0001225208-20-013701.txt : 20201119 0001225208-20-013701.hdr.sgml : 20201119 20201119200219 ACCESSION NUMBER: 0001225208-20-013701 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201117 FILED AS OF DATE: 20201119 DATE AS OF CHANGE: 20201119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLICKI PETER CENTRAL INDEX KEY: 0001600097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38646 FILM NUMBER: 201330199 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW INC. CENTRAL INDEX KEY: 0001751788 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 301128146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 9896361000 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 FORMER COMPANY: FORMER CONFORMED NAME: Dow Inc. DATE OF NAME CHANGE: 20190305 FORMER COMPANY: FORMER CONFORMED NAME: Dow Holdings Inc. DATE OF NAME CHANGE: 20180831 4 1 doc4.xml X0306 4 2020-11-17 0001751788 DOW INC. DOW 0001600097 HOLICKI PETER 2211 H.H. DOW WAY MIDLAND MI 48674 1 Senior Vice President Common Stock 2020-11-17 4 M 0 13920.0000 38.8700 A 69240.0000 D Common Stock 2020-11-17 4 D 0 11734.0000 53.9000 D 57506.0000 D Common Stock 2020-11-18 4 S 0 6836.0000 55.9919 D 50670.0000 D Non-Qualified Stock Option (Right to Buy) 38.8700 2020-11-17 4 M 0 13920.0000 0.0000 D 2021-02-11 Common Stock 13920.0000 0.0000 D Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $55.9900 to $55.9950. Reporting Person agrees to provide upon request by the Commission staff, the issuer,or asecurity holder of the issuer, full information regarding the number of shares sold at each separate price. This option is fully vested and exercisable. /s/ Peter Holicki 2020-11-19