EX-FILING FEES 7 tm2317534d1_ex-filingfees.htm EX-FILING FEES

 

Exhibit 107

 

Calculation of Filing Fee Tables

Form S-3

(Form Type)

 

Bellerophon Therapeutics, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

 

Security

Type

Security

Class

Title

Fee

Calculation

or Carry

Forward

Rule

Amount

Registered

Proposed

Maximum
Offering
Price Per
Unit

Maximum
Aggregate Offering
Price

Fee

Rate

Amount
of

Registration
Fee

Carry
Forward
Form
Type
Carry
Forward
File Number
Carry
Forward
Initial
Effective
Date
Filing Fee
Previously
Paid In
Connection
with Unsold
Securities to be
Carried Forward
Newly Registered Securities
Fees to Be Paid Equity Common Stock, $0.01 par value per share (1) (1) (1) (1) (1) (1) - - - -
Fees to Be Paid Equity Preferred Stock, $0.01 par value per share (1) (1) (1) (1) (1) (1) - - - -
Fees to Be Paid Debt Debt Securities (1) (1) (1) (1) (1) (1) - - - -
Fees to Be Paid Other Warrants (1) (1) (1) (1) (1) (1) - - - -
Fees to Be Paid Other Rights (1) (1) (1) (1) (1) (1) - - - -
Fees to Be Paid Other Units (2) (1) (1) (1) (1) (1) (1) - - - -
Fees to Be Paid

Unallocated

(Universal)

Shelf

Unallocated

(Universal)

Shelf

457(o) (1) (1) $5,000,000.00(1)(3) 0.0001102 $551.00 - - - -
Fees Previously Paid - - - - - - - - - - - -
Carry Forward Securities
Carry Forward Securities Equity Common Stock, $0.01 par value per share 415(a)(6) (3)         S-3 333-239473 July 2, 2020  
Carry Forward Securities Equity Preferred Stock, $0.01 par value per share 415(a)(6) (3)         S-3 333-239473 July 2, 2020  
Carry Forward Securities Debt Debt Securities 415(a)(6) (3)         S-3 333-239473 July 2, 2020  
Carry Forward Securities Other Warrants 415(a)(6) (3)         S-3 333-239473 July 2, 2020  
Carry Forward Securities Other Rights 415(a)(6) (3)         S-3 333-239473 July 2, 2020  
Carry Forward Securities Other Units (3) 415(a)(6) (3)         S-3 333-239473 July 2, 2020  
Carry Forward Securities Unallocated (Universal) Shelf Unallocated (Universal) Shelf 415(a)(6) (3)   $145,000,000.00 (3)     S-3 333-239473 July 2, 2020 $19,470.00
  Total Offering Amounts   $150,000,000.00 (1)(3)   $551.00        
  Total Fees Previously Paid       -        
  Total Fee Offsets       -        
  Net Fee Due       $551.00        

 

(1) Pursuant to Instruction 2.A(iii)(b) of Item 16(b) of Form S-3, this information is not required to be included. An indeterminate amount of the securities of each identified class is being registered as may from time to time be offered under this registration statement at indeterminate prices, along with an indeterminate number of securities that may be issued upon exercise, settlement, exchange or conversion of securities offered or sold under this registration statement, as shall have an aggregate initial offering price up to $150,000,000. Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement also covers any additional securities that may be offered or issued in connection with any stock split, stock dividend or pursuant to anti-dilution provisions of any of the securities. Separate consideration may or may not be received for securities that are issuable upon conversion, exercise or exchange of other securities. In addition, the total amount to be registered and the proposed maximum aggregate offering price are estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act.
(2) Units may be issued under a unit agreement and will represent an interest in one or more securities registered under this registration statement including shares of common stock or preferred stock, debt securities, warrants or rights, in any combination, which may or may not be separable from one another.
(3) Pursuant to Rule 415(a)(6) under the Securities Act, the securities registered pursuant to this registration statement include $145,000,000.00 of unsold securities (the “Unsold Securities”) previously registered pursuant to the Registration Statement on Form S-3 (File No. 333-239473), which was declared effective on July 2, 2020 (the “Prior Registration Statement”). In connection with the filing of the Prior Registration Statement, the registrant paid a filing fee of $19,470.00 associated with the offering of the Unsold Securities (based on the filing fee rate in effect at the time of the filing of the Prior Registration Statement). The filing fee associated with the offering of the Unsold Securities is hereby carried forward to be applied to the Unsold Securities registered hereunder, and no additional filing fee is due with respect to the Unsold Securities in connection with the filing of this Registration Statement. The registrant is also registering new securities on this registration statement with an aggregate initial offering price of $5,000,000.00 (the “New Securities”), which aggregate offering price is not specified as to each class of securities. A filing fee of $551.00 with respect to the New Securities is being paid in connection with the filing of this registration statement. To the extent that, after the filing date hereof and prior to the effectiveness of this registration statement, the registrant sells any Unsold Securities pursuant to the Prior Registration Statement, the registrant will identify in a pre-effective amendment to this registration statement the updated number of Unsold Securities from the Prior Registration Statement to be included in this registration statement pursuant to Rule 415(a)(6) and the updated amount of new securities to be registered on this registration statement. Pursuant to Rule 415(a)(6), the offering of securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.