Chief Compliance Officer

0001599863-16-000014.txt : 20160509 0001599863-16-000014.hdr.sgml : 20160509 20160509155419 ACCESSION NUMBER: 0001599863-16-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160509 DATE AS OF CHANGE: 20160509 EFFECTIVENESS DATE: 20160509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northeast Financial Consultants Inc CENTRAL INDEX KEY: 0001599863 IRS NUMBER: 061562117 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15844 FILM NUMBER: 161631571 BUSINESS ADDRESS: STREET 1: 16 KETCHUM ST STREET 2: 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032268997 MAIL ADDRESS: STREET 1: PO BOX 2630 CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599863 XXXXXXXX 03-31-2016 03-31-2016 Northeast Financial Consultants Inc

PO BOX 2630 WESTPORT CT 06880

13F HOLDINGS REPORT 028-15844 N Patrice S Reilly Chief Compliance Officer 2032268997 Patrice S Reilly Westport CT 05-09-2016 0 136 190656 false INFORMATION TABLE 2 2016Q1NFC.xml 3m Company COM 88579Y101 253 1520 SH SOLE 1520 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 187 17100 SH SOLE 17100 0 0 Allergan Inc SHS G0177J108 1020 3805 SH SOLE 3805 0 0 Alphabet Inc Cl A CAP STK CL A 02079K305 2607 3417 SH SOLE 3417 0 0 Alphabet Inc Cl C CAP STK CL C 02079K107 3370 4524 SH SOLE 4524 0 0 Altria Group Inc. 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494368103 410 3051 SH SOLE 3051 0 0 Kinder Morgan Inc COM 49456B101 2447 137043 SH SOLE 137043 0 0 Kinder Morgan Inc PFD A 49456B200 451 10000 SH SOLE 10000 0 0 KKR & Co LP COM UNITS 48248M102 798 54300 SH SOLE 54300 0 0 L-3 Communications Hldgs Inc COM 502424104 421 3553 SH SOLE 3553 0 0 LIBERTY MEDIA CORPORATION COM SER C 531229300 798 20950 SH SOLE 20950 0 0 LIBERTY MEDIA CORPORATION CL A 531229102 211 5475 SH SOLE 5475 0 0 Magellan Midstream Partners LP COM UNIT RP LP 559080106 1947 28297 SH SOLE 28297 0 0 Marathon Oil Corp COM 565849106 238 21340 SH SOLE 21340 0 0 Marathon Petroleum Corp Com COM 56585A102 455 12240 SH SOLE 12240 0 0 Martin Marietta Matrls COM 573284106 319 2000 SH SOLE 2000 0 0 Medley Capital Corp COM 58503F106 165 25000 SH SOLE 25000 0 0 Merck & Co Inc COM 589331107 217 4105 SH SOLE 4105 0 0 Metlife Inc Com COM 59156R108 3831 87188 SH SOLE 87188 0 0 Mettler-Toledo Intl COM 592688105 319 925 SH SOLE 925 0 0 Microsoft Corp COM 594918104 364 6600 SH SOLE 6600 0 0 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783513104 251 2925 SH SOLE 2925 0 0 SANDISK CORPORATION COM 80004C101 526 6910 SH SOLE 6910 0 0 Seagate Technology PLC COM G7945M107 721 20941 SH SOLE 20941 0 0 Smucker J M Co New COM 832696405 260 2000 SH SOLE 2000 0 0 SELECT SECTOR SPDR TR SBI INT ENERGY 81369Y506 309 5000 SH SOLE 5000 0 0 SPDR Gold Tr Gold ETF GOLD SHS 78463V107 494 4200 SH SOLE 4200 0 0 SPDR S&P 500 Large Cap ETF TR UNIT 78462F103 7663 37284 SH SOLE 37284 0 0 SPDR S&P 600 Small Cap ETF S&P 600 SML CAP 78464A813 271 2679 SH SOLE 2679 0 0 SPDR Technology Sector ETF TECHNOLOGY 81369Y803 228 5150 SH SOLE 5150 0 0 Sunesis Pharmaceuticals Inc Com New COM NEW 867328601 6 11000 SH SOLE 11000 0 0 Sunoco Logistics Partners LP COM UNITS 86764L108 288 11500 SH SOLE 11500 0 0 SYNCHRONY FINL COM COM 87165B103 246 8600 SH SOLE 8600 0 0 TE Connectivity LTD REG SHS H84989104 516 8329 SH SOLE 8329 0 0 Thermo Fisher Scientific COM 883556102 779 5500 SH SOLE 5500 0 0 TJX Companies Inc COM 872540109 704 8979 SH SOLE 8979 0 0 Tyco Intl 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7363 70245 SH SOLE 70245 0 0 Verizon Communications COM 92343V104 327 6047 SH SOLE 6047 0 0 Vertex Pharmaceutcls Inc COM 92532F100 1859 23385 SH SOLE 23385 0 0 Wells Fargo & Co New COM 949746101 683 14122 SH SOLE 14122 0 0 Wells Fargo & Co Perp Pfd Conv Cl A PERP PFD CNV A 949746804 645 535 SH SOLE 535 0 0 Williams Cos Inc COM 969457100 181 11250 SH SOLE 11250 0 0 Williams Partners LP COM UNIT LP 96950F104 480 23483 SH SOLE 23483 0 0 Willis Towers Watson Pub Ltd SHS G96629103 754 6358 SH SOLE 6358 0 0 Wisdomtree Europe Sm Cap Dvd ETF EUROPE SMCP DV 97717W869 2424 42510 SH SOLE 42510 0 0 Wisdomtree MidCap ETF MDCP EARN FUND 97717W570 8022 89032 SH SOLE 89032 0 0 Zoetis Inc Com CL A 98978V103 421 9500 SH SOLE 9500 0 0