The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3m Company | COM | 88579Y101 | 443 | 2,020 | SH | SOLE | 2,020 | 0 | 0 | ||
Abbott Labs | COM | 002824100 | 253 | 4,232 | SH | SOLE | 4,232 | 0 | 0 | ||
Abbvie Inc | COM | 00287Y109 | 276 | 2,920 | SH | SOLE | 2,920 | 0 | 0 | ||
ALPS ETF TR | Alerian MLP Index | 00162Q866 | 113 | 12,100 | SH | SOLE | 12,100 | 0 | 0 | ||
Alibaba Group Hldg Ltd | Sponsored Ads | 01609W102 | 909 | 4,957 | SH | SOLE | 4,957 | 0 | 0 | ||
Allergan Inc | SHS | G0177J108 | 976 | 5,805 | SH | SOLE | 5,805 | 0 | 0 | ||
Alphabet Inc Cl A | CAP STK CL A | 02079K305 | 5,233 | 4,578 | SH | SOLE | 4,578 | 0 | 0 | ||
Alphabet Inc Cl C | CAP STK CL C | 02079K107 | 4,764 | 4,618 | SH | SOLE | 4,618 | 0 | 0 | ||
Altria Group Inc. | COM | 022095103 | 251 | 4,029 | SH | SOLE | 4,029 | 0 | 0 | ||
Amazon.Com Inc | COM | 023135106 | 8,841 | 6,109 | SH | SOLE | 6,109 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 805 | 4,726 | SH | SOLE | 4,726 | 0 | 0 | ||
Anadarko Pete Corp | COM | 032511107 | 977 | 16,182 | SH | SOLE | 16,182 | 0 | 0 | ||
Apollo Invt Corp Com | COM | 03761U106 | 161 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
Apple Computer Inc | COM | 037833100 | 2,855 | 17,018 | SH | SOLE | 17,018 | 0 | 0 | ||
Ares Capital Corp | COM | 04010L103 | 358 | 22,600 | SH | SOLE | 22,600 | 0 | 0 | ||
Asterias Biotherapeutics Inc | COM SER A | 04624N107 | 1,061 | 732,265 | SH | SOLE | 732,265 | 0 | 0 | ||
AT&T Corp New | COM | 00206R102 | 238 | 6,700 | SH | SOLE | 6,700 | 0 | 0 | ||
Autodesk Inc | COM | 052769106 | 857 | 6,830 | SH | SOLE | 6,830 | 0 | 0 | ||
Automatic Data Processing Inc | COM | 053015103 | 1,106 | 9,748 | SH | SOLE | 9,748 | 0 | 0 | ||
Avangrid Inc | COM | 05351W103 | 1,530 | 29,936 | SH | SOLE | 29,936 | 0 | 0 | ||
Bank Of America Corp | COM | 060505104 | 642 | 21,428 | SH | SOLE | 21,428 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC | CL A | 084670108 | 1,196 | 4 | SH | SOLE | 4 | 0 | 0 | ||
Biocryst Pharmaceuticals Inc | COM | 09058V103 | 95 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Biogen Idec Inc | COM | 09062X103 | 751 | 2,743 | SH | SOLE | 2,743 | 0 | 0 | ||
Blackrock Muni Hldgs Fd | COM | 09253N104 | 228 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Blackrock Muni Yield Fund | COM | 09253W104 | 467 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
Blackstone Group LP | COM | 09253U108 | 973 | 30,475 | SH | SOLE | 30,475 | 0 | 0 | ||
Boeing Co | COM | 097023105 | 918 | 2,800 | SH | SOLE | 2,800 | 0 | 0 | ||
Brighthouse Financial | COM | 10922N103 | 339 | 6,609 | SH | SOLE | 6,609 | 0 | 0 | ||
Broadcom Ltd | SHS | Y09827109 | 780 | 3,313 | SH | SOLE | 3,313 | 0 | 0 | ||
Cerner Corp | COM | 156782104 | 603 | 10,400 | SH | SOLE | 10,400 | 0 | 0 | ||
Chesapeake Utils Corp | COM | 165303108 | 253 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
Chevron Corp | COM | 166764100 | 6,391 | 56,050 | SH | SOLE | 56,050 | 0 | 0 | ||
Citrix Systems Inc | COM | 177376100 | 326 | 3,516 | SH | SOLE | 3,516 | 0 | 0 | ||
Clorox Co Del | COM | 189054109 | 479 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
Colgate-Palmolive Co | COM | 194162103 | 215 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Comcast Corp | CL A SPL | 20030N101 | 650 | 19,028 | SH | SOLE | 19,028 | 0 | 0 | ||
Corning Inc | COM | 219350105 | 1,339 | 48,063 | SH | SOLE | 48,063 | 0 | 0 | ||
CREE INC. | COM | 225447101 | 525 | 13,039 | SH | SOLE | 13,039 | 0 | 0 | ||
Deere & Company | COM | 244199105 | 1,715 | 11,042 | SH | SOLE | 11,042 | 0 | 0 | ||
Disney Walt Co | COM | 254687106 | 1,320 | 13,143 | SH | SOLE | 13,143 | 0 | 0 | ||
DOLBY LABORATORIES INC | COM | 25659T107 | 277 | 4,369 | SH | SOLE | 4,369 | 0 | 0 | ||
DowDuPont Inc | COM | 26078J100 | 446 | 7,012 | SH | SOLE | 7,012 | 0 | 0 | ||
Ecolab Inc | COM | 278865100 | 370 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
Enbridge Energy Partners LP | COM | 29250R106 | 160 | 16,600 | SH | SOLE | 16,600 | 0 | 0 | ||
Energy Transfer Partners LP | UNIT LTD PARTN | 29273R109 | 984 | 60,708 | SH | SOLE | 60,708 | 0 | 0 | ||
Enterprise Product Partners LP | COM | 293792107 | 3,336 | 136,300 | SH | SOLE | 136,300 | 0 | 0 | ||
Exxon Mobil Corp | COM | 30231G102 | 633 | 8,488 | SH | SOLE | 8,488 | 0 | 0 | ||
Facebook Inc Com | COM | 30303M102 | 211 | 1,325 | SH | SOLE | 1,325 | 0 | 0 | ||
First Trust EXCH TRADED FD | DJ Internet IDX | 33733E302 | 8,150 | 67,641 | SH | SOLE | 67,641 | 0 | 0 | ||
First Trust EXCH TRADED FD | Nasdaq 100 Ex | 33733E401 | 1,571 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
Fluor Corp New | COM | 343412102 | 617 | 10,788 | SH | SOLE | 10,788 | 0 | 0 | ||
Freeport McMoran Copper & Gold Cl B | CL B | 35671D857 | 649 | 36,958 | SH | SOLE | 36,958 | 0 | 0 | ||
Goldman Sachs Group Inc | COM | 38141G104 | 702 | 2,789 | SH | SOLE | 2,789 | 0 | 0 | ||
Golub Cap BDC Inc Com | COM | 38173M102 | 370 | 20,690 | SH | SOLE | 20,690 | 0 | 0 | ||
RYDEX ETF TRUST | Gugg S&P500 Eq Wt | 78355W833 | 2,406 | 20,157 | SH | SOLE | 20,157 | 0 | 0 | ||
Harris Corp Del | COM | 413875105 | 3,137 | 19,456 | SH | SOLE | 19,456 | 0 | 0 | ||
Home Depot Inc | COM | 437076102 | 1,202 | 6,747 | SH | SOLE | 6,747 | 0 | 0 | ||
IMMUNOGEN INC. | COM | 45253H101 | 360 | 34,315 | SH | SOLE | 34,315 | 0 | 0 | ||
Intl Business Machines | COM | 459200101 | 384 | 2,509 | SH | SOLE | 2,509 | 0 | 0 | ||
Intl Flavors& Fragrances | COM | 459506101 | 2,787 | 20,362 | SH | SOLE | 20,362 | 0 | 0 | ||
Ionis Pharmaceuticals Inc | COM | 462222100 | 339 | 7,703 | SH | SOLE | 7,703 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 606 | 5,059 | SH | SOLE | 5,059 | 0 | 0 | ||
ISHARES TR | Russell 2000 ETF | 464287655 | 798 | 5,261 | SH | SOLE | 5,261 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 777 | 8,999 | SH | SOLE | 8,999 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 203 | 1,670 | SH | SOLE | 1,670 | 0 | 0 | ||
ISHARES TR | GLOBAL TECH ETF | 464287291 | 253 | 1,602 | SH | SOLE | 1,602 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 466 | 4,900 | SH | SOLE | 4,900 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 817 | 6,010 | SH | SOLE | 6,010 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 869 | 12,473 | SH | SOLE | 12,473 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 374 | 7,766 | SH | SOLE | 7,766 | 0 | 0 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 442 | 2,144 | SH | SOLE | 2,144 | 0 | 0 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 2,280 | 26,998 | SH | SOLE | 26,998 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 3,330 | 25,988 | SH | SOLE | 25,988 | 0 | 0 | ||
Johnson Ctls Int'l PLC | SHS | G51502105 | 516 | 14,664 | SH | SOLE | 14,664 | 0 | 0 | ||
JP Morgan Chase & Co | COM | 46625H100 | 1,649 | 14,996 | SH | SOLE | 14,996 | 0 | 0 | ||
Kimberly Clark Corp | COM | 494368103 | 450 | 4,088 | SH | SOLE | 4,088 | 0 | 0 | ||
Kinder Morgan Inc | COM | 49456B101 | 182 | 12,146 | SH | SOLE | 12,146 | 0 | 0 | ||
KKR & Co LP | COM UNITS | 48248M102 | 807 | 39,800 | SH | SOLE | 39,800 | 0 | 0 | ||
L3 Technologies Inc | COM | 502413107 | 689 | 3,313 | SH | SOLE | 3,313 | 0 | 0 | ||
Liberty Broadband Corp Com Cl C | Com Cl C | 530307305 | 293 | 3,427 | SH | SOLE | 3,427 | 0 | 0 | ||
Liberty Media Corp Com C SiriusXM | Com C SiriusXM | 531229607 | 705 | 17,269 | SH | SOLE | 17,269 | 0 | 0 | ||
Lockheed Martin Corp | COM | 539830109 | 405 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
Magellan Midstream Partners LP | COM UNIT RP LP | 559080106 | 1,050 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
Mcdonalds Corp | COM | 580135101 | 484 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
Medtronic PLC | SHS | G5960L103 | 207 | 2,585 | SH | SOLE | 2,585 | 0 | 0 | ||
Metlife Inc Com | COM | 59156R108 | 3,826 | 83,384 | SH | SOLE | 83,384 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 1,086 | 11,909 | SH | SOLE | 11,909 | 0 | 0 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 1,638 | 49,592 | SH | SOLE | 49,592 | 0 | 0 | ||
Northern Trust Corporation | COM | 665859104 | 206 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
Northrop Grumman Corp | COM | 666807102 | 284 | 815 | SH | SOLE | 815 | 0 | 0 | ||
Nucor Corp | COM | 670346105 | 493 | 8,081 | SH | SOLE | 8,081 | 0 | 0 | ||
Nuveen Quality Muncp Inc Fd | COM | 67066V101 | 171 | 13,066 | SH | SOLE | 13,066 | 0 | 0 | ||
Orbital A T K Inc | COM | 68557N103 | 795 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
Pepsico Inc | COM | 713448108 | 1,226 | 11,233 | SH | SOLE | 11,233 | 0 | 0 | ||
Pfizer Inc | COM | 717081103 | 47,081 | 1,326,617 | SH | SOLE | 1,326,617 | 0 | 0 | ||
Phillips 66 Partners Lp | COM UNIT REP INT | 718549207 | 477 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
POWERSHARES ETF TR II | KBW BK ETF | 73937B746 | 276 | 5,027 | SH | SOLE | 5,027 | 0 | 0 | ||
Powershares ETF Tr II | PFD PORTFOLIO | 73936T565 | 200 | 13,730 | SH | SOLE | 13,730 | 0 | 0 | ||
Powershs QQQ TRUST Ser ETF | UNIT SER 0 | 73935A104 | 5,070 | 31,664 | SH | SOLE | 31,664 | 0 | 0 | ||
Procter & Gamble Co | COM | 742718109 | 718 | 9,060 | SH | SOLE | 9,060 | 0 | 0 | ||
Rexahn Pharmaceuticals Inc | COM | 761640200 | 22 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Royal Dutch Shell ADR Cl B | SPON ADR B | 780259107 | 2,043 | 31,178 | SH | SOLE | 31,178 | 0 | 0 | ||
Rydex ETF Trust | Gug S&P 500 Eq WT | 78355W106 | 248 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
Seagate Technology PLC | COM | G7945M107 | 743 | 12,701 | SH | SOLE | 12,701 | 0 | 0 | ||
Smucker J M Co New | COM | 832696405 | 248 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SPDR INDEX SHS FDS | EMERG ASIA PAC ETF | 78463X301 | 519 | 4,875 | SH | SOLE | 4,875 | 0 | 0 | ||
SPDR Gold Tr | GOLD SHS | 78463V107 | 452 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,045 | 15,373 | SH | SOLE | 15,373 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 600 SML CAP | 78464A813 | 9,099 | 68,426 | SH | SOLE | 68,426 | 0 | 0 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 205 | 600 | SH | SOLE | 600 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,812 | 27,702 | SH | SOLE | 27,702 | 0 | 0 | ||
TE Connectivity LTD | REG SHS | H84989104 | 832 | 8,329 | SH | SOLE | 8,329 | 0 | 0 | ||
Thermo Fisher Scientific | COM | 883556102 | 206 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
TJX Companies Inc | COM | 872540109 | 732 | 8,979 | SH | SOLE | 8,979 | 0 | 0 | ||
Twitter Inc Com | COM | 90184L102 | 852 | 29,391 | SH | SOLE | 29,391 | 0 | 0 | ||
Unitedhealth Group | COM | 91324P102 | 810 | 3,789 | SH | SOLE | 3,789 | 0 | 0 | ||
VANGUARD WORLD FUNDS | COMSUM STP ETF | 92204A207 | 330 | 2,428 | SH | SOLE | 2,428 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX | FTSE EMR MKT ETF | 922042858 | 645 | 13,730 | SH | SOLE | 13,730 | 0 | 0 | ||
VANGUARD WHITEHALL FD | HIGH DIV YLD | 921946406 | 20,851 | 252,772 | SH | SOLE | 252,772 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 31,174 | 219,726 | SH | SOLE | 219,726 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FDS | FTSE EUROPE ETF | 922042874 | 339 | 5,835 | SH | SOLE | 5,835 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FDS | ALLWRLD EX US | 922042775 | 5,142 | 94,586 | SH | SOLE | 94,586 | 0 | 0 | ||
VANGUARD WHITEHALL FD | INTL HIGH ETF | 921946794 | 8,409 | 126,556 | SH | SOLE | 126,556 | 0 | 0 | ||
VANGUARD WORLD FUNDS | MATERIALS ETF | 92204A801 | 227 | 1,765 | SH | SOLE | 1,765 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 484 | 3,740 | SH | SOLE | 3,740 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 918 | 8,398 | SH | SOLE | 8,398 | 0 | 0 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 313 | 4,154 | SH | SOLE | 4,154 | 0 | 0 | ||
VANGUARD INDEX FDS | S & P 500 ETF SHS | 922908363 | 1,771 | 7,316 | SH | SOLE | 7,316 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 285 | 3,642 | SH | SOLE | 3,642 | 0 | 0 | ||
VANGUARD WORLD FUNDS | FINANCIALS ETF | 92204A405 | 11,547 | 166,217 | SH | SOLE | 166,217 | 0 | 0 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 4,035 | 31,185 | SH | SOLE | 31,185 | 0 | 0 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 3,360 | 33,255 | SH | SOLE | 33,255 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 8,639 | 63,658 | SH | SOLE | 63,658 | 0 | 0 | ||
Vertex Pharmaceutcls Inc | COM | 92532F100 | 3,906 | 23,971 | SH | SOLE | 23,971 | 0 | 0 | ||
Visa Inc | COM CL A | 92826C839 | 313 | 2,619 | SH | SOLE | 2,619 | 0 | 0 | ||
Vulcan Materials Co | COM | 929160109 | 391 | 3,426 | SH | SOLE | 3,426 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 364 | 4,100 | SH | SOLE | 4,100 | 0 | 0 | ||
Waste Management | COM | 94106L109 | 588 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 354 | 275 | SH | SOLE | 275 | 0 | 0 | ||
Western Digital Corp | COM | 958102105 | 542 | 5,884 | SH | SOLE | 5,884 | 0 | 0 | ||
Williams Partners LP | COM UNIT LP | 96950F104 | 596 | 17,333 | SH | SOLE | 17,333 | 0 | 0 | ||
Willis Towers Watson Pub Ltd | SHS | G96629103 | 556 | 3,657 | SH | SOLE | 3,657 | 0 | 0 | ||
Wisdomtree Tr Europe SMCP Dvd ETF | EUROPE SMCP DV | 97717W869 | 702 | 10,050 | SH | SOLE | 10,050 | 0 | 0 | ||
Wisdomtree Tr MDCP Earn ETF | MDCP EARN FUND | 97717W570 | 3,596 | 92,970 | SH | SOLE | 92,970 | 0 | 0 | ||
Zoetis Inc Com | CL A | 98978V103 | 793 | 9,500 | SH | SOLE | 9,500 | 0 | 0 |