Finance Officer

0000870156-20-000038.txt : 20201023 0000870156-20-000038.hdr.sgml : 20201023 20201022200752 ACCESSION NUMBER: 0000870156-20-000038 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201022 EFFECTIVENESS DATE: 20201023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wakefield Asset Management LLLP CENTRAL INDEX KEY: 0001600435 IRS NUMBER: 208251802 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18951 FILM NUMBER: 201255813 BUSINESS ADDRESS: STREET 1: 7887 E BELLEVIEW AVE STREET 2: SUITE 800 CITY: ENGLEWOOD STATE: CO ZIP: 80111 BUSINESS PHONE: 303-771-0630 MAIL ADDRESS: STREET 1: 7887 E BELLEVIEW AVE STREET 2: SUITE 800 CITY: ENGLEWOOD STATE: CO ZIP: 80111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001600435 XXXXXXXX 09-30-2020 09-30-2020 Wakefield Asset Management LLLP

7887 E BELLEVIEW AVE SUITE 800 ENGLEWOOD CO 80111

13F HOLDINGS REPORT 028-18951 N Jenny Yaeger Finance Officer 303-771-0630 Jenny Yaeger Englewood CO 10-21-2020 3 155 212523 false 1 028-19415 Wakefield Asset Management Corp. 2 028-19414 Wakefield Wealth Management, LLLP 3 028-19416 Geoffrey Todd Gervasini INFORMATION TABLE 2 aci_13f.xml ABBVIE INC COM 00287Y109 2264 25844 SH DFND 1,2,3 25844 0 0 ACTIVISION BLIZZARD INC COM 00507V109 2589 31979 SH DFND 1,2,3 31979 0 0 ADVANCED ENERGY INDS COM 007973100 501 7961 SH DFND 1,2,3 7961 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1365 12345 SH DFND 1,2,3 12345 0 0 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 1745 125190 SH DFND 1,2,3 125190 0 0 ALLSTATE CORP COM 020002101 2137 22695 SH DFND 1,2,3 22695 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 1067 53389 SH DFND 1,2,3 53389 0 0 AMAZON COM INC COM 023135106 227 72 SH DFND 1,2,3 72 0 0 AMCOR PLC ORD G0250X107 267 24201 SH DFND 1,2,3 24201 0 0 AMERICAS CAR-MART INC COM 03062T105 570 6715 SH DFND 1,2,3 6715 0 0 AMERIPRISE FINL INC COM 03076C106 233 1509 SH DFND 1,2,3 1509 0 0 AMPHASTAR PHARMACEUTICALS IN COM 03209R103 522 27838 SH DFND 1,2,3 27838 0 0 APPLE INC COM 037833100 348 3008 SH DFND 1,2,3 3008 0 0 ARCBEST CORP COM 03937C105 559 18001 SH DFND 1,2,3 18001 0 0 ASTEC INDS INC COM 046224101 612 11272 SH DFND 1,2,3 11272 0 0 AUTOZONE INC COM 053332102 2222 1887 SH DFND 1,2,3 1887 0 0 BANKUNITED INC COM 06652K103 580 26472 SH DFND 1,2,3 26472 0 0 BIG LOTS INC COM 089302103 693 15536 SH DFND 1,2,3 15536 0 0 BK OF AMERICA CORP COM 060505104 692 28709 SH DFND 1,2,3 28709 0 0 BLACK KNIGHT INC COM 09215C105 2576 29591 SH DFND 1,2,3 29591 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 816 58134 SH DFND 1,2,3 58134 0 0 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 854 63704 SH DFND 1,2,3 63704 0 0 BLACKROCK MUNIHOLDINGS QUALI COM 09254A101 1699 131885 SH DFND 1,2,3 131885 0 0 BLACKROCK MUNIYIELD ARIZ FD COM 09254K109 888 61810 SH DFND 1,2,3 61810 0 0 BLACKROCK MUNIYIELD INVT FD COM 09254R104 812 60759 SH DFND 1,2,3 60759 0 0 BLOCK H & R INC COM 093671105 2126 130496 SH DFND 1,2,3 130496 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 1190 14339 SH DFND 1,2,3 14339 0 0 BOX INC CL A 10316T104 505 29078 SH DFND 1,2,3 29078 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 2386 39574 SH DFND 1,2,3 39574 0 0 BROADCOM INC COM 11135F101 262 719 SH DFND 1,2,3 719 0 0 CHERRY HILL MTG INVT CORP COM 164651101 557 62074 SH DFND 1,2,3 62074 0 0 CHEVRON CORP NEW COM 166764100 1151 15983 SH DFND 1,2,3 15983 0 0 CITIGROUP INC COM NEW 172967424 502 11647 SH DFND 1,2,3 11647 0 0 CLOROX CO DEL COM 189054109 2597 12355 SH DFND 1,2,3 12355 0 0 CNX RES CORP COM 12653C108 487 51608 SH DFND 1,2,3 51608 0 0 COHERUS BIOSCIENCES INC COM 19249H103 522 28436 SH DFND 1,2,3 28436 0 0 COMERICA INC COM 200340107 2149 56196 SH DFND 1,2,3 56196 0 0 CONAGRA BRANDS INC COM 205887102 228 6381 SH DFND 1,2,3 6381 0 0 CONCHO RES INC COM 20605P101 946 21444 SH DFND 1,2,3 21444 0 0 CVS HEALTH CORP COM 126650100 204 3490 SH DFND 1,2,3 3490 0 0 D R HORTON INC COM 23331A109 2741 36240 SH DFND 1,2,3 36240 0 0 DAVITA INC COM 23918K108 2369 27661 SH DFND 1,2,3 27661 0 0 DELAWARE INVTS COLO MUN INCO COM 246101109 2131 153326 SH DFND 1,2,3 153326 0 0 DELAWARE INVTS MINN MUN INCO COM 24610V103 818 62952 SH DFND 1,2,3 62952 0 0 DELAWARE INVTS NATL MUN INCO SH BEN INT 24610T108 1522 123325 SH DFND 1,2,3 123325 0 0 DEVON ENERGY CORP NEW COM 25179M103 696 73576 SH DFND 1,2,3 73576 0 0 DOLLAR GEN CORP NEW COM 256677105 2359 11256 SH DFND 1,2,3 11256 0 0 DTE ENERGY CO COM 233331107 2478 21542 SH DFND 1,2,3 21542 0 0 DWS MUN INCOME TR COM 233368109 1606 144936 SH DFND 1,2,3 144936 0 0 DWS STRATEGIC MUN INCOME TR COM 23342Q101 437 40318 SH DFND 1,2,3 40318 0 0 DYNATRACE INC COM NEW 268150109 2397 58436 SH DFND 1,2,3 58436 0 0 EATON VANCE MUN BD FD COM 27827X101 934 70908 SH DFND 1,2,3 70908 0 0 EBAY INC. 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