Sr. Director, Compliance

0001600151-21-000002.txt : 20210510 0001600151-21-000002.hdr.sgml : 20210510 20210510145719 ACCESSION NUMBER: 0001600151-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210510 DATE AS OF CHANGE: 20210510 EFFECTIVENESS DATE: 20210510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Arete Wealth Advisors, LLC CENTRAL INDEX KEY: 0001600151 IRS NUMBER: 261314502 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15999 FILM NUMBER: 21906426 BUSINESS ADDRESS: STREET 1: 1115 W FULTON MARKET STREET 2: 3RD FLOOR CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 312-940-3684 MAIL ADDRESS: STREET 1: 1115 W FULTON MARKET STREET 2: 3RD FLOOR CITY: CHICAGO STATE: IL ZIP: 60607 FORMER COMPANY: FORMER CONFORMED NAME: Arete Wealth Management, LLC DATE OF NAME CHANGE: 20200214 FORMER COMPANY: FORMER CONFORMED NAME: Arete Wealth Advisors, LLC DATE OF NAME CHANGE: 20140213 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001600151 XXXXXXXX 03-31-2021 03-31-2021 Arete Wealth Advisors, LLC

1115 W FULTON MARKET 3RD FLOOR CHICAGO IL 60607

13F HOLDINGS REPORT 028-15999 N Corrie Scoby Sr. Director, Compliance 901-493-4512 Corrie Scoby Chicago IL 05-10-2021 0 418 782210 false INFORMATION TABLE 2 13F_Table3.xml ADVANCED MICRO DEVICES INC COM 007903107 207 2635 SH SOLE 0 0 0 AGNICO EAGLE MINES LTD COM 008474108 1134 19615 SH SOLE 0 0 0 ALLIANT ENERGY CORP COM 018802108 212 3913 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 7775 2513 SH SOLE 0 0 0 AMERICAN ELEC PWR INC COM 025537101 221 2603 SH SOLE 0 0 0 AMERICAN EXPRESS CO COM 025816109 1014 7170 SH SOLE 0 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 288 6228 SH SOLE 0 0 0 AMGEN INC COM 031162100 757 3042 SH SOLE 0 0 0 AMPLIFY ETF TR SEYMOUR CANNBS 032108854 633 21807 SH SOLE 0 0 0 APPLE INC COM 037833100 17734 145147 SH SOLE 0 0 0 APPLIED MATLS INC COM 038222105 336 2515 SH SOLE 0 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 220 3857 SH SOLE 0 0 0 ATLAS CREST INVT CORP COM 049284102 109 10879 SH SOLE 0 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 530 2813 SH SOLE 0 0 0 BANK 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SH SOLE 0 0 0 ISHARES GOLD TRUST ISHARES 464285105 975 59977 SH SOLE 0 0 0 ISHARES TR CORE S&P TTL STK 464287150 257 2805 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 1351 11844 SH SOLE 0 0 0 ISHARES TIPS BD ETF 464287176 514 4099 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 4949 12440 SH SOLE 0 0 0 ISHARES CORE TOTUSBD ETF 464287226 5600 49197 SH SOLE 0 0 0 ISHARES MSCI EMG MKT ETF 464287234 4337 81261 SH SOLE 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2654 20374 SH SOLE 0 0 0 ISHARES GLOBAL TECH ETF 464287291 2354 7648 SH SOLE 0 0 0 ISHARES GLOB HLTHCRE ETF 464287325 1759 22830 SH SOLE 0 0 0 ISHARES GLOBAL FINLS ETF 464287333 2070 28204 SH SOLE 0 0 0 ISHARES TR 20+ YR TR BD ETF 464287432 1565 11551 SH SOLE 0 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 768 8907 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 2417 31649 SH SOLE 0 0 0 ISHARES TR RUS MID-CAP ETF 464287499 613 8293 SH SOLE 0 0 0 ISHARES CORE S&P MCP ETF 464287507 4007 15396 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 1833 12095 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 2656 10915 SH SOLE 0 0 0 ISHARES TR RUS 1000 ETF 464287622 219 980 SH SOLE 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 324 2030 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 388 1750 SH SOLE 0 0 0 ISHARES S&P MC 400VL ETF 464287705 2790 27372 SH SOLE 0 0 0 ISHARES CORE S&P SCP ETF 464287804 4187 38582 SH SOLE 0 0 0 ISHARES TR SP SMCP600VL ETF 464287879 1804 17907 SH SOLE 0 0 0 ISHARES SP SMCP600GR ETF 464287887 2177 16975 SH SOLE 0 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 3218 132430 SH SOLE 0 0 0 ISHARES TR EAFE SML CP ETF 464288273 303 4223 SH SOLE 0 0 0 ISHARES TR JPMORGAN USD EMG 464288281 753 6901 SH SOLE 0 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 1679 4438 SH SOLE 0 0 0 ISHARES NAT AMT FREE BD 464288414 3923 33818 SH SOLE 0 0 0 ISHARES TR INTL SEL DIV ETF 464288448 2350 74665 SH SOLE 0 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1725 19789 SH SOLE 0 0 0 ISHARES TR MSCI KLD400 SOC 464288570 272 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SH SOLE 0 0 0 RIO TINTO PLC SPONSORED ADR 767204100 221 2850 SH SOLE 0 0 0 ROPER TECHNOLOGIES INC COM 776696106 365 905 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2106 21125 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 1574 48982 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 389 7518 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 370 5074 SH SOLE 0 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 292 7715 SH SOLE 0 0 0 SCIENCE APPLICATNS INTL CP N COM 808625107 296 3546 SH SOLE 0 0 0 SHERWIN WILLIAMS CO COM 824348106 515 766 SH SOLE 0 0 0 SIMON PPTY GROUP INC NEW COM 828806109 234 2060 SH SOLE 0 0 0 SNAP ON INC COM 833034101 208 901 SH SOLE 0 0 0 SOUTHERN CO COM 842587107 256 4121 SH SOLE 0 0 0 SOUTHWEST AIRLS CO COM 844741108 229 3757 SH SOLE 0 0 0 SPLUNK INC COM 848637104 286 2109 SH SOLE 0 0 0 SQUARE INC CL A 852234103 841 3705 SH SOLE 0 0 0 STANLEY BLACK & DECKER INC COM 854502101 719 3600 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 1353 12434 SH SOLE 0 0 0 STRYKER CORP COM 863667101 230 943 SH SOLE 0 0 0 SYSCO CORP COM 871829107 297 3769 SH SOLE 0 0 0 TJX COS INC NEW COM 872540109 207 3130 SH SOLE 0 0 0 T MOBILE US INC COM 872590104 522 4167 SH SOLE 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 374 3163 SH SOLE 0 0 0 TEXAS INSTRS INC COM 882508104 699 3698 SH SOLE 0 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 384 842 SH SOLE 0 0 0 TOMPKINS FINANCIAL CORPORATI COM 890110109 302 3697 SH SOLE 0 0 0 TRICO BANCSHARES COM 896095106 8104 171087 SH SOLE 0 0 0 US BANCORP DEL COM NEW 902973304 444 8553 SH SOLE 0 0 0 UNION PAC CORP COM 907818108 311 1413 SH SOLE 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 483 2827 SH SOLE 0 0 0 UNITED STATES ANTIMONY CORP COM 911549103 48 39375 SH SOLE 0 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 13614 92471 SH SOLE 0 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 10974 174969 SH SOLE 0 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 3895 27776 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 1170 6719 SH SOLE 0 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 4536 91881 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 5308 52499 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 348 4200 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 11537 89808 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 224 2305 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 551 9085 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 7789 149233 SH SOLE 0 0 0 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 4185 76599 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 38315 105108 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1306 9681 SH SOLE 0 0 0 VANGUARD INDEX FDS REIT ETF 922908553 1423 15444 SH SOLE 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 719 2619 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 22651 136724 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2363 10675 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1320 7122 SH SOLE 0 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 975 5512 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 12067 46723 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 11998 91246 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 7964 37192 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 14979 72397 SH SOLE 0 0 0 WAL-MART STORES INC COM 931142103 2227 16393 SH SOLE 0 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 837 15241 SH SOLE 0 0 0 WELLS FARGO & CO NEW COM 949746101 500 13421 SH SOLE 0 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 302 7917 SH SOLE 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 631 8171 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 13568 42525 SH SOLE 0 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 417 4986 SH SOLE 0 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1015 50393 SH SOLE 0 0 0 BNY MELLON STRATEGIC MUN BD COM 09662E109 920 117469 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 235 4485 SH SOLE 0 0 0 FIRST TR NASDAQ-100 TECH IND DJ INTERNT IDX 33733E302 427 1958 SH SOLE 0 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 298 9765 SH SOLE 0 0 0 AT&T INC COM 00206R102 1484 48986 SH SOLE 0 0 0 ARK ETF TR INNOVATION ETF 00214Q104 3118 25991 SH SOLE 0 0 0 ARK ETF TR GENOMIC REV ETF 00214Q302 615 6933 SH SOLE 0 0 0 ABBVIE INC COM 00287Y109 1452 13415 SH SOLE 0 0 0 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 479 29197 SH SOLE 0 0 0 ADOBE SYS INC COM 00724F101 715 1503 SH SOLE 0 0 0 ADVENT CLAYMORE CV SECS & IN COM 00764C109 3462 195914 SH SOLE 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2345 46516 SH SOLE 0 0 0 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 891 62562 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 2352 1137 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 2246 1089 SH SOLE 0 0 0 ALTRIA GROUP INC COM 02209S103 701 13702 SH SOLE 0 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1453 6076 SH SOLE 0 0 0 APEX TECHNOLOGY ACQUISITION *W EXP 09/18/202 03768F110 66 25222 SH SOLE 0 0 0 ARES CAP CORP COM 04010L103 351 18740 SH SOLE 0 0 0 ARES COML REAL ESTATE CORP COM 04013V108 278 20249 SH SOLE 0 0 0 BNY MELLON STRATEGIC MUNS IN COM 05588W108 170 19885 SH SOLE 0 0 0 BAIN CAP SPECIALTY FIN INC COM 05684B107 248 16800 SH SOLE 0 0 0 BARCLAYS BANK PLC IPATH SHILR CAPE 06742A669 271 1413 SH SOLE 0 0 0 BLACKROCK INC COM 09247X101 378 502 SH SOLE 0 0 0 BLACKROCK HEALTH SCIENCES TR COM 09250W107 470 10158 SH SOLE 0 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 931 61886 SH SOLE 0 0 0 BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 189 17224 SH SOLE 0 0 0 BLACKROCK SCIENCE & TECH TR SHS 09258G104 409 7559 SH SOLE 0 0 0 BLACKROCK 2022 GBL INCM OPP COM 09258P104 2187 238501 SH SOLE 0 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 1114 14951 SH SOLE 0 0 0 CALAMOS DYNAMIC CONV & INCOM COM 12811V105 911 28478 SH SOLE 0 0 0 CARLYLE GROUP INC COM 14316J108 618 17124 SH SOLE 0 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 307 7282 SH SOLE 0 0 0 CISCO SYS INC COM 17275R102 1259 24336 SH SOLE 0 0 0 CLOUDFLARE INC CL A COM 18915M107 498 7083 SH SOLE 0 0 0 COMCAST CORP NEW CL A 20030N101 700 12928 SH SOLE 0 0 0 CONOCOPHILLIPS COM 20825C104 614 11641 SH SOLE 0 0 0 CORESITE RLTY CORP COM 21870Q105 427 3561 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 1064 3018 SH SOLE 0 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 672 3680 SH SOLE 0 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 1311 7615 SH SOLE 0 0 0 DOMINION ENERGY INC COM 25746U109 786 10347 SH SOLE 0 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1098 11380 SH SOLE 0 0 0 DUPONT DE NEMOURS INC COM 26614N102 286 3700 SH SOLE 0 0 0 ETF SER SOLUTIONS LONCAR CANCER 26922A826 367 12246 SH SOLE 0 0 0 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 386 5786 SH SOLE 0 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 420 33221 SH SOLE 0 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 379 29718 SH SOLE 0 0 0 ENBRIDGE INC COM 29250N105 536 14715 SH SOLE 0 0 0 ENERGIZER HLDGS INC NEW COM 29272W109 229 4784 SH SOLE 0 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 104 13472 SH SOLE 0 0 0 EQUINIX INC COM 29444U700 211 311 SH SOLE 0 0 0 EVERSOURCE ENERGY COM 30040W108 438 5057 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 1376 24445 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 1918 6512 SH SOLE 0 0 0 FEDEX CORP COM 31428X106 340 1198 SH SOLE 0 0 0 FIRST TR INTER DUR PFD & IN COM 33718W103 283 11845 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 320 3343 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 2028 30758 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 14935 311859 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD NASDAQ BK ETF 33738R860 497 15936 SH SOLE 0 0 0 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 362 6422 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 1241 24304 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 451 7520 SH SOLE 0 0 0 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 7545 380098 SH SOLE 0 0 0 FS KKR CAP CORP II COM 35952V303 366 18748 SH SOLE 0 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 203 5663 SH SOLE 0 0 0 GLOBAL X FDS GLBL X MLP ETF 37954Y343 751 22708 SH SOLE 0 0 0 GLOBAL X FDS S&P 500 CATHOLIC 37954Y889 353 7124 SH SOLE 0 0 0 GOLD RESOURCE CORP COM 38068T105 68 25588 SH SOLE 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 321 981 SH SOLE 0 0 0 HIGHLAND FLOATNG RATE OPPRT SHS BEN INT 43010E404 959 86466 SH SOLE 0 0 0 IDEXX LABS INC COM 45168D104 202 413 SH SOLE 0 0 0 INSEEGO CORP COM 45782B104 416 41628 SH SOLE 0 0 0 INNOVATOR ETFS TR S&P 500 ULTRA 45782C300 716 23575 SH SOLE 0 0 0 INNOVATOR ETFS TR S&P 500 ULTRA 45782C532 789 27215 SH SOLE 0 0 0 INNOVATOR ETFS TR S&P 500 ULTRA 45782C649 1193 43160 SH SOLE 0 0 0 INNOVATOR ETFS TR S&P 500 ULTRA 45782C672 543 19218 SH SOLE 0 0 0 INNOVATOR ETFS TR S&P 500 ULTRA 45782C821 554 20325 SH SOLE 0 0 0 INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR 46090A887 2517 49862 SH SOLE 0 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 566 766 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 276 3797 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 402 4085 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 439 2674 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 53274 376066 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 223 2735 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 203 2419 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 306 2018 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 424 28251 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 2200 47598 SH SOLE 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 558 24582 SH SOLE 0 0 0 ISHARES TR US TREAS BD ETF 46429B267 510 19464 SH SOLE 0 0 0 ISHARES TR FLTG RATE BD ETF 46429B655 746 14694 SH SOLE 0 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 660 9545 SH SOLE 0 0 0 ISHARES TR MSCI USA VALUE 46432F388 212 2065 SH SOLE 0 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 356 2215 SH SOLE 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1030 14289 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1260 19365 SH SOLE 0 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 313 5224 SH SOLE 0 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 1338 30902 SH SOLE 0 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 820 17904 SH SOLE 0 0 0 ISHARES TR CORE DIV GRWTH 46434V621 2067 42818 SH SOLE 0 0 0 ISHARES TR GLOBAL REIT ETF 46434V647 1502 58966 SH SOLE 0 0 0 ISHARES TR ESG MSCI USA ETF 46435G425 3111 34241 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 2738 17985 SH SOLE 0 0 0 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 897 15436 SH SOLE 0 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 4041 79180 SH SOLE 0 0 0 KKR & CO INC CL A 48251W104 239 5024 SH SOLE 0 0 0 KINDER MORGAN INC DEL COM 49456B101 691 41492 SH SOLE 0 0 0 LEGG MASON ETF INVESTMENT TR WESTN ASET TTL 52468L810 3595 133913 SH SOLE 0 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 271 8314 SH SOLE 0 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1524 4279 SH SOLE 0 0 0 MERCADOLIBRE INC COM 58733R102 227 154 SH SOLE 0 0 0 MERCK & CO INC COM 58933Y105 2506 32544 SH SOLE 0 0 0 METLIFE INC COM 59156R108 322 5292 SH SOLE 0 0 0 NANO DIMENSION LTD SPONSORD ADS NEW 63008G203 399 46420 SH SOLE 0 0 0 NETFLIX INC COM 64110L106 1003 1922 SH SOLE 0 0 0 NEXTERA ENERGY INC COM 65339F101 437 5788 SH SOLE 0 0 0 NOVARTIS A G SPONSORED ADR 66987V109 284 3321 SH SOLE 0 0 0 NUVEEN MARYLAND QLT MUN INC COM 67061Q107 197 13928 SH SOLE 0 0 0 NVIDIA CORP COM 67066G104 1332 2495 SH SOLE 0 0 0 NUVEEN ENHANCED MUN CREDIT O COM SH BEN INT 67070X101 1002 61999 SH SOLE 0 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 174 12640 SH SOLE 0 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 1356 58269 SH SOLE 0 0 0 PAYPAL HLDGS INC COM 70450Y103 1383 5695 SH SOLE 0 0 0 PIMCO ETF TR ENHANCD SHORT 72201R643 12345 122646 SH SOLE 0 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 564 5530 SH SOLE 0 0 0 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 1671 32538 SH SOLE 0 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 290 4832 SH SOLE 0 0 0 PROLOGIS INC. COM 74340W103 282 2661 SH SOLE 0 0 0 PROSHARES TR PSHS ULTRUSS2000 74347R842 936 8376 SH SOLE 0 0 0 PROSHARES TR PET CARE ETF 74348A145 489 6764 SH SOLE 0 0 0 RETAIL PPTYS AMER INC CL A 76131V202 233 22248 SH SOLE 0 0 0 ROKU INC COM CL A 77543R102 618 1898 SH SOLE 0 0 0 S&P GLOBAL INC COM 78409V104 382 1083 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6108 15408 SH SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 10578 66129 SH SOLE 0 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1077 24592 SH SOLE 0 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 594 15891 SH SOLE 0 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3980 112564 SH SOLE 0 0 0 SPDR SER TR NUVEEN BBG BRCLY 78464A284 399 6724 SH SOLE 0 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 5030 60344 SH SOLE 0 0 0 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 1838 50697 SH SOLE 0 0 0 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 1324 23474 SH SOLE 0 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 687 21944 SH SOLE 0 0 0 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 1509 39813 SH SOLE 0 0 0 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 592 20319 SH SOLE 0 0 0 SPDR SER TR AEROSPACE DEF 78464A631 268 2134 SH SOLE 0 0 0 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 2525 85171 SH SOLE 0 0 0 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 3752 96143 SH SOLE 0 0 0 SPDR SERIES TRUST BLMBRG BRC INTRM 78464A672 2204 68698 SH SOLE 0 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 214 1816 SH SOLE 0 0 0 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 11907 242055 SH SOLE 0 0 0 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 2006 43840 SH SOLE 0 0 0 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 8619 184914 SH SOLE 0 0 0 SPDR SER TR S&P SEMICNDCTR 78464A862 546 2985 SH SOLE 0 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 1046 7653 SH SOLE 0 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 222 3160 SH SOLE 0 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 1119 24461 SH SOLE 0 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 5614 17002 SH SOLE 0 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 213 6947 SH SOLE 0 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 402 14714 SH SOLE 0 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 7752 84727 SH SOLE 0 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 526 10614 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO SM ETF 78468R853 3635 85989 SH SOLE 0 0 0 SALESFORCE COM INC COM 79466L302 854 4031 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 6788 86138 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 457 3911 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 869 12727 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 895 5317 SH SOLE 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 241 4877 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1631 47915 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 6646 67508 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1561 11752 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 541 8476 SH SOLE 0 0 0 SHOPIFY INC CL A 82509L107 582 526 SH SOLE 0 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 169 19250 SH SOLE 0 0 0 STRATEGY SHS DAY HAGAN NED 86280R803 1364 44177 SH SOLE 0 0 0 TESLA MTRS INC COM 88160R101 3657 5476 SH SOLE 0 0 0 3M CO COM 88579Y101 1015 5268 SH SOLE 0 0 0 TORTOISE ENERGY INFRA CORP COM 89147L886 4005 163863 SH SOLE 0 0 0 TORTOISE ENERGY INFRA CORP COM 89148B200 214 8316 SH SOLE 0 0 0 TRANSUNION COM 89400J107 201 2228 SH SOLE 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1623 4362 SH SOLE 0 0 0 VANECK VECTORS ETF TR VIDEO GAMING 92189F114 353 5167 SH SOLE 0 0 0 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 1385 54587 SH SOLE 0 0 0 TORTOISE ENERGY INDEPENDENC COM 92189F643 1243 17940 SH SOLE 0 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 2280 50664 SH SOLE 0 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 508 8893 SH SOLE 0 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 216 3138 SH SOLE 0 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 379 4488 SH SOLE 0 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 642 2808 SH SOLE 0 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 441 1230 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 3225 52424 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2266 27462 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 579 3249 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 440 1761 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 261 3877 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 8830 94910 SH SOLE 0 0 0 VEREIT INC COM 92339V308 1039 26976 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2038 35043 SH SOLE 0 0 0 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92347M100 432 18000 SH SOLE 0 0 0 VIATRIS INC COM 92556V106 619 44285 SH SOLE 0 0 0 VISA INC COM CL A 92826C839 2971 14032 SH SOLE 0 0 0 VIRTUS DIVIDEND INTEREST & P COM 92840R101 7264 527152 SH SOLE 0 0 0 W P CAREY INC COM 92936U109 466 6554 SH SOLE 0 0 0 WISDOMTREE TR US MIDCP EARNING 97717W570 255 5000 SH SOLE 0 0 0 WISDOMTREE TR INTL EQUITY FD 97717W703 226 4294 SH SOLE 0 0 0 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 260 6297 SH SOLE 0 0 0 WISDOMTREE TR US QTLR DIV GRT 97717X669 422 7352 SH SOLE 0 0 0 ZOETIS INC CL A 98978V103 372 2362 SH SOLE 0 0 0 AMCOR PLC ORD G0250X107 247 21175 SH SOLE 0 0 0 AON PLC SHS CL A G0403H108 233 1012 SH SOLE 0 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 919 3326 SH SOLE 0 0 0 BRIDGETOWN HOLDINGS LTD *W EXP 09/30/202 G1355U121 69 24487 SH SOLE 0 0 0 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 722 16958 SH SOLE 0 0 0 EATON CORP PLC SHS G29183103 236 1696 SH SOLE 0 0 0 MEDTRONIC PLC SHS G5960L103 577 4887 SH SOLE 0 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 459 743 SH SOLE 0 0 0 NXP SEMICONDUCTORS N V COM N6596X109 290 1440 SH SOLE 0 0 0