0001599863-15-000006.txt : 20150508
0001599863-15-000006.hdr.sgml : 20150508
20150508113621
ACCESSION NUMBER: 0001599863-15-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150508
DATE AS OF CHANGE: 20150508
EFFECTIVENESS DATE: 20150508
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Northeast Financial Consultants Inc
CENTRAL INDEX KEY: 0001599863
IRS NUMBER: 061562117
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15844
FILM NUMBER: 15845124
BUSINESS ADDRESS:
STREET 1: 16 KETCHUM ST
STREET 2: 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: 2032268997
MAIL ADDRESS:
STREET 1: PO BOX 2630
CITY: WESTPORT
STATE: CT
ZIP: 06880
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001599863
XXXXXXXX
03-31-2015
03-31-2015
Northeast Financial Consultants Inc
PO BOX 2630
WESTPORT
CT
06880
13F HOLDINGS REPORT
028-15844
N
Patrice S Reilly
Chief Compliance Officer
203-226-8997
Patrice S Reilly
Westport
CT
05-08-2015
0
143
219843
false
INFORMATION TABLE
2
2015Q1-Form13f-NFC.xml
2015 Q1
3m Company
COM
88579Y101
251
1520
SH
SOLE
1520
0
0
Alerian MLP Index ETN
UNIT
00162Q866
223
13450
SH
SOLE
13450
0
0
Amazon.Com Inc
ALERIAN MLP
023135106
635
1707
SH
SOLE
1707
0
0
Amer Intl Group Inc
COM
026874784
219
4000
SH
SOLE
4000
0
0
Amgen Inc
COM NEW
031162100
564
3526
SH
SOLE
3526
0
0
Anadarko Pete Corp
COM
032511107
741
8945
SH
SOLE
8945
0
0
Apache Corp
COM
037411105
289
4783
SH
SOLE
4783
0
0
Apollo Invt Corp Com
COM
03761U106
2148
279900
SH
SOLE
279900
0
0
Apple Computer Inc
COM
037833100
3214
25826
SH
SOLE
25826
0
0
Ares Capital Corp
COM
04010L103
561
32700
SH
SOLE
32700
0
0
AT&T Corp New
COM
00206R102
224
6855
SH
SOLE
6855
0
0
Autodesk Inc
COM
052769106
401
6830
SH
SOLE
6830
0
0
Automatic Data Processing Inc
COM
053015103
718
8387
SH
SOLE
8387
0
0
Bank Of America Corp
COM
060505104
327
21270
SH
SOLE
21270
0
0
BERKSHIRE HATHAWAY INCORPORATED CLASS A
COM
084670108
870
4
SH
SOLE
4
0
0
Biocryst Pharmaceuticals Inc
CL A
09058V103
181
20000
SH
SOLE
20000
0
0
Biogen Idec Inc
COM
09062X103
1332
3156
SH
SOLE
3156
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Blackstone Group LP
COM
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43325
SH
SOLE
43325
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Broadcom Corp Cl A
CL A
111320107
459
10596
SH
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10596
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Catamaran Corp Com Npv Isin #ca148887102
COM
148887102
368
6177
SH
SOLE
6177
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Cerner Corp
COM
156782104
762
10400
SH
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10400
0
0
Cerulean Pharma Inc Com Usd0.0001
COM
15708Q105
180
20000
SH
SOLE
20000
0
0
Chesapeake Energy Corporation
COM
165167107
448
31650
SH
SOLE
31650
0
0
ChevronTexaco Corp
COM
166764100
5010
47724
SH
SOLE
47724
0
0
Comcast Corp
CL A SPL
20030N200
1028
18340
SH
SOLE
18340
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Corning Inc
COM
219350105
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40464
SH
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40464
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CREE INC.
COM
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261
7345
SH
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7345
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CVS Health Corp
COM
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516
5000
SH
SOLE
5000
0
0
Darling Ingredients Inc
COM
237266101
140
10000
SH
SOLE
10000
0
0
Deere & Company
COM
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1186
13522
SH
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13522
0
0
Disney Walt Co
COM
254687106
1243
11851
SH
SOLE
11851
0
0
Du Pont E I DeNemours & Co
COM
263534109
429
6000
SH
SOLE
6000
0
0
Ecolab Inc
COM
278865100
595
5200
SH
SOLE
5200
0
0
Enbridge Energy Partners LP
COM
29250R106
2365
65673
SH
SOLE
65673
0
0
Enbridge Inc Com
COM
29250N105
315
6500
SH
SOLE
6500
0
0
Energy Transfer Equity LP
COM UT LTD PTN
29273V100
950
15000
SH
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15000
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Energy Transfer Partners LP
UNIT LTD PARTN
29273R109
2740
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Enterprise Product Partners LP
COM
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Exxon Mobil Corp
COM
30231G102
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Fifth Street Finance Cp
COM
31678A103
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Ford Mtr Co Del Com
COM
345370860
646
40000
SH
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40000
0
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Freeport McMoran Copper & Gold Cl B
CL A
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221
11686
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Geeknet Inc New
COM NEW
36846Q203
509
64789
SH
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General Electric Co
COM
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Google Inc Cl A
CL A
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Google Inc Cl C
CL C
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CL C
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Harris Corp Del
COM
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18456
SH
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18456
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Home Depot Inc
COM
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SH
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Illinois Tool Wks Inc
COM
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SH
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Intl Business Machines
COM
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Intrexon Corp
COM
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Investors Bancorp Inc Com
COM
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COM
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Ishares Trust High Dividend ETF
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ISIS PHARMACEUTICALS INC.
COM
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243
3817
SH
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Johnson & Johnson
COM
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SH
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21656
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Johnson Ctls Inc
COM
478366107
217
4300
SH
SOLE
4300
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JP Morgan Alerian MLP Index
ALERIAN ML ETN
46625H365
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SH
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30300
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JP Morgan Chase & Co
COM
46625H100
873
14413
SH
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Kayne Anderson Energy Fd
COM
48660P104
753
30475
SH
SOLE
30475
0
0
Kayne Anderson Midstream Energy Fd Com U
COM
48661E108
567
17300
SH
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17300
0
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Kayne Anderson MLP Invt Co
COM
486606106
1315
37050
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SOLE
37050
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Keryx Biopharmaceuticals Inc
COM
492515101
587
46100
SH
SOLE
46100
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Kimberly Clark Corp
COM
494368103
327
3051
SH
SOLE
3051
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Kinder Morgan Inc
COM
49456B101
10453
248517
SH
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KKR & Co LP
COM UNITS
48248M102
1763
77300
SH
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L-3 Communications Hldgs Inc
COM
502424104
415
3300
SH
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Liberty Interactive Corp Interactive Com
INT COM SER A
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229
7833
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SER C
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800
20950
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LIBERTY MEDIA CORPORATION
SER C
531229102
211
5475
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Magellan Midstream Partners LP
COM UNIT RP LP
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Marathon Oil Corp
COM
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625
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SH
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Marathon Petroleum Corp Com
COM
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Markwest Energy Partners LP
UNIT LTD PARTN
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26545
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Medley Capital Corp
COM
58503F106
503
54920
SH
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Merck & Co Inc
COM
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236
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SH
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Metlife Inc Com
COM
59156R108
4846
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SH
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Mettler-Toledo Intl
COM
592688105
411
1250
SH
SOLE
1250
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Monsanto Co New
COM
61166W101
225
2000
SH
SOLE
2000
0
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Neuberger Berman MLP Income Fd Inc Com
COM
64129H104
911
51690
SH
SOLE
51690
0
0
Novartis AG ADR
SPONSORED ADR
66987V109
247
2500
SH
SOLE
2500
0
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Nuveen Invt Quality Municipal Fund Inc
COM
67062E103
355
22700
SH
SOLE
22700
0
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Omnicell Inc
COM
68213N109
246
7000
SH
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Pepsico Inc
COM
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SH
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10233
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Pfizer Inc
COM
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49164
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SH
SOLE
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Phillips 66 Com
COM
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Plains All American Pipeline LP
UNIT LTD PARTN
726503105
7025
144041
SH
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144041
0
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Plains GP Hldgs LP (Corp)
SHS A REP LTPN
72651A108
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85480
SH
SOLE
85480
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Powershares Buyback Shares ETF
DYNA BUYBK ACH
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Powershares Pharma ETF
DYN PHRMA PORT
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Powershs QQQ TRUST Ser ETF
UNIT SER 1
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Procter & Gamble Co
COM
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898
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SH
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Prudential Finl Inc
COM
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251
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SH
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Rexahn Pharmaceuticals Inc
COM
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109
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Royal Dutch Shell ADR Cl B
SPON ADR B
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389
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SH
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Ryanair Hldgs Plc Adr
SPON ADR
783513104
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SH
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SANDISK CORPORATION
COM
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440
6910
SH
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COM
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254
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SH
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Schwab Charles Corp New
COM
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SH
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Seagate Technology Plc Com Usd0.00001
SHS
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Sigma Aldrich Corp
COM
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Smucker J M Co New
COM
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231
2000
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Southwestern Energy Co Delaware
COM
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18240
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SPDR Gold Tr Gold ETF
GOLD SHS
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TR UNIT
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S&P 600 SML CAP
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S&P REGL BKG
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SPDR Technology Sector ETF
TECHNOLOGY
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COM NEW
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Thermo Fisher Scientific
COM
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COM
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CL A
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COM
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COMSUM STP ETF
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FTSE EMR MKT ETF
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FINANCIALS ETF
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HIGH DIV YLD
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MATERIALS ETF
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818
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Vanguard REIT Index - ETF
MATERIALS ETF
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506
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MATERIALS ETF
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MATERIALS ETF
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COM
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COM
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EUROPE SMCP DV
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MDCP EARN FUND
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