Chief Compliance Officer

0001599863-19-000002.txt : 20190212 0001599863-19-000002.hdr.sgml : 20190212 20190212145359 ACCESSION NUMBER: 0001599863-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190212 DATE AS OF CHANGE: 20190212 EFFECTIVENESS DATE: 20190212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northeast Financial Consultants Inc CENTRAL INDEX KEY: 0001599863 IRS NUMBER: 061562117 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15844 FILM NUMBER: 19590101 BUSINESS ADDRESS: STREET 1: 518-B RIVERSIDE AVENUE STREET 2: 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032268997 MAIL ADDRESS: STREET 1: PO BOX 2630 CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001599863 XXXXXXXX 12-31-2018 12-31-2018 Northeast Financial Consultants Inc

PO BOX 2630 WESTPORT CT 06880

13F HOLDINGS REPORT 028-15844 N Patrice Reilly Chief Compliance Officer 2032268997 Patrice S Reilly Westport CT 02-12-2019 0 159 718290 false INFORMATION TABLE 2 2018Q4-Form13f-NFC.xml 2018 Q4 HOLDINGS ABBVIE INC COM 00287Y109 989 10727 SH SOLE 0 0 10727 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1499 10937 SH SOLE 0 0 10734 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 341 12466 PRN SOLE 0 0 12466 ALPHABET INC CAP STK CL C 02079K107 6939 6701 SH SOLE 0 0 6577 ALPHABET INC CAP STK CL A 02079K305 7981 7638 SH SOLE 0 0 7145 ALPS ETF TR ALERIAN MLP 00162Q866 123 14100 SH SOLE 0 0 14100 ALTRIA GROUP INC COM 02209S103 2084 42202 SH SOLE 0 0 42102 AMAZON COM INC COM 023135106 9382 6247 SH SOLE 0 0 6067 ANADARKO PETE CORP COM 032511107 777 17722 SH SOLE 0 0 17722 APACHE CORP COM 037411105 332 12661 SH SOLE 0 0 12661 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 763 31109 PRN SOLE 0 0 31109 APPLE INC COM 037833100 9324 59113 SH SOLE 0 0 58997 ARES CAP CORP COM 04010L103 1571 100820 SH 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