
102
0
7348
UNITEDHEALTH GROUP INC
COM
91324P102
130
1010
SH
SOLE
75
0
935
UNIVERSAL HLTH SVCS INC
CL B
913903100
7
59
SH
SOLE
59
0
0
UNUM GROUP
COM
91529Y106
783
25328
SH
SOLE
975
0
24353
US BANCORP DEL
COM NEW
902973304
49
1200
SH
SOLE
0
0
1200
USANA HEALTH SCIENCES INC
COM
90328M107
11
90
SH
SOLE
40
0
50
VALERO ENERGY CORP NEW
COM
91913Y100
824
12848
SH
SOLE
585
0
12263
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
6
76
SH
SOLE
76
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
20817
251403
SH
SOLE
6825
0
244578
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
5
59
SH
SOLE
59
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
60
700
SH
SOLE
0
0
700
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
361
6625
SH
SOLE
0
0
6625
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
93
885
SH
SOLE
585
0
300
VANGUARD INDEX FDS
MID CAP ETF
922908629
5
45
SH
SOLE
0
0
45
VANGUARD INDEX FDS
REIT ETF
922908553
69
829
SH
SOLE
829
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
529
15306
SH
SOLE
1450
0
13856
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
12667
158274
SH
SOLE
13285
0
144989
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
1377
16947
SH
SOLE
500
0
16447
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
289
8048
SH
SOLE
0
0
8048
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
3
40
SH
SOLE
0
0
40
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
276
2562
SH
SOLE
0
0
2562
VANGUARD WORLD FDS
TELCOMM ETF
92204A884
591
6372
SH
SOLE
0
0
6372
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
5
50
SH
SOLE
0
0
50
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
149
1205
SH
SOLE
0
0
1205
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
168
3625
SH
SOLE
0
0
3625
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
85
625
SH
SOLE
0
0
625
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
10
105
SH
SOLE
0
0
105
VARIAN MED SYS INC
COM
92220P105
4
47
SH
SOLE
47
0
0
VECTREN CORP
COM
92240G101
4
85
SH
SOLE
0
0
85
VERIZON COMMUNICATIONS INC
COM
92343V104
461
8530
SH
SOLE
745
0
7785
VISA INC
COM CL A
92826C839
101
1320
SH
SOLE
0
0
1320
WALGREENS BOOTS ALLIANCE INC
COM
931427108
523
6210
SH
SOLE
325
0
5885
WAL-MART STORES INC
COM
931142103
1101
16073
SH
SOLE
400
0
15673
WELLS FARGO & CO NEW
COM
949746101
151
3122
SH
SOLE
240
0
2882
WELLTOWER INC
COM
95040Q104
7
100
SH
SOLE
100
0
0
WESTERN UN CO
COM
959802109
402
20833
SH
SOLE
0
0
20833
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
7745
149171
SH
SOLE
6085
0
143086
WISDOMTREE TR
MDCP EARN FUND
97717W570
3
30
SH
SOLE
0
0
30
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
2646
60545
SH
SOLE
1275
0
59270
WISDOMTREE TR
DIV EX-FINL FD
97717W406
24
324
SH
SOLE
0
0
324
WYNDHAM WORLDWIDE CORP
COM
98310W108
15
200
SH
SOLE
200
0
0
YUM BRANDS INC
COM
988498101
14
175
SH
SOLE
140
0
35