0001600151-15-000003.txt : 20150814 0001600151-15-000003.hdr.sgml : 20150814 20150814144002 ACCESSION NUMBER: 0001600151-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 EFFECTIVENESS DATE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Arete Wealth Advisors, LLC CENTRAL INDEX KEY: 0001600151 IRS NUMBER: 261314502 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15999 FILM NUMBER: 151054964 BUSINESS ADDRESS: STREET 1: 1699 E WOODFIELD RD STREET 2: SUITE 565 CITY: SCHAUMBURG STATE: IL ZIP: 60173 BUSINESS PHONE: 847-658-8366 MAIL ADDRESS: STREET 1: 1699 E WOODFIELD RD STREET 2: SUITE 565 CITY: SCHAUMBURG STATE: IL ZIP: 60173 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001600151 XXXXXXXX 06-30-2015 06-30-2015 Arete Wealth Advisors, LLC
1699 E WOODFIELD RD SUITE 565 SCHAUMBURG IL 60173
13F HOLDINGS REPORT 028-15999 N
Joshua Rogers President 847-658-8366 Joshua Rogers Schaumburg IL 08-14-2015 0 142 148495 false
INFORMATION TABLE 2 13fawa063015.xml ABBOTT LABS COM 002824100 447 9110 SH SOLE 0 0 9110 AMAZON COM INC COM 023135106 2387 5500 SH SOLE 0 0 5500 AMERICAN APPAREL INC COM 023850100 40 80640 SH SOLE 0 0 80640 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 4841 174715 SH SOLE 0 0 174715 AMERICAN INTL GROUP INC COM NEW 026874784 11484 185758 SH SOLE 0 0 185758 AMGEN INC COM 031162100 352 2290 SH SOLE 0 0 2290 ANNALY CAP MGMT INC COM 035710409 234 25503 SH SOLE 0 0 25503 APPLE INC COM 037833100 10137 80820 SH SOLE 0 0 80820 APPLE INC CALL 037833900 266 49 SH Call SOLE 0 0 49 BANK OF AMERICA CORPORATION COM 060505104 17876 1050317 SH SOLE 0 0 1050317 BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 1860 301475 SH SOLE 0 0 301475 BARRICK GOLD CORP COM 067901108 1006 94405 SH SOLE 0 0 94405 BERKSHIRE HATHAWAY INC DEL CL A 084670108 819 4 SH SOLE 0 0 4 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1604 11783 SH SOLE 0 0 11783 BLOCK H & R INC COM 093671105 239 8051 SH SOLE 0 0 8051 BROOKDALE SR LIVING INC COM 112463104 228 6583 SH SOLE 0 0 6583 CASELLA WASTE SYS INC CL A 147448104 84 15000 SH SOLE 0 0 15000 CASEYS GEN STORES INC COM 147528103 957 9992 SH SOLE 0 0 9992 CATERPILLAR INC DEL COM 149123101 232 2741 SH SOLE 0 0 2741 CELGENE CORP COM 151020104 386 3336 SH SOLE 0 0 3336 CHESAPEAKE ENERGY CORP COM 165167107 863 77259 SH SOLE 0 0 77259 COCA COLA CO COM 191216100 527 13421 SH SOLE 0 0 13421 COLUMBIA PPTY TR INC COM NEW 198287203 303 12334 SH SOLE 0 0 12334 DANAHER CORP DEL COM 235851102 274 3203 SH SOLE 0 0 3203 DEERE & CO COM 244199105 271 2794 SH SOLE 0 0 2794 DIGITAL RLTY TR INC COM 253868103 1735 26016 SH SOLE 0 0 26016 DISNEY WALT CO COM DISNEY 254687106 2457 21530 SH SOLE 0 0 21530 ENCANA CORP COM 292505104 273 24813 SH SOLE 0 0 24813 FS INVT CORP COM 302635107 10108 1027185 SH SOLE 0 0 1027185 FASTENAL CO COM 311900104 704 16699 SH SOLE 0 0 16699 FORD MTR CO DEL COM PAR $0.01 345370860 163 10851 SH SOLE 0 0 10851 GENERAL ELECTRIC CO COM 369604103 577 21713 SH SOLE 0 0 21713 GLOBAL NET LEASE INC COM 379378102 1515 171335 SH SOLE 0 0 171335 GRAINGER W W INC COM 384802104 642 2714 SH SOLE 0 0 2714 GREEN BRICK PARTNERS INC COM 392709101 388 35442 SH SOLE 0 0 35442 HEARTLAND EXPRESS INC COM 422347104 677 33446 SH SOLE 0 0 33446 HUNT J B TRANS SVCS INC COM 445658107 209 2552 SH SOLE 0 0 2552 ILLUMINA INC COM 452327109 2399 10986 SH SOLE 0 0 10986 INTERNATIONAL BUSINESS MACHS COM 459200101 1172 7206 SH SOLE 0 0 7206 ISHARES TIPS BD ETF 464287176 588 5244 SH SOLE 0 0 5244 ISHARES TR CORE S&P500 ETF 464287200 263 1270 SH SOLE 0 0 1270 ISHARES CORE TOTUSBD ETF 464287226 553 5085 SH SOLE 0 0 5085 ISHARES GLOBAL TECH ETF 464287291 454 4743 SH SOLE 0 0 4743 ISHARES S&P 500 GRWT ETF 464287309 864 7585 SH SOLE 0 0 7585 ISHARES GLOB HLTHCRE ETF 464287325 625 5747 SH SOLE 0 0 5747 ISHARES GLOBAL FINLS ETF 464287333 522 9107 SH SOLE 0 0 9107 ISHARES S&P 500 VAL ETF 464287408 667 7235 SH SOLE 0 0 7235 ISHARES TR MSCI EAFE ETF 464287465 1246 19622 SH SOLE 0 0 19622 ISHARES TR RUS MID-CAP ETF 464287499 304 1786 SH SOLE 0 0 1786 ISHARES CORE S&P MCP ETF 464287507 1118 7454 SH SOLE 0 0 7454 ISHARES TR NASDQ BIOTEC ETF 464287556 387 1050 SH SOLE 0 0 1050 ISHARES TR S&P MC 400GR ETF 464287606 614 3625 SH SOLE 0 0 3625 ISHARES TR RUS 2000 GRW ETF 464287648 352 2275 SH SOLE 0 0 2275 ISHARES TR RUSSELL 2000 ETF 464287655 851 6815 SH SOLE 0 0 6815 ISHARES S&P MC 400VL ETF 464287705 708 5490 SH SOLE 0 0 5490 ISHARES INTERM CR BD ETF 464288638 317 2911 SH SOLE 0 0 2911 ISHARES U.S. PFD STK ETF 464288687 421 10753 SH SOLE 0 0 10753 LEUCADIA NATL CORP COM 527288104 1660 68373 SH SOLE 0 0 68373 LOEWS CORP COM 540424108 430 11176 SH SOLE 0 0 11176 OAKTREE CAP GROUP LLC UNIT CL A 674001201 344 6463 SH SOLE 0 0 6463 PENNANTPARK INVT CORP COM 708062104 547 62349 SH SOLE 0 0 62349 PFIZER INC COM 717081103 218 6489 SH SOLE 0 0 6489 PROCTOR & GAMBLE CO COM 742718109 325 4150 SH SOLE 0 0 4150 SALEM COMMUNICATIONS CORP DE CL A 794093104 113 17858 SH SOLE 0 0 17858 SHERWIN WILLIAMS CO COM 824348106 221 802 SH SOLE 0 0 802 STARBUCKS CORP COM 855244109 2587 48243 SH SOLE 0 0 48243 US BANCORP DEL COM NEW 902973304 221 5099 SH SOLE 0 0 5099 UNITED DEV FDG IV COM 910187103 524 29962 SH SOLE 0 0 29962 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 528 6294 SH SOLE 0 0 6294 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 555 6919 SH SOLE 0 0 6919 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 459 9446 SH SOLE 0 0 9446 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 374 6935 SH SOLE 0 0 6935 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 445 2356 SH SOLE 0 0 2356 VANGUARD INDEX FDS REIT ETF 922908553 227 3034 SH SOLE 0 0 3034 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1258 13265 SH SOLE 0 0 13265 WELLS FARGO & CO NEW COM 949746101 239 4248 SH SOLE 0 0 4248 XENIA HOTELS & RESORTS INC COM 984017103 1019 46868 SH SOLE 0 0 46868 NOVAGOLD RES INC COM NEW 66987E206 787 230111 SH SOLE 0 0 230111 AT&T INC COM 00206R102 321 9049 SH SOLE 0 0 9049 ABBVIE INC COM 00287Y109 656 9760 SH SOLE 0 0 9760 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1041 12648 SH SOLE 0 0 12648 AMERICAN RLTY CAP PPTYS INC COM 02917T104 330 40576 SH SOLE 0 0 40576 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 1153 44349 SH SOLE 0 0 44349 BLACKROCK MUNIVEST FN INC COM 09253R105 328 34420 SH SOLE 0 0 34420 CME GROUP INC COM 12572Q105 2211 23760 SH SOLE 0 0 23760 CISCO SYS INC COM 17275R102 481 17525 SH SOLE 0 0 17525 DIREXION SHS ETF TR ALL CP INSIDER 25459Y769 393 5548 SH SOLE 0 0 5548 DREYFUS STRATEGIC MUN BD FD COM 26202F107 1070 139567 SH SOLE 0 0 139567 EATON VANCE RISK MNGD DIV EQ COM 27829G106 899 83184 SH SOLE 0 0 83184 EXXON MOBIL CORP COM 30231G102 305 3668 SH SOLE 0 0 3668 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 915 38551 SH SOLE 0 0 38551 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 335 4863 SH SOLE 0 0 4863 FIVE STAR QUALITY CARE INC COM 33832D106 65 13595 SH SOLE 0 0 13595 GLOBAL X FDS SILVER MNR ETF 37950E853 107 12540 SH SOLE 0 0 12540 GOLDMAN SACHS GROUP INC COM 38141G104 322 1543 SH SOLE 0 0 1543 GOOGLE INC CL A 38259P508 2451 4539 SH SOLE 0 0 4539 GREENHUNTER RES INC COM 39530A104 32 46000 SH SOLE 0 0 46000 HOWARD HUGHES CORP COM 44267D107 210 1463 SH SOLE 0 0 1463 INVESCO DYNAMIC CR OPP FD COM 46132R104 146 12593 SH SOLE 0 0 12593 INVESCO MUNI INCOME OPP TRST COM 46132X101 330 49437 SH SOLE 0 0 49437 JPMORGAN CHASE & CO COM 46625H100 444 6557 SH SOLE 0 0 6557 LEGG MASON BW GLB INC OPP FD COM 52469B100 1039 73034 SH SOLE 0 0 73034 LEVY ACQUISITION CORP COM 52748T104 628 41245 SH SOLE 0 0 41245 LEVY ACQUISITION CORP UNIT 99/99/9999 52748T203 324 18400 SH SOLE 0 0 18400 LIBERATOR MEDICAL HLDGS INC COM 53012L108 50 22000 SH SOLE 0 0 22000 LINKEDIN CORP COM CL A 53578A108 2242 10850 SH SOLE 0 0 10850 MEDLEY CAP CORP COM 58503F106 241 27050 SH SOLE 0 0 27050 MONOGRAM RESIDENTIAL TR INC COM 60979P105 1238 137201 SH SOLE 0 0 137201 NEW YORK REIT INC COM 64976L109 900 90463 SH SOLE 0 0 90463 NORTHSTAR RLTY FIN CORP COM NEW 66704R704 175 11031 SH SOLE 0 0 11031 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 326 25057 SH SOLE 0 0 25057 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 326 24547 SH SOLE 0 0 24547 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 841 103208 SH SOLE 0 0 103208 NYMOX PHARMACEUTICAL CORP COM 67076P102 13 10000 SH SOLE 0 0 10000 PTC INC COM 69370C100 1957 47705 SH SOLE 0 0 47705 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 1147 11489 SH SOLE 0 0 11489 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 327 28204 SH SOLE 0 0 28204 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 237 11287 SH SOLE 0 0 11287 PROSHARES TR PSHS ULTSH 20YRS 74347B201 383 7700 SH SOLE 0 0 7700 PROSPECT CAPITAL CORPORATION COM 74348T102 161 21900 SH SOLE 0 0 21900 RCS CAP CORP COM CL A 74937W102 374 48792 SH SOLE 0 0 48792 RETAIL PPTYS AMER INC CL A 76131V202 483 34676 SH SOLE 0 0 34676 SPDR S&P 500 ETF TR TR UNIT 78462F103 3399 16511 SH SOLE 0 0 16511 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 394 8597 SH SOLE 0 0 8597 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 517 10866 SH SOLE 0 0 10866 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 532 13838 SH SOLE 0 0 13838 SPDR SERIES TRUST S&P REGL BKG 78464A698 2216 50184 SH SOLE 0 0 50184 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 893 3269 SH SOLE 0 0 3269 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 627 8196 SH SOLE 0 0 8196 SELECT INCOME REIT COM SH BEN INT 81618T100 795 38512 SH SOLE 0 0 38512 SKYWORKS SOLUTIONS INC COM 83088M102 2715 26078 SH SOLE 0 0 26078 SPIRIT RLTY CAP INC NEW COM 84860W102 216 22368 SH SOLE 0 0 22368 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 116 18800 SH SOLE 0 0 18800 STANDARD PAC CORP NEW COM 85375C101 124 13863 SH SOLE 0 0 13863 SUNOPTA INC COM 8676EP108 183 17050 SH SOLE 0 0 17050 TORTOISE MLP FD INC COM 89148B101 1047 49289 SH SOLE 0 0 49289 UBS AG LONDON BRH 2X LEV LNG LKD 90267B765 264 12950 SH SOLE 0 0 12950 UBS AG LONDON BRH ETRACS MTH 2XLV 90270L842 682 33675 SH SOLE 0 0 33675 VERIZON COMMUNICATIONS INC COM 92343V104 661 14181 SH SOLE 0 0 14181 VISA INC COM CL A 92826C839 264 3924 SH SOLE 0 0 3924 SHIP FINANCE INTERNATIONAL L SHS G81075106 222 13587 SH SOLE 0 0 13587