0001387131-15-003444.txt : 20151116 0001387131-15-003444.hdr.sgml : 20151116 20151116170236 ACCESSION NUMBER: 0001387131-15-003444 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Opus Point Partners Management, LLC CENTRAL INDEX KEY: 0001600175 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16746 FILM NUMBER: 151236043 BUSINESS ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-554-4504 MAIL ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001600175 XXXXXXXX 09-30-2015 09-30-2015 false Opus Point Partners Management, LLC

3 Columbus Circle 15th Floor New York NY 10019

13F HOLDINGS REPORT 028-16746 N Sean Power 212-554-4305 /s/ Sean Power New York NY 11-16-2015 0 57 133572 INFORMATION TABLE 2 infotable.xml ACELRX PHARMACEUTICALS INC COM 00444T100 176 57747 SH SOLE 57747 0 0 ACHILLION PHARMACEUTICALS IN COM 00448Q201 733 106104 SH SOLE 106104 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 3247 46000 SH SOLE 46000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 5164 33021 SH SOLE 33021 0 0 ALKERMES PLC SHS G01767105 5096 86864 SH SOLE 86864 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 3893 48448 SH SOLE 48448 0 0 AMGEN INC COM 031162100 778 5626 SH SOLE 5626 0 0 ARRAY BIOPHARMA INC COM 04269X105 1140 250000 SH SOLE 250000 0 0 ARROWHEAD RESH CORP COM NEW 042797209 295 51133 SH SOLE 51133 0 0 ASSEMBLY BIOSCIENCES INC COM 045396108 143 15000 SH SOLE 15000 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 4328 136000 SH SOLE 136000 0 0 AXOVANT SCIENCES LTD COM G0750W104 397 30722 SH SOLE 30722 0 0 BIO TECHNE CORP COM 09073M104 4346 47000 SH SOLE 47000 0 0 BIOGEN INC COM 09062X103 5097 17467 SH SOLE 17467 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 4425 42012 SH SOLE 42012 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 2131 36000 SH SOLE 36000 0 0 NOVAVAX INC COM 670002104 707 100000 SH Call SOLE 0 0 0 CELGENE CORP COM 151020104 5099 47137 SH SOLE 47137 0 0 CEPHEID COM 15670R107 4068 90000 SH SOLE 90000 0 0 CHIMERIX INC COM 16934W106 541 14152 SH SOLE 14152 0 0 CLOVIS ONCOLOGY INC COM 189464100 5386 58567 SH SOLE 58567 0 0 CURIS INC COM 231269101 756 374500 SH SOLE 374500 0 0 DIREXION SHS ETF TR COM 25490K752 241 14850 SH SOLE 14850 0 0 EPIZYME INC COM 29428V104 593 46079 SH SOLE 46079 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 926 56788 SH SOLE 56788 0 0 FLUIDIGM CORP DEL COM 34385P108 122 15000 SH SOLE 15000 0 0 GILEAD SCIENCES INC COM 375558103 424 4323 SH SOLE 4323 0 0 HOLOGIC INC COM 436440101 1878 48000 SH SOLE 48000 0 0 ILLUMINA INC COM 452327109 4982 28334 SH SOLE 28334 0 0 INCYTE CORP COM 45337C102 5230 47400 SH SOLE 47400 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 383 45300 SH SOLE 45300 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 6067 20000 SH SOLE 20000 0 0 ISIS PHARMACEUTICALS INC COM 464330109 4099 101401 SH SOLE 101401 0 0 KARYOPHARM THERAPEUTICS INC COM 48576U106 155 14750 SH SOLE 14750 0 0 MEDIVATION INC COM 58501N101 5031 118372 SH SOLE 118372 0 0 MERCK & CO INC NEW COM 58933Y105 2025 41000 SH SOLE 41000 0 0 MERRIMACK PHARMACEUTICALS IN COM 590328100 528 62009 SH SOLE 62009 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 4328 15200 SH SOLE 15200 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 1635 102200 SH SOLE 102200 0 0 NATIONAL HOLDINGS CORP COM NEW 636375206 246 89530 SH SOLE 89530 0 0 NEKTAR THERAPEUTICS COM 640268108 4869 444258 SH SOLE 444258 0 0 OPHTHOTECH CORP COM 683745103 290 7150 SH SOLE 7150 0 0 PACIRA PHARMACEUTICALS INC COM 695127100 863 21000 SH SOLE 21000 0 0 PROSHARES TR PSHS ULT NASB 74347R214 1906 32717 SH SOLE 32717 0 0 NOVAVAX INC COM 670002104 707 100000 SH Put SOLE 100000 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 53691 862500 SH Put SOLE 862500 0 0 QIAGEN NV REG SHS N72482107 4128 160000 SH SOLE 160000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 4943 10627 SH SOLE 10627 0 0 SEATTLE GENETICS INC COM 812578102 4803 124558 SH SOLE 124558 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 662 75000 SH SOLE 75000 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 731 5571 SH SOLE 5571 0 0 VERICEL CORP COM 92346J108 900 332157 SH SOLE 332157 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 4257 40876 SH SOLE 40876 0 0 REPROS THERAPEUTICS INC COM NEW 76028H209 494 98000 SH Call SOLE 0 0 0 XENOPORT INC COM 98411C100 139 40000 SH SOLE 40000 0 0 ZOGENIX INC COM NEW 98978L204 887 65700 SH SOLE 65700 0 0