0001599633-14-000007.txt : 20140514 0001599633-14-000007.hdr.sgml : 20140514 20140513173324 ACCESSION NUMBER: 0001599633-14-000007 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140513 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fusion Investment Group, LLC CENTRAL INDEX KEY: 0001599633 IRS NUMBER: 000000000 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16055 FILM NUMBER: 14838568 BUSINESS ADDRESS: STREET 1: ONE OXFORD CENTER STREET 2: 301 GRANT STREET, SUITE 450 CITY: PITTSBURGH STATE: PA ZIP: 15219 BUSINESS PHONE: 4123253977 MAIL ADDRESS: STREET 1: ONE OXFORD CENTER STREET 2: 301 GRANT STREET, SUITE 450 CITY: PITTSBURGH STATE: PA ZIP: 15219 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001599633 XXXXXXXX 03-31-2014 03-31-2014 true 1 RESTATEMENT false Fusion Investment Group, LLC

One Oxford Center 301 Grant Street, Suite 450 Pittsburgh PA 15219

13F HOLDINGS REPORT 028-16055 N Brian S. Sommers 4123253977 Brian S. Sommers Pittsburgh PA 05-13-2014 0 221 98422 INFORMATION TABLE 2 infotable.xml 3-D SYS CORP DEL COM NEW 88554D205 1 13 SH SOLE 0 0 13 ABBOTT LABS COM 002824100 8 200 SH SOLE 0 0 200 ABBVIE INC COM 00287Y109 13 244 SH SOLE 0 0 244 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 145 1828 SH SOLE 0 0 1828 ADVISORSHARES TR STAR GLOB BUYW ETF 00768Y768 22807 898618 SH SOLE 0 0 898618 AGILENT TECHNOLOGIES INC COM 00846U101 6 100 SH SOLE 0 0 100 Agl Res Inc Com COM 001204106 10 206 SH SOLE 0 0 206 ALLERGAN INC COM 018490102 477 3843 SH SOLE 0 0 3843 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 566 38596 SH SOLE 0 0 19321 ALPS ETF TR ALERIAN MLP ETF 00162Q866 14 800 SH SOLE 0 0 800 ALTRIA GROUP INC COM 02209S103 548 14642 SH SOLE 0 0 5545 AMERICAN ELEC PWR INC COM 025537101 162 3138 SH SOLE 0 0 3138 AMERICAN EXPRESS CO COM 025816109 17 188 SH SOLE 0 0 188 AMERICAN INTL GROUP INC COM NEW 026874784 1 10 SH SOLE 0 0 10 AMGEN INC COM 031162100 62 500 SH SOLE 0 0 500 APACHE CORP COM 037411105 86 1028 SH SOLE 0 0 1028 APPLE INC COM 037833100 640 1191 SH SOLE 0 0 805 AT&T INC COM 00206R102 478 13625 SH SOLE 0 0 6472 Atmos Energy Corp Com COM 049560105 10 206 SH SOLE 0 0 206 Automatic Data Processing Inc Com COM 053015103 10 133 SH SOLE 0 0 133 Bank Amer Corp Com COM 060505104 243 14098 SH SOLE 0 0 14098 BANK HAWAII CORP COM 062540109 194 3200 SH SOLE 0 0 3200 BARCLAYS BANK PLC ETN DJUBS SGAR38 ETN 06739H214 12 199 SH SOLE 0 0 199 BARCLAYS BK PLC DJUBS CMDT ETN36 ETN 06738C778 852 21595 SH SOLE 0 0 21595 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 31 250 SH SOLE 0 0 250 Bristol Myers Squibb COM 110122108 437 8391 SH SOLE 0 0 3857 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 78 2092 SH SOLE 0 0 2092 CA INC COM 12673P105 87 2824 SH SOLE 0 0 2824 Calamos Conv & High COM 12811P108 282 21031 SH SOLE 0 0 21031 CALAMOS STRATEGIC TOTL RETN COM 128125101 202 18632 SH SOLE 0 0 18632 Cardinal Health Inc Com COM 14149Y108 10 192 SH SOLE 0 0 192 CELGENE CORP COM 151020104 28 200 SH SOLE 0 0 200 CHEVRON CORP NEW COM 166764100 27 206 SH SOLE 0 0 206 CHUBB CORP COM 171232101 33 364 SH SOLE 0 0 364 CHURCH & DWIGHT INC COM 171340102 16 234 SH SOLE 0 0 234 Cincinnati Finl Corp Com COM 172062101 10 182 SH SOLE 0 0 182 CINTAS CORP COM 172908105 15 257 SH SOLE 0 0 257 CISCO SYS INC COM 17275R102 2 100 SH SOLE 0 0 100 CITIGROUP INC COM NEW 172967424 2 40 SH SOLE 0 0 40 CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E ETF 18383M530 41 1930 SH SOLE 0 0 1930 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 ETF 18383M548 300 13143 SH SOLE 0 0 13143 CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR ETF 18383M654 326 6495 SH SOLE 0 0 6495 CME Group Inc Com COM 12572Q105 10 134 SH SOLE 0 0 134 COCA COLA CO COM 191216100 364 9392 SH SOLE 0 0 3998 COLGATE PALMOLIVE CO COM 194162103 311 4794 SH SOLE 0 0 4794 Conarga Foods Inc Com COM 205887102 10 239 SH SOLE 0 0 239 CONOCOPHILLIPS COM 20825C104 535 7609 SH SOLE 0 0 3527 Cullen Frodt Bankers COM 229899109 10 135 SH SOLE 0 0 135 DARDEN RESTAURANTS INC COM 237194105 131 2496 SH SOLE 0 0 2496 DBX ETF TR ETF 233051879 171 7852 SH SOLE 0 0 7852 DELAWARE ENHANCED GBL DIV & COM 246060107 1 100 SH SOLE 0 0 100 DIAMOND OFFSHORE DRILLING IN COM 25271C102 10 197 SH SOLE 0 0 197 DISNEY WALT CO COM 254687106 332 4128 SH SOLE 0 0 4128 DNP SELECT INCOME FD COM 23325P104 4 371 SH SOLE 0 0 371 DTE ENERGY CO COM 233331107 24 326 SH SOLE 0 0 326 DU PONT E I DE NEMOURS & CO COM 263534109 242 3657 SH SOLE 0 0 3657 DUNKIN BRANDS GROUP INC COM 265504100 301 6083 SH SOLE 0 0 6083 EATON VANCE ENH EQTY INC FD COM 278277108 16 1240 SH SOLE 0 0 1240 EATON VANCE LTD DUR INCOME F COM 27828H105 32 2100 SH SOLE 0 0 2100 EMERSON ELEC CO COM 029101110 40 600 SH SOLE 0 0 600 EQT CORP COM 26884L109 17 175 SH SOLE 0 0 175 EXELON CORP COM 30161N101 78 2313 SH SOLE 0 0 2313 EXXON MOBIL CORP COM 30231G102 176 1802 SH SOLE 0 0 1802 FEDERATED INVS INC PA CL B 314211103 4 11902 SH SOLE 0 0 3557 FEDEX CORP COM 31428X106 46 349 SH SOLE 0 0 349 First Tr Exchange ETF 33733E302 201 3402 SH SOLE 0 0 3402 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH ETF 33733E203 31 401 SH SOLE 0 0 401 FIRST TR ISE REVERE NAT GAS COM 33734J102 5 252 SH SOLE 0 0 252 FORD MTR CO DEL COM 345370860 261 16464 SH SOLE 0 0 16464 Freeport-McMoran Cooper & Gold COM 35671D857 40 1180 SH SOLE 0 0 1180 GENERAL DYNAMICS CORP COM 369550108 44 400 SH SOLE 0 0 400 GENERAL ELECTRIC CO COM 369604103 828 32019 SH SOLE 0 0 16184 GENERAL MLS INC COM 370334104 16 307 SH SOLE 0 0 307 GILEAD SCIENCES INC COM 375558103 73 1036 SH SOLE 0 0 1036 GOOGLE INC CL A 38259P508 190 341 SH SOLE 0 0 342 HANESBRANDS INC COM 410345102 77 1009 SH SOLE 0 0 1009 HAWAIIAN ELEC INDUSTRIES COM 419870100 3 100 SH SOLE 0 0 100 HEWLETT PACKARD CO COM 428236103 16 500 SH SOLE 0 0 500 HOLOGIC INC COM 436440101 7 323 SH SOLE 0 0 323 HOME DEPOT INC COM 437076102 27 345 SH SOLE 0 0 345 HONEYWELL INTL INC COM 438516106 30 324 SH SOLE 0 0 324 HORMEL FOODS CORP COM 440452100 89 1814 SH SOLE 0 0 1814 II VI INC COM 902104108 42 2749 SH SOLE 0 0 2749 INTEL CORP COM 458140100 143 5443 SH SOLE 0 0 5443 INTERNATIONAL BUSINESS MACHS COM 459200101 37 190 SH SOLE 0 0 190 ISHARES ETF 464286475 78 1611 SH SOLE 0 0 1611 ISHARES 1-3 YR TR BD ETF 464287457 2644 31307 SH SOLE 0 0 31307 ISHARES 7-10 Y TR BD ETF 464287440 12 121 SH SOLE 0 0 121 ISHARES AGENCY BOND ETF 464288166 1102 9872 SH SOLE 0 0 9872 ISHARES CALI AMT-FRE ETF 464288356 9 76 SH SOLE 0 0 76 ISHARES CHINA LG-CAP ETF 464287184 1 27 SH SOLE 0 0 27 ISHARES CNTRY MIN VL ETF 464286525 1073 16680 SH SOLE 0 0 16680 ISHARES CORE S&P MCP ETF 464287507 851 6190 SH SOLE 0 0 6190 ISHARES CORE S&P500 ETF 464287200 783 4162 SH SOLE 0 0 4162 ISHARES CORE TOTUSBD ETF 464287226 11277 104501 SH SOLE 0 0 104501 ISHARES EAFE SML CP ETF 464288273 1459 27936 SH SOLE 0 0 27936 IShares Gold TR Ishares ETF 464285105 100 8112 SH SOLE 0 0 8112 ISHARES IBOXX HI YD ETF 464288513 358 3793 SH SOLE 0 0 3793 ISHARES INC CORE MSCI EMKT ETF 46434G103 4953 100915 SH SOLE 0 0 100915 IShares Inc MSCI Pacific Ex-Japan ETF 464286665 284 6013 SH SOLE 0 0 6013 ISHARES MSCI ACWI ETF 464288257 6968 119843 SH SOLE 0 0 119843 ISHARES MSCI EAFE ETF 464287465 89 1330 SH SOLE 0 0 1330 ISHARES MSCI EMG MKT ETF 464287234 58 1413 SH SOLE 0 0 1413 ISHARES MSCI HONG KG ETF 464286871 161 8151 SH SOLE 0 0 8151 ISHARES MSCI STH KOR ETF 464286772 727 11813 SH SOLE 0 0 11813 ISHARES MSCI UK ETF 464286699 9 417 SH SOLE 0 0 417 ISHARES NA TEC-SFTWR ETF 464287515 29 350 SH SOLE 0 0 350 ISHARES NAT AMT FREE BD ETF 464288414 233 2174 SH SOLE 0 0 2174 ISHARES RESID RL EST CAP ETF 464288562 31 617 SH SOLE 0 0 617 ISHARES RUSSELL 2000 ETF 464287655 39 339 SH SOLE 0 0 339 ISHARES SP SMCP600GR ETF 464287887 17 141 SH SOLE 0 0 141 ISHARES SP SMCP600VL ETF 464287879 16 137 SH SOLE 0 0 137 ISHARES TIPS BD ETF 464287176 78 700 SH SOLE 0 0 700 ISHARES TR CMBS ETF 46429B366 16 315 SH SOLE 0 0 315 ISHARES TR CORE MSCI EAFE ETF 46432F842 54 882 SH SOLE 0 0 882 ISHARES TR FLTG RATE BD ETF 46429B655 308 6068 SH SOLE 0 0 6068 ISHARES TR HIGH DIVIDND ETF 46429B663 27 382 SH SOLE 0 0 382 IShares Tr Iboxx USD ETF 464287242 278 2358 SH SOLE 0 0 2358 iShares Tr Intl Select Divid ETF Index Fd ETF 464288448 42 1118 SH SOLE 0 0 1118 IShares TR JPMorgan ETF 464288281 271 2400 SH SOLE 0 0 2400 Ishares Tr NASDAQ Biotech ETF 464287556 211 900 SH SOLE 0 0 900 Ishares Tr US Home ETF 464288752 181 7467 SH SOLE 0 0 7467 ISHARES U.S. BAS MTL ETF 464287838 16 187 SH SOLE 0 0 187 ISHARES U.S. INDS ETF 464287754 14 141 SH SOLE 0 0 141 JOHNSON & JOHNSON COM 478160104 103 1046 SH SOLE 0 0 1046 JPMORGAN CHASE & CO COM 46625H100 10 166 SH SOLE 0 0 166 Kayne Anderson COM 48660P104 291 10650 SH SOLE 0 0 10650 Kayne Anderson MLP COM 486606106 574 15582 SH SOLE 0 0 9932 Kimberly Clark Corp COM 494368103 10 80 SH SOLE 0 0 80 KLA-TENCOR CORP COM 482480100 32 467 SH SOLE 0 0 467 LILLY ELI & CO COM 532457108 34 510 SH SOLE 0 0 510 LOCKHEED MARTIN CORP COM 539830109 467 2863 SH SOLE 0 0 1435 M & T BK CORP COM 55261F104 109 896 SH SOLE 0 0 896 MARKET VECTORS ETF TR CHINAAMC A S ETF 57060U597 802 29158 SH SOLE 0 0 29158 MCCORMICK & CO INC COM NON VTG 579780206 22 300 SH SOLE 0 0 300 MCKESSON CORP COM 58155Q103 33 185 SH SOLE 0 0 185 MERCK & CO INC NEW COM 58933Y105 28 500 SH SOLE 0 0 500 MICROSOFT CORP COM 594918104 205 5047 SH SOLE 0 0 5047 MOHAWK INDS INC COM 608190104 91 670 SH SOLE 0 0 670 Newmont Mng Corp Com COM 651639106 20 1048 SH SOLE 0 0 1048 NEWS CORP NEW COM CL A 65249B109 1 50 SH SOLE 0 0 50 NUANCE COMMUNICATIONS INC COM 67020Y100 63 3684 SH SOLE 0 0 3684 NUVEEN MUN HIGH INCOME OPP F COM 670682103 19 1455 SH SOLE 0 0 1455 Nuveen Real Estate Inc Fd COM 67071B108 206 19252 SH SOLE 0 0 10906 OCCIDENTAL PETE CORP DEL COM 674599105 71 747 SH SOLE 0 0 747 OMNICOM GROUP INC COM 681919106 15 200 SH SOLE 0 0 200 PARKER HANNIFIN CORP COM 701094104 2 14 SH SOLE 0 0 14 PFIZER INC COM 717081103 34 1062 SH SOLE 0 0 1062 PHILIP MORRIS INTL INC COM 718172109 373 4552 SH SOLE 0 0 2192 PHILLIPS 66 COM 718546104 360 4668 SH SOLE 0 0 1552 PIMCO ETF TR 1-3YR USTREIDX ETF 72201R106 727 14294 SH SOLE 0 0 14294 PIMCO ETF TR 1-5 US TIP IDX ETF 72201R205 537 10150 SH SOLE 0 0 10150 PIMCO ETF TR ENHAN SHRT MAT ETF 72201R833 5 53 SH SOLE 0 0 53 PNC FINL SVCS GROUP INC COM 693475105 40 450 SH SOLE 0 0 450 POWERSHARES DB G10 CURCY HAR COM UT BEN INT ETF 73935Y102 591 22616 SH SOLE 0 0 22616 POWERSHARES ETF TR II S&P500 LOW VOL ETF 73937B779 58 1685 SH SOLE 0 0 1685 POWERSHARES ETF TRUST II CEF INC COMPST ETF 73936Q843 1258 50856 SH SOLE 0 0 50856 POWERSHARES ETF TRUST WATER RESOURCE ETF 73935X575 28 1061 SH SOLE 0 0 1061 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN ETF 73936T474 91 3754 SH SOLE 0 0 3754 POWERSHS DB MULTI SECT COMM DB ENERGY FUND ETF 73936B101 9 291 SH SOLE 0 0 291 POWERSHS DB MULTI SECT COMM DB PREC MTLS ETF 73936B200 13 305 SH SOLE 0 0 305 PPG INDS INC COM 693506107 67 346 SH SOLE 0 0 346 PROCTER & GAMBLE CO COM 742718109 74 902 SH SOLE 0 0 902 PRUDENTIAL FINL INC COM 744320102 423 5000 SH SOLE 0 0 5000 QUALCOMM INC COM 747525103 21 272 SH SOLE 0 0 272 RAYTHEON CO COM NEW 755111507 79 845 SH SOLE 0 0 845 ROCKWELL AUTOMATION INC COM 773903109 58 472 SH SOLE 0 0 472 Safety Ins Group Inc COM 78648T100 10 155 SH SOLE 0 0 155 Select Sector Spdr Financial ETF 81369Y605 161 7294 SH SOLE 0 0 7294 SELECT SECTOR SPDR TR SBI INT-INDS ETF 81369Y704 11 207 SH SOLE 0 0 207 SIRIUS XM HLDGS INC COM 82968B103 1 375 SH SOLE 0 0 375 SOUTHERN CO COM 842587107 147 3410 SH SOLE 0 0 3410 Spdr Barclays High Yield ETF 78464A417 60 1496 SH SOLE 0 0 1496 SPDR GOLD TRUST ETF 78463V107 605 4893 SH SOLE 0 0 4893 Spdr Index Shs Fds ETF 78463X533 248 6499 SH SOLE 0 0 3325 SPDR S&P 500 ETF ETF 78462F103 4321 23102 SH SOLE 0 0 23102 SPDR Ser TR S&P ETF 78464A763 204 2775 SH SOLE 0 0 2775 SPDR SERIES TRUST BARC SHT TR CP ETF 78464A474 163 5303 SH SOLE 0 0 5303 SPDR SERIES TRUST BRCLY INTL CRP ETF 78464A151 486 13016 SH SOLE 0 0 13016 SPDR SERIES TRUST BRCLYS INTL ETF ETF 78464A516 279 4691 SH SOLE 0 0 4691 SPDR SERIES TRUST DB INT GVT ETF ETF 78464A490 141 2352 SH SOLE 0 0 2352 SPDR SERIES TRUST S&P BIOTECH ETF 78464A870 11 78 SH SOLE 0 0 78 SPDR SERIES TRUST S&P OILGAS EXP ETF 78464A730 1120 15599 SH SOLE 0 0 15599 SPDR SERIES TRUST SHRT INTL ETF ETF 78464A334 754 20925 SH SOLE 0 0 20925 ST JOE CO COM 790148100 6 300 SH SOLE 0 0 300 STANLEY BLACK & DECKER INC COM 854502101 21 255 SH SOLE 0 0 255 STARBUCKS CORP COM 855244109 363 4943 SH SOLE 0 0 1705 STRYKER CORP COM 863667101 4 50 SH SOLE 0 0 50 TARGET CORP COM 87612E106 211 3473 SH SOLE 0 0 3473 TEJON RANCH CO COM 879080109 17 500 SH SOLE 0 0 500 THERMO FISHER SCIENTIFIC INC COM 883556102 137 1138 SH SOLE 0 0 1138 TRAVELERS COMPANIES INC COM 89417E109 157 1832 SH SOLE 0 0 1832 TWENTY FIRST CENTY FOX INC COM CL A 90130A101 6 200 SH SOLE 0 0 200 Under Armour Inc COM 904311107 571 5010 SH SOLE 0 0 5010 UNITED TECHNOLOGIES CORP COM 913017109 234 2004 SH SOLE 0 0 2004 US BANCORP DEL COM NEW 902973304 21 485 SH SOLE 0 0 485 V F CORP COM 918204108 117 1890 SH SOLE 0 0 1890 VALMONT INDS INC COM 920253101 68 456 SH SOLE 0 0 456 VANGUARD INDEX FDS SM CP VAL ETF 922908611 58 574 SH SOLE 0 0 574 Vanguard Index Small Cap Growth ETF 922908595 106 654 SH SOLE 0 0 654 VANGUARD INTL EQUITY INDEX FTSE EMR MKT ETF 922042858 112 2748 SH SOLE 0 0 2748 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC ETF 92206C771 386 7467 SH SOLE 0 0 7467 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD ETF 92206C409 341 4264 SH SOLE 0 0 4264 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF ETF 92206C102 1517 24928 SH SOLE 0 0 24928 VANGUARD WHITEHALL FDS INC HIGH DIV YLD ETF 921946406 63 987 SH SOLE 0 0 987 Vanquard Index Fds ETF 922908553 223 3175 SH SOLE 0 0 3175 VERIZON COMMUNICATIONS INC COM 92343V104 402 8446 SH SOLE 0 0 4581 VOLTARI CORP COM NEW 92870X309 1 141 SH SOLE 0 0 141 WAL-MART STORES INC COM 931142103 19 251 SH SOLE 0 0 251 Wast Management COM 94106L109 10 222 SH SOLE 0 0 222 WELLS FARGO & CO NEW COM 949746101 44 881 SH SOLE 0 0 881 WEYERHAEUSER CO COM 962166104 81 2777 SH SOLE 0 0 2777 WHOLE FOODS MKT INC COM 966837106 164 3234 SH SOLE 0 0 3234 WISDOMTREE TR DIV EX-FINL FD ETF 97717W406 57 806 SH SOLE 0 0 806 WISDOMTREE TR EM LCL DEBT FD ETF 97717X867 108 2364 SH SOLE 0 0 2364 WISDOMTREE TR EMERG CUR STR FD ETF 97717W133 750 37182 SH SOLE 0 0 37182 WISDOMTREE TR EMERG MKTS ETF ETF 97717W315 1298 26456 SH SOLE 0 0 26456 WISDOMTREE TR EMG MKTS SMCAP ETF 97717W281 2801 60103 SH SOLE 0 0 60103 WISDOMTREE TR GLB EQTY INC FD ETF 97717W877 1984 41775 SH SOLE 0 0 41775 XILINX INC COM 983919101 12 215 SH SOLE 0 0 215 ZIMMER HLDGS INC COM 98956P102 5 49 SH SOLE 0 0 49