Chief Compliance Officer

0000870156-22-000054.txt : 20221107 0000870156-22-000054.hdr.sgml : 20221107 20221107072438 ACCESSION NUMBER: 0000870156-22-000054 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221107 DATE AS OF CHANGE: 20221107 EFFECTIVENESS DATE: 20221107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wakefield Asset Management LLLP CENTRAL INDEX KEY: 0001600435 IRS NUMBER: 208251802 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18951 FILM NUMBER: 221363719 BUSINESS ADDRESS: STREET 1: 7887 E BELLEVIEW AVE STREET 2: SUITE 800 CITY: ENGLEWOOD STATE: CO ZIP: 80111 BUSINESS PHONE: 303-771-0630 MAIL ADDRESS: STREET 1: 7887 E BELLEVIEW AVE STREET 2: SUITE 800 CITY: ENGLEWOOD STATE: CO ZIP: 80111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001600435 XXXXXXXX 09-30-2022 09-30-2022 Wakefield Asset Management LLLP

7887 E BELLEVIEW AVE SUITE 800 ENGLEWOOD CO 80111

13F HOLDINGS REPORT 028-18951 N Greg Brittain Chief Compliance Officer 303-771-0630 Greg Brittain Englewood CO 11-04-2022 3 148 217777 false 1 028-19415 Wakefield Asset Management Corp. 2 028-19414 Wakefield Wealth Management, LLLP 3 028-19416 Geoffrey Todd Gervasini INFORMATION TABLE 2 aci_13f.xml ACADEMY SPORTS & OUTDOORS IN COM 00402L107 647 15346 SH DFND 1,2,3 15346 0 0 ADVISORSHARES TR PURE US CANNABIS 00768Y453 484 54328 SH DFND 1,2,3 54328 0 0 AES CORP COM 00130H105 276 12229 SH DFND 1,2,3 12229 0 0 AGCO CORP COM 001084102 2192 22792 SH DFND 1,2,3 22792 0 0 ALBEMARLE CORP COM 012653101 2456 9285 SH DFND 1,2,3 9285 0 0 ALLEGIANCE BANCSHARES INC COM 01748H107 716 17200 SH DFND 1,2,3 17200 0 0 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 1588 153265 SH DFND 1,2,3 153265 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 682 44800 SH DFND 1,2,3 44800 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 2476 67712 SH DFND 1,2,3 67712 0 0 AMN HEALTHCARE SVCS INC COM 001744101 814 7684 SH DFND 1,2,3 7684 0 0 ANALOG DEVICES INC COM 032654105 308 2207 SH DFND 1,2,3 2207 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 727 51714 SH DFND 1,2,3 51714 0 0 APPLE INC COM 037833100 410 2968 SH DFND 1,2,3 2968 0 0 ARCBEST CORP COM 03937C105 688 9466 SH DFND 1,2,3 9466 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 2967 36881 SH DFND 1,2,3 36881 0 0 AXCELIS TECHNOLOGIES INC COM NEW 054540208 748 12348 SH DFND 1,2,3 12348 0 0 BANNER CORP COM NEW 06652V208 752 12728 SH DFND 1,2,3 12728 0 0 BERKLEY W R CORP COM 084423102 2557 39595 SH DFND 1,2,3 39595 0 0 BK OF AMERICA CORP COM 060505104 646 21379 SH DFND 1,2,3 21379 0 0 BLACKROCK MUNICIPAL INCOME COM 09253X102 1557 143373 SH DFND 1,2,3 143373 0 0 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 1488 132203 SH DFND 1,2,3 132203 0 0 BLACKROCK MUNIYILD QULT FD I COM 09254F100 1472 133228 SH DFND 1,2,3 133228 0 0 BLOOMIN BRANDS INC COM 094235108 639 34868 SH DFND 1,2,3 34868 0 0 BROADCOM INC COM 11135F101 297 668 SH DFND 1,2,3 668 0 0 BUILDERS FIRSTSOURCE INC COM 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