0001580642-15-000669.txt : 20150212
0001580642-15-000669.hdr.sgml : 20150212
20150212172146
ACCESSION NUMBER: 0001580642-15-000669
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150212
DATE AS OF CHANGE: 20150212
EFFECTIVENESS DATE: 20150212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tortoise Investment Management, LLC
CENTRAL INDEX KEY: 0001599511
IRS NUMBER: 201723529
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15827
FILM NUMBER: 15607581
BUSINESS ADDRESS:
STREET 1: 239 CENTRAL AVENUE
STREET 2: 2ND FLOOR
CITY: WHITE PLAINS
STATE: NY
ZIP: 10606
BUSINESS PHONE: 914-686-0024
MAIL ADDRESS:
STREET 1: 239 CENTRAL AVENUE
STREET 2: 2ND FLOOR
CITY: WHITE PLAINS
STATE: NY
ZIP: 10606
13F-HR
1
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12-31-2014
12-31-2014
Tortoise Investment Management, LLC
239 CENTRAL AVENUE
2ND FLOOR
WHITE PLAINS
NY
10606
13F HOLDINGS REPORT
028-15827
N
Ian Yankwitt
President & CCO
914-686-0024
/s/ Ian Yankwitt
White Plains
NY
02-11-2015
0
496
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aci_13f.xml
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UT SER 1
78467X109
4472
25141
SH
SOLE
0
0
0
25141
ISHARES TR
U.S. UTILITS ETF
464287697
9
77
SH
SOLE
0
0
0
77
ISHARES TR
CORE S&P MCP ETF
464287507
411
2839
SH
SOLE
0
0
0
2839
ISHARES TR
S&P MC 400VL ETF
464287705
46
358
SH
SOLE
0
0
0
358
ISHARES TR
S&P MC 400GR ETF
464287606
27
169
SH
SOLE
0
0
0
169
ISHARES TR
CORE S&P SCP ETF
464287804
3780
33141
SH
SOLE
0
0
0
33141
ISHARES TR
SP SMCP600VL ETF
464287879
2935
24890
SH
SOLE
0
0
0
24890
ISHARES TR
SP SMCP600GR ETF
464287887
8
62
SH
SOLE
0
0
0
62
ISHARES TR
S&P 500 VAL ETF
464287408
2
25
SH
SOLE
0
0
0
25
ISHARES TR
CORE S&P500 ETF
464287200
35715
172645
SH
SOLE
0
0
0
172645
ISHARES TR
S&P 500 GRWT ETF
464287309
13
120
SH
SOLE
0
0
0
120
ISHARES TR
RUS 1000 ETF
464287622
8180
71356
SH
SOLE
0
0
0
71356
ISHARES TR
RUS 1000 VAL ETF
464287598
842
8070
SH
SOLE
0
0
0
8070
ISHARES TR
RUS 1000 GRW ETF
464287614
48
500
SH
SOLE
0
0
0
500
ISHARES TR
RUSSELL 2000 ETF
464287655
1017
8504
SH
SOLE
0
0
0
8504
ISHARES TR
RUSSELL 3000 ETF
464287689
98
800
SH
SOLE
0
0
0
800
ISHARES TR
U.S. REAL ES ETF
464287739
160
2082
SH
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0
0
2082
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DOW JONES US ETF
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53
516
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0
516
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UTSER1 S&PDCRP
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36
137
SH
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0
0
0
137
SPDR S&P 500 ETF TR
TR UNIT
78462F103
10361
50411
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50411
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
236
5000
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SOLE
0
0
0
5000
AMERICAN INTL GROUP INC
COM NEW
026874784
9
165
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SOLE
0
0
0
165
AMAZON COM INC
COM
023135106
7
21
SH
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0
0
0
21
BRISTOL MYERS SQUIBB CO
COM
110122108
152
2572
SH
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0
0
2572
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2999
19975
SH
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0
0
0
19975
BOEING CO
COM
097023105
702
5404
SH
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0
0
0
5404
NUVEEN CALIF MUN VALUE FD
COM
67062C107
63
6000
SH
SOLE
0
0
0
6000
NORTHEAST UTILS
COM
664397106
84
1574
SH
SOLE
0
0
0
1574
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
153
1480
SH
SOLE
0
0
0
1480
AMGEN INC
COM
031162100
167
1050
SH
SOLE
0
0
0
1050
ABBOTT LABS
COM
002824100
64
1426
SH
SOLE
0
0
0
1426
ANADARKO PETE CORP
COM
032511107
58
700
SH
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0
0
700
BP PLC
SPONSORED ADR
055622104
0
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2
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COM NEW
111621306
1
110
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0
0
0
110
ALTRIA GROUP INC
COM
02209S103
76
1545
SH
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0
0
0
1545
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
8
182
SH
SOLE
0
0
0
182
INTEL CORP
COM
458140100
8
224
SH
SOLE
0
0
0
224
ILLINOIS TOOL WKS INC
COM
452308109
105
1110
SH
SOLE
0
0
0
1110
DU PONT E I DE NEMOURS & CO
COM
263534109
49
667
SH
SOLE
0
0
0
667
QUALCOMM INC
COM
747525103
55
738
SH
SOLE
0
0
0
738
DISNEY WALT CO
COM DISNEY
254687106
220
2334
SH
SOLE
0
0
0
2334
HONEYWELL INTL INC
COM
438516106
107
1067
SH
SOLE
0
0
0
1067
SHERWIN WILLIAMS CO
COM
824348106
3
12
SH
SOLE
0
0
0
12
US BANCORP DEL
COM NEW
902973304
130
2900
SH
SOLE
0
0
0
2900
JOHNSON & JOHNSON
COM
478160104
516
4930
SH
SOLE
0
0
0
4930
HAIN CELESTIAL GROUP INC
COM
405217100
23
400
SH
SOLE
0
0
0
400
MEDTRONIC INC
COM
585055106
38
525
SH
SOLE
0
0
0
525
PFIZER INC
COM
717081103
95
3058
SH
SOLE
0
0
0
3058
EXELON CORP
COM
30161N101
15
400
SH
SOLE
0
0
0
400
KROGER CO
COM
501044101
4
55
SH
SOLE
0
0
0
55
LOWES COS INC
COM
548661107
3
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SH
SOLE
0
0
0
50
ISHARES TR
MSCI EAFE ETF
464287465
4115
67633
SH
SOLE
0
0
0
67633
AMERISOURCEBERGEN CORP
COM
03073E105
54
600
SH
SOLE
0
0
0
600
CHEVRON CORP NEW
COM
166764100
268
2391
SH
SOLE
0
0
0
2391
MICROSOFT CORP
COM
594918104
250
5384
SH
SOLE
0
0
0
5384
UNITED PARCEL SERVICE INC
CL B
911312106
3
26
SH
SOLE
0
0
0
26
AT&T INC
COM
00206R102
99
2951
SH
SOLE
0
0
0
2951
PRUDENTIAL FINL INC
COM
744320102
9
101
SH
SOLE
0
0
0
101
BB&T CORP
COM
054937107
78
2000
SH
SOLE
0
0
0
2000
CITIGROUP INC
COM NEW
172967424
65
1208
SH
SOLE
0
0
0
1208
CA INC
COM
12673P105
16
528
SH
SOLE
0
0
0
528
CISCO SYS INC
COM
17275R102
4
140
SH
SOLE
0
0
0
140
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COM
23325P104
11
1000
SH
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0
1000
INTERNATIONAL BUSINESS MACHS
COM
459200101
1084
6757
SH
SOLE
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0
0
6757
COCA COLA CO
COM
191216100
173
4100
SH
SOLE
0
0
0
4100
LOCKHEED MARTIN CORP
COM
539830109
2
9
SH
SOLE
0
0
0
9
PEPSICO INC
COM
713448108
650
6875
SH
SOLE
0
0
0
6875
TYCO INTL PLC
SHS
G91442106
109
2491
SH
SOLE
0
0
0
2491
VERIZON COMMUNICATIONS INC
COM
92343V104
53
1141
SH
SOLE
0
0
0
1141
XEROX CORP
COM
984121103
2
160
SH
SOLE
0
0
0
160
ISHARES
MSCI CDA ETF
464286509
43
1500
SH
SOLE
0
0
0
1500
ISHARES TR
RUS MID-CAP ETF
464287499
145
870
SH
SOLE
0
0
0
870
ISHARES TR
U.S. TELECOM ETF
464287713
1
28
SH
SOLE
0
0
0
28
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
1
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SBI INT-ENERGY
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SELECT SECTOR SPDR TR
SBI INT-FINL
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SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
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SELECT SECTOR SPDR TR
TECHNOLOGY
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SELECT SECTOR SPDR TR
SBI CONS STPLS
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SBI HEALTHCARE
81369Y209
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225
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0
0
0
225
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
5
66
SH
SOLE
0
0
0
66
TIME WARNER INC
COM NEW
887317303
15
180
SH
SOLE
0
0
0
180
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
250
3086
SH
SOLE
0
0
0
3086
WALGREENS BOOTS ALLIANCE INC
COM
931427108
183
2400
SH
SOLE
0
0
0
2400
DEERE & CO
COM
244199105
8
95
SH
SOLE
0
0
0
95
BANK AMER CORP
COM
060505104
74
4158
SH
SOLE
0
0
0
4158
STARBUCKS CORP
COM
855244109
46
561
SH
SOLE
0
0
0
561
EXXON MOBIL CORP
COM
30231G102
781
8444
SH
SOLE
0
0
0
8444
ALCATEL-LUCENT
SPONSORED ADR
013904305
1
282
SH
SOLE
0
0
0
282
WAL-MART STORES INC
COM
931142103
560
6516
SH
SOLE
0
0
0
6516
UNION PAC CORP
COM
907818108
534
4479
SH
SOLE
0
0
0
4479
TEXAS INSTRS INC
COM
882508104
3
48
SH
SOLE
0
0
0
48
CARDINAL HEALTH INC
COM
14149Y108
66
818
SH
SOLE
0
0
0
818
COLGATE PALMOLIVE CO
COM
194162103
123
1779
SH
SOLE
0
0
0
1779
COMCAST CORP NEW
CL A SPL
20030N200
97
1684
SH
SOLE
0
0
0
1684
CAPITAL ONE FINL CORP
COM
14040H105
48
583
SH
SOLE
0
0
0
583
COSTCO WHSL CORP NEW
COM
22160K105
79
555
SH
SOLE
0
0
0
555
LILLY ELI & CO
COM
532457108
41
600
SH
SOLE
0
0
0
600
CVS HEALTH CORP
COM
126650100
62
640
SH
SOLE
0
0
0
640
DOMINION RES INC VA NEW
COM
25746U109
1
8
SH
SOLE
0
0
0
8
STATE STR CORP
COM
857477103
7
90
SH
SOLE
0
0
0
90
DANAHER CORP DEL
COM
235851102
89
1035
SH
SOLE
0
0
0
1035
MERCK & CO INC NEW
COM
58933Y105
553
9740
SH
SOLE
0
0
0
9740
MICRON TECHNOLOGY INC
COM
595112103
4
122
SH
SOLE
0
0
0
122
NABORS INDUSTRIES LTD
SHS
G6359F103
0
28
SH
SOLE
0
0
0
28
RAYTHEON CO
COM NEW
755111507
8
70
SH
SOLE
0
0
0
70
PROCTER & GAMBLE CO
COM
742718109
487
5350
SH
SOLE
0
0
0
5350
GENERAL ELECTRIC CO
COM
369604103
269
10640
SH
SOLE
0
0
0
10640
KIMBERLY CLARK CORP
COM
494368103
31
265
SH
SOLE
0
0
0
265
GILEAD SCIENCES INC
COM
375558103
254
2696
SH
SOLE
0
0
0
2696
GOLDMAN SACHS GROUP INC
COM
38141G104
0
1
SH
SOLE
0
0
0
1
HOME DEPOT INC
COM
437076102
221
2102
SH
SOLE
0
0
0
2102
MCDONALDS CORP
COM
580135101
48
516
SH
SOLE
0
0
0
516
NIKE INC
CL B
654106103
3
30
SH
SOLE
0
0
0
30
JPMORGAN CHASE & CO
COM
46625H100
46
735
SH
SOLE
0
0
0
735
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
0
4
SH
SOLE
0
0
0
4
MONDELEZ INTL INC
CL A
609207105
44
1222
SH
SOLE
0
0
0
1222
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
8611
1551450
SH
SOLE
0
0
0
1551450
HEWLETT PACKARD CO
COM
428236103
10
250
SH
SOLE
0
0
0
250
PRICELINE GRP INC
COM NEW
741503403
2
2
SH
SOLE
0
0
0
2
WILLIAMS COS INC DEL
COM
969457100
10
220
SH
SOLE
0
0
0
220
WELLS FARGO & CO NEW
COM
949746101
28
513
SH
SOLE
0
0
0
513
ISHARES TR
7-10 Y TR BD ETF
464287440
21
199
SH
SOLE
0
0
0
199
ISHARES TR
IBOXX INV CP ETF
464287242
237
1981
SH
SOLE
0
0
0
1981
MONSANTO CO NEW
COM
61166W101
59
498
SH
SOLE
0
0
0
498
PRAXAIR INC
COM
74005P104
104
800
SH
SOLE
0
0
0
800
FORD MTR CO DEL
COM PAR $0.01
345370860
28
1830
SH
SOLE
0
0
0
1830
UNITEDHEALTH GROUP INC
COM
91324P102
643
6365
SH
SOLE
0
0
0
6365
AMERICAN TOWER CORP NEW
COM
03027X100
2
25
SH
SOLE
0
0
0
25
ZIMMER HLDGS INC
COM
98956P102
41
365
SH
SOLE
0
0
0
365
UNITED TECHNOLOGIES CORP
COM
913017109
167
1454
SH
SOLE
0
0
0
1454
3M CO
COM
88579Y101
227
1380
SH
SOLE
0
0
0
1380
GAP INC DEL
COM
364760108
3
65
SH
SOLE
0
0
0
65
COMCAST CORP NEW
CL A
20030N101
35
598
SH
SOLE
0
0
0
598
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
245
2311
SH
SOLE
0
0
0
2311
NORFOLK SOUTHERN CORP
COM
655844108
104
950
SH
SOLE
0
0
0
950
NEXTERA ENERGY INC
COM
65339F101
21
200
SH
SOLE
0
0
0
200
CONOCOPHILLIPS
COM
20825C104
69
1000
SH
SOLE
0
0
0
1000
BOB EVANS FARMS INC
COM
096761101
24
475
SH
SOLE
0
0
0
475
APPLE INC
COM
037833100
1217
11029
SH
SOLE
0
0
0
11029
AMERICAN AIRLS GROUP INC
COM
02376R102
2
30
SH
SOLE
0
0
0
30
CAMPBELL SOUP CO
COM
134429109
9
200
SH
SOLE
0
0
0
200
UNITED STATES STL CORP NEW
COM
912909108
0
7
SH
SOLE
0
0
0
7
LIGHTBRIDGE CORP
COM
53224K104
7
4234
SH
SOLE
0
0
0
4234
OFFICE DEPOT INC
COM
676220106
2
200
SH
SOLE
0
0
0
200
CATERPILLAR INC DEL
COM
149123101
1
7
SH
SOLE
0
0
0
7
DUKE REALTY CORP
COM NEW
264411505
24
1200
SH
SOLE
0
0
0
1200
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
175
1400
SH
SOLE
0
0
0
1400
KINDER MORGAN INC DEL
COM
49456B101
4499
106345
SH
SOLE
0
0
0
106345
APACHE CORP
COM
037411105
1
22
SH
SOLE
0
0
0
22
ISHARES TR
MSCI EMG MKT ETF
464287234
3108
79105
SH
SOLE
0
0
0
79105
PPL CORP
COM
69351T106
6
173
SH
SOLE
0
0
0
173
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
78
885
SH
SOLE
0
0
0
885
ELECTRONIC ARTS INC
COM
285512109
4
80
SH
SOLE
0
0
0
80
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
3
100
SH
SOLE
0
0
0
100
COACH INC
COM
189754104
21
560
SH
SOLE
0
0
0
560
DTE ENERGY CO
COM
233331107
3
30
SH
SOLE
0
0
0
30
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
136
1700
SH
SOLE
0
0
0
1700
CELGENE CORP
COM
151020104
109
975
SH
SOLE
0
0
0
975
INTERDIGITAL INC
COM
45867G101
2
33
SH
SOLE
0
0
0
33
L BRANDS INC
COM
501797104
1186
13700
SH
SOLE
0
0
0
13700
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
90
3250
SH
SOLE
0
0
0
3250
DEVON ENERGY CORP NEW
COM
25179M103
9
150
SH
SOLE
0
0
0
150
ROSS STORES INC
COM
778296103
90
958
SH
SOLE
0
0
0
958
ECOLAB INC
COM
278865100
2
23
SH
SOLE
0
0
0
23
AFFILIATED MANAGERS GROUP
COM
008252108
1
5
SH
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0
0
0
5
FERRELLGAS PARTNERS L.P.
UNIT LTD PART
315293100
79
3600
SH
SOLE
0
0
0
3600
F5 NETWORKS INC
COM
315616102
0
3
SH
SOLE
0
0
0
3
AGNICO EAGLE MINES LTD
COM
008474108
15
600
SH
SOLE
0
0
0
600
AES CORP
COM
00130H105
30
2200
SH
SOLE
0
0
0
2200
AON PLC
SHS CL A
G0408V102
2
25
SH
SOLE
0
0
0
25
AMERICAN EXPRESS CO
COM
025816109
24
254
SH
SOLE
0
0
0
254
CHUBB CORP
COM
171232101
82
790
SH
SOLE
0
0
0
790
ARCHER DANIELS MIDLAND CO
COM
039483102
5
89
SH
SOLE
0
0
0
89
CEMEX SAB DE CV
SPON ADR NEW
151290889
0
6
SH
SOLE
0
0
0
6
EDWARDS LIFESCIENCES CORP
COM
28176E108
0
2
SH
SOLE
0
0
0
2
KELLOGG CO
COM
487836108
3
43
SH
SOLE
0
0
0
43
EXPRESS SCRIPTS HLDG CO
COM
30219G108
107
1258
SH
SOLE
0
0
0
1258
DOW CHEM CO
COM
260543103
14
315
SH
SOLE
0
0
0
315
EASTMAN CHEM CO
COM
277432100
7
98
SH
SOLE
0
0
0
98
ACTAVIS PLC
SHS
G0083B108
3
10
SH
SOLE
0
0
0
10
LIONS GATE ENTMNT CORP
COM NEW
535919203
3
100
SH
SOLE
0
0
0
100
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1345
33597
SH
SOLE
0
0
0
33597
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
678
3
SH
SOLE
0
0
0
3
EVEREST RE GROUP LTD
COM
G3223R108
1
7
SH
SOLE
0
0
0
7
WESTERN DIGITAL CORP
COM
958102105
138
1250
SH
SOLE
0
0
0
1250
VALERO ENERGY CORP NEW
COM
91913Y100
4
83
SH
SOLE
0
0
0
83
PLUM CREEK TIMBER CO INC
COM
729251108
1468
34305
SH
SOLE
0
0
0
34305
PALL CORP
COM
696429307
121
1200
SH
SOLE
0
0
0
1200
PNM RES INC
COM
69349H107
87
2934
SH
SOLE
0
0
0
2934
ENSCO PLC
SHS CLASS A
G3157S106
1
27
SH
SOLE
0
0
0
27
ISHARES TR
CORE US AGGBD ET
464287226
95
865
SH
SOLE
0
0
0
865
FRONTIER COMMUNICATIONS CORP
COM
35906A108
3
400
SH
SOLE
0
0
0
400
W P CAREY INC
COM
92936U109
36
515
SH
SOLE
0
0
0
515
AMDOCS LTD
SHS
G02602103
2
44
SH
SOLE
0
0
0
44
BIOGEN IDEC INC
COM
09062X103
8
25
SH
SOLE
0
0
0
25
ISHARES TR
TIPS BD ETF
464287176
112
1000
SH
SOLE
0
0
0
1000
COCA COLA ENTERPRISES INC NE
COM
19122T109
2
55
SH
SOLE
0
0
0
55
CARNIVAL CORP
PAIRED CTF
143658300
5
100
SH
SOLE
0
0
0
100
CLOROX CO DEL
COM
189054109
94
900
SH
SOLE
0
0
0
900
SCHEIN HENRY INC
COM
806407102
127
931
SH
SOLE
0
0
0
931
AIR PRODS & CHEMS INC
COM
009158106
14
100
SH
SOLE
0
0
0
100
SHIRE PLC
SPONSORED ADR
82481R106
5
23
SH
SOLE
0
0
0
23
DOLLAR GEN CORP NEW
COM
256677105
2
30
SH
SOLE
0
0
0
30
MUELLER INDS INC
COM
624756102
92
2691
SH
SOLE
0
0
0
2691
LENNAR CORP
CL A
526057104
59
1309
SH
SOLE
0
0
0
1309
CONSOLIDATED EDISON INC
COM
209115104
163
2463
SH
SOLE
0
0
0
2463
REDWOOD TR INC
COM
758075402
4
200
SH
SOLE
0
0
0
200
DELAWARE INVT NAT MUNI INC F
SH BEN INT
24610T108
444
33950
SH
SOLE
0
0
0
33950
MEAD JOHNSON NUTRITION CO
COM
582839106
3
25
SH
SOLE
0
0
0
25
TIFFANY & CO NEW
COM
886547108
10
95
SH
SOLE
0
0
0
95
FREEPORT-MCMORAN INC
CL B
35671D857
5
200
SH
SOLE
0
0
0
200
TRAVELERS COMPANIES INC
COM
89417E109
8
76
SH
SOLE
0
0
0
76
MONSTER BEVERAGE CORP
COM
611740101
3
30
SH
SOLE
0
0
0
30
WEYERHAEUSER CO
COM
962166104
183
5100
SH
SOLE
0
0
0
5100
MASCO CORP
COM
574599106
9
344
SH
SOLE
0
0
0
344
NEW YORK CMNTY BANCORP INC
COM
649445103
5
300
SH
SOLE
0
0
0
300
EATON CORP PLC
SHS
G29183103
54
800
SH
SOLE
0
0
0
800
LEUCADIA NATL CORP
COM
527288104
13
600
SH
SOLE
0
0
0
600
PARTNERRE LTD
COM
G6852T105
3
30
SH
SOLE
0
0
0
30
RAYONIER INC
COM
754907103
6
201
SH
SOLE
0
0
0
201
PRICE T ROWE GROUP INC
COM
74144T108
343
4000
SH
SOLE
0
0
0
4000
WEINGARTEN RLTY INVS
SH BEN INT
948741103
8
225
SH
SOLE
0
0
0
225
STANLEY BLACK & DECKER INC
COM
854502101
141
1468
SH
SOLE
0
0
0
1468
SNAP ON INC
COM
833034101
128
936
SH
SOLE
0
0
0
936
REYNOLDS AMERICAN INC
COM
761713106
32
500
SH
SOLE
0
0
0
500
HARSCO CORP
COM
415864107
59
3100
SH
SOLE
0
0
0
3100
CHURCH & DWIGHT INC
COM
171340102
91
1153
SH
SOLE
0
0
0
1153
LINCOLN NATL CORP IND
COM
534187109
2
28
SH
SOLE
0
0
0
28
SANOFI
SPONSORED ADR
80105N105
23
500
SH
SOLE
0
0
0
500
NOVO-NORDISK A S
ADR
670100205
3
60
SH
SOLE
0
0
0
60
ALLERGAN INC
COM
018490102
20
94
SH
SOLE
0
0
0
94
BECTON DICKINSON & CO
COM
075887109
196
1412
SH
SOLE
0
0
0
1412
ENTERPRISE PRODS PARTNERS L
COM
293792107
9
250
SH
SOLE
0
0
0
250
METLIFE INC
COM
59156R108
7
123
SH
SOLE
0
0
0
123
COOPER COS INC
COM NEW
216648402
11
68
SH
SOLE
0
0
0
68
YUM BRANDS INC
COM
988498101
110
1509
SH
SOLE
0
0
0
1509
AMPHENOL CORP NEW
CL A
032095101
127
2352
SH
SOLE
0
0
0
2352
TRANSCANADA CORP
COM
89353D107
177
3597
SH
SOLE
0
0
0
3597
CHICAGO BRIDGE & IRON CO N V
COM
167250109
35
825
SH
SOLE
0
0
0
825
BALL CORP
COM
058498106
3
40
SH
SOLE
0
0
0
40
GOOGLE INC
CL A
38259P508
37
70
SH
SOLE
0
0
0
70
STONE ENERGY CORP
COM
861642106
1
30
SH
SOLE
0
0
0
30
DIRECTV
COM
25490A309
107
1234
SH
SOLE
0
0
0
1234
DENTSPLY INTL INC NEW
COM
249030107
80
1500
SH
SOLE
0
0
0
1500
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
32
559
SH
SOLE
0
0
0
559
VANGUARD INDEX FDS
VALUE ETF
922908744
22
265
SH
SOLE
0
0
0
265
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
57
543
SH
SOLE
0
0
0
543
VANGUARD INDEX FDS
REIT ETF
922908553
468
5772
SH
SOLE
0
0
0
5772
CHENIERE ENERGY INC
COM NEW
16411R208
4
52
SH
SOLE
0
0
0
52
NATIONAL FUEL GAS CO N J
COM
636180101
23
328
SH
SOLE
0
0
0
328
CANADIAN NATL RY CO
COM
136375102
3
46
SH
SOLE
0
0
0
46
NEWFIELD EXPL CO
COM
651290108
3
100
SH
SOLE
0
0
0
100
VANGUARD INDEX FDS
SMALL CP ETF
922908751
97
828
SH
SOLE
0
0
0
828
ACCO BRANDS CORP
COM
00081T108
2
223
SH
SOLE
0
0
0
223
NUVEEN SELECT TAX FREE INCM
SH BEN INT
67062F100
642
45010
SH
SOLE
0
0
0
45010
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
31
600
SH
SOLE
0
0
0
600
GREENBRIER COS INC
COM
393657101
3
48
SH
SOLE
0
0
0
48
NUVEEN GA DIV ADV MUN FD 2
COM
67072B107
38
3000
SH
SOLE
0
0
0
3000
BAIDU INC
SPON ADR REP A
056752108
4
17
SH
SOLE
0
0
0
17
ISHARES
MICRO-CAP ETF
464288869
136
1772
SH
SOLE
0
0
0
1772
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
2
8
SH
SOLE
0
0
0
8
OLD DOMINION FGHT LINES INC
COM
679580100
2
26
SH
SOLE
0
0
0
26
WALTER ENERGY INC
COM
93317Q105
0
39
SH
SOLE
0
0
0
39
VIACOM INC NEW
CL B
92553P201
13
173
SH
SOLE
0
0
0
173
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
21
3000
SH
SOLE
0
0
0
3000
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
0
12
SH
SOLE
0
0
0
12
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
102
1000
SH
SOLE
0
0
0
1000
POTLATCH CORP NEW
COM
737630103
211
5050
SH
SOLE
0
0
0
5050
CBS CORP NEW
CL B
124857202
10
173
SH
SOLE
0
0
0
173
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
41
525
SH
SOLE
0
0
0
525
ANSYS INC
COM
03662Q105
3
35
SH
SOLE
0
0
0
35
TEREX CORP NEW
COM
880779103
8
300
SH
SOLE
0
0
0
300
THERMO FISHER SCIENTIFIC INC
COM
883556102
41
331
SH
SOLE
0
0
0
331
FIDELITY NATL INFORMATION SV
COM
31620M106
3
50
SH
SOLE
0
0
0
50
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
52
2000
SH
SOLE
0
0
0
2000
MAGELLAN PETE CORP
COM
559091301
0
100
SH
SOLE
0
0
0
100
SILVER WHEATON CORP
COM
828336107
30
1500
SH
SOLE
0
0
0
1500
WESTERN ASSET CLYM INFL SEC
COM SH BEN INT
95766Q106
46
4000
SH
SOLE
0
0
0
4000
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
0
14
SH
SOLE
0
0
0
14
PRECISION CASTPARTS CORP
COM
740189105
1
5
SH
SOLE
0
0
0
5
TEXAS ROADHOUSE INC
COM
882681109
7
200
SH
SOLE
0
0
0
200
COMPASS MINERALS INTL INC
COM
20451N101
28
325
SH
SOLE
0
0
0
325
NUVEEN SELECT TAX FREE INCM
SH BEN INT
67063C106
309
22700
SH
SOLE
0
0
0
22700
WESTERN ASSET INTM MUNI FD I
COM
958435109
998
102283
SH
SOLE
0
0
0
102283
IMMERSION CORP
COM
452521107
5
500
SH
SOLE
0
0
0
500
FLOWSERVE CORP
COM
34354P105
82
1364
SH
SOLE
0
0
0
1364
NUVEEN NY MUN VALUE FD
COM
67062M105
102
10425
SH
SOLE
0
0
0
10425
NUVEEN NY DIVID ADVNTG MUN F
COM
67066X107
6363
470295
SH
SOLE
0
0
0
470295
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
0
3
SH
SOLE
0
0
0
3
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
4
103
SH
SOLE
0
0
0
103
NUVEEN DIV ADVANTAGE MUN FD
COM
67070F100
1679
118960
SH
SOLE
0
0
0
118960
SPDR SERIES TRUST
NUVN BR SHT MUNI
78464A425
210
8642
SH
SOLE
0
0
0
8642
NUVEEN MASS PREM INCOME MUN
COM
67061E104
405
30603
SH
SOLE
0
0
0
30603
HESS CORP
COM
42809H107
59
800
SH
SOLE
0
0
0
800
UNIVERSAL ELECTRS INC
COM
913483103
7
108
SH
SOLE
0
0
0
108
VALLEY NATL BANCORP
COM
919794107
6
586
SH
SOLE
0
0
0
586
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
39
740
SH
SOLE
0
0
0
740
EQUINIX INC
COM NEW
29444U502
12
51
SH
SOLE
0
0
0
51
CORE MARK HOLDING CO INC
COM
218681104
1
19
SH
SOLE
0
0
0
19
WYNDHAM WORLDWIDE CORP
COM
98310W108
121
1412
SH
SOLE
0
0
0
1412
WISDOMTREE TR
INTL SMCAP DIV
97717W760
1221
21984
SH
SOLE
0
0
0
21984
BLACKROCK N J MUN INCOME TR
SH BEN INT
09248J101
46
3000
SH
SOLE
0
0
0
3000
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
25
430
SH
SOLE
0
0
0
430
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
3
33
SH
SOLE
0
0
0
33
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
19
525
SH
SOLE
0
0
0
525
WISDOMTREE TR
DEFA FD
97717W703
149
3000
SH
SOLE
0
0
0
3000
ISHARES TR
CORE S&P TTL STK
464287150
283
3014
SH
SOLE
0
0
0
3014
NUVEEN DIVID ADV MUN FD 3
COM SH BEN INT
67070X101
1029
74648
SH
SOLE
0
0
0
74648
NUVEEN SELECT TAX FREE INCM
SH BEN INT
67063X100
1751
122930
SH
SOLE
0
0
0
122930
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
520
5508
SH
SOLE
0
0
0
5508
HEICO CORP NEW
CL A
422806208
15
312
SH
SOLE
0
0
0
312
GARTNER INC
COM
366651107
138
1639
SH
SOLE
0
0
0
1639
HORNBECK OFFSHORE SVCS INC N
COM
440543106
19
750
SH
SOLE
0
0
0
750
BLACKROCK MUNIHLDGS NY QLTY
COM
09255C106
10
709
SH
SOLE
0
0
0
709
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
2
114
SH
SOLE
0
0
0
114
NUVEEN MD PREM INCOME MUN FD
COM
67061Q107
3126
247150
SH
SOLE
0
0
0
247150
NUVEEN NY PERFORM PLUS MUN F
COM
67062R104
168
11600
SH
SOLE
0
0
0
11600
NUVEEN NY SELECT TAX FREE PR
SH BEN INT
67063V104
425
31135
SH
SOLE
0
0
0
31135
SL GREEN RLTY CORP
COM
78440X101
26
215
SH
SOLE
0
0
0
215
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
12
300
SH
SOLE
0
0
0
300
SYNCHRONOSS TECHNOLOGIES INC
COM
87157B103
4
88
SH
SOLE
0
0
0
88
NUVEEN CAL AMT-FREE MUN INC
COM
670651108
615
41698
SH
SOLE
0
0
0
41698
PROSHARES TR
PSHS SHTRUSS2000
74347R826
9
600
SH
SOLE
0
0
0
600
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
1080
23049
SH
SOLE
0
0
0
23049
FIRST TR EXCHANGE TRADED FD
NY ARCA BIOTECH
33733E203
11
103
SH
SOLE
0
0
0
103
ISHARES
IBOXX HI YD ETF
464288513
902
10063
SH
SOLE
0
0
0
10063
ISHARES
1-3 YR CR BD ETF
464288646
155
1475
SH
SOLE
0
0
0
1475
DELTA AIR LINES INC DEL
COM NEW
247361702
5
103
SH
SOLE
0
0
0
103
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
9
150
SH
SOLE
0
0
0
150
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
28
338
SH
SOLE
0
0
0
338
TRINA SOLAR LIMITED
SPON ADR
89628E104
2
200
SH
SOLE
0
0
0
200
HANSEN MEDICAL INC
COM
411307101
10
17303
SH
SOLE
0
0
0
17303
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X871
14
500
SH
SOLE
0
0
0
500
ISHARES
INTL SEL DIV ETF
464288448
104
3093
SH
SOLE
0
0
0
3093
WISDOMTREE TR
EMERG MKTS ETF
97717W315
215
5102
SH
SOLE
0
0
0
5102
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
211
5574
SH
SOLE
0
0
0
5574
ISHARES
NAT AMT FREE BD
464288414
1381
12515
SH
SOLE
0
0
0
12515
SPDR SERIES TRUST
NUVN BRCLY MUNI
78464A458
2753
113950
SH
SOLE
0
0
0
113950
MARKET VECTORS ETF TR
AGRIBUS ETF
57060U605
32
600
SH
SOLE
0
0
0
600
FIRST MAJESTIC SILVER CORP
COM
32076V103
25
5000
SH
SOLE
0
0
0
5000
TIME WARNER CABLE INC
COM
88732J207
4
25
SH
SOLE
0
0
0
25
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
2888
30304
SH
SOLE
0
0
0
30304
FIRST TR ISE WATER INDEX FD
COM
33733B100
7
198
SH
SOLE
0
0
0
198
CLAYMORE EXCHANGE TRD FD TR
GUGG TIMBER ETF
18383Q879
491
20245
SH
SOLE
0
0
0
20245
NUVEEN NJ DIV ADVANTAGE MUN
COM
67069Y102
699
51873
SH
SOLE
0
0
0
51873
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
949
21982
SH
SOLE
0
0
0
21982
NETSUITE INC
COM
64118Q107
1
6
SH
SOLE
0
0
0
6
ISHARES
INTL DEV RE ETF
464288489
161
5355
SH
SOLE
0
0
0
5355
POWERSHARES GLOBAL ETF TRUST
INSUR NATL MUN
73936T474
3162
124434
SH
SOLE
0
0
0
124434
ISHARES
INTERM CR BD ETF
464288638
330
3019
SH
SOLE
0
0
0
3019
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
181
4680
SH
SOLE
0
0
0
4680
CHIMERA INVT CORP
COM
16934Q109
2
500
SH
SOLE
0
0
0
500
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
17
468
SH
SOLE
0
0
0
468
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
17
394
SH
SOLE
0
0
0
394
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
7
306
SH
SOLE
0
0
0
306
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
21
342
SH
SOLE
0
0
0
342
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
7
246
SH
SOLE
0
0
0
246
FIRST TR EXCHANGE TRADED FD
UTILITIES ALPH
33734X184
6
248
SH
SOLE
0
0
0
248
ISHARES
EAFE SML CP ETF
464288273
3564
76301
SH
SOLE
0
0
0
76301
MSCI INC
COM
55354G100
1
18
SH
SOLE
0
0
0
18
VISA INC
COM CL A
92826C839
31
118
SH
SOLE
0
0
0
118
PHILIP MORRIS INTL INC
COM
718172109
50
618
SH
SOLE
0
0
0
618
FEI CO
COM
30241L109
27
300
SH
SOLE
0
0
0
300
ISHARES
MSCI ACWI US ETF
464288240
454
10551
SH
SOLE
0
0
0
10551
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
2
30
SH
SOLE
0
0
0
30
FIRST TR FTSE EPRA/NAREIT DE
COM
33736N101
5
124
SH
SOLE
0
0
0
124
SPDR SERIES TRUST
NUVN BR NY MUNI
78464A433
251
10600
SH
SOLE
0
0
0
10600
NUVEEN NY DIV ADVANTG MUN FD
COM
67070A101
10677
807057
SH
SOLE
0
0
0
807057
ISHARES
NY AMTFRE MU ETF
464288323
268
2400
SH
SOLE
0
0
0
2400
POWERSHARES GLOBAL ETF TRUST
NY MUNI BD ETF
73936T458
2592
105996
SH
SOLE
0
0
0
105996
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
9
200
SH
SOLE
0
0
0
200
FIRST TR EXCHANGE TRADED FD
NASDAQ 100 EX
33733E401
8
190
SH
SOLE
0
0
0
190
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
2
35
SH
SOLE
0
0
0
35
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
1001
22575
SH
SOLE
0
0
0
22575
ATHENAHEALTH INC
COM
04685W103
58
400
SH
SOLE
0
0
0
400
LORILLARD INC
COM
544147101
1
15
SH
SOLE
0
0
0
15
SPAR GROUP INC
COM
784933103
2
1200
SH
SOLE
0
0
0
1200
THRESHOLD PHARMACEUTICAL INC
COM NEW
885807206
3
1000
SH
SOLE
0
0
0
1000
PDF SOLUTIONS INC
COM
693282105
4
250
SH
SOLE
0
0
0
250
PROVECTUS BIOPHARMACEUTICALS
COM
74373P108
2
2000
SH
SOLE
0
0
0
2000
REGENCY ENERGY PARTNERS L P
COM UNITS L P
75885Y107
24
1020
SH
SOLE
0
0
0
1020
HUNTINGTON BANCSHARES INC
PFD CONV SER A
446150401
7
5
SH
SOLE
0
0
0
5
ISHARES
MSCI ACWI ETF
464288257
60
1020
SH
SOLE
0
0
0
1020
FRANCO NEVADA CORP
COM
351858105
49
1000
SH
SOLE
0
0
0
1000
ISHARES
GL TIMB FORE ETF
464288174
4560
86140
SH
SOLE
0
0
0
86140
WISDOMTREE TR
AUST NEW ZEAL DB
97717W216
210
11101
SH
SOLE
0
0
0
11101
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
62
1030
SH
SOLE
0
0
0
1030
MARKET VECTORS ETF TR
INDONESIA ETF
57060U753
29
1200
SH
SOLE
0
0
0
1200
HSN INC
COM
404303109
115
1514
SH
SOLE
0
0
0
1514
TRIPADVISOR INC
COM
896945201
22
300
SH
SOLE
0
0
0
300
SPDR SERIES TRUST
INTR TRM CORP BD
78464A375
62
1800
SH
SOLE
0
0
0
1800
WALTER INVT MGMT CORP
COM
93317W102
0
14
SH
SOLE
0
0
0
14
NUVEEN NEW YORK MUN VALUE FD
COM
670706100
189
12800
SH
SOLE
0
0
0
12800
NUVEEN CALIF MUNICPAL VALU F
COM
6706EB106
1407
84180
SH
SOLE
0
0
0
84180
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
339
3935
SH
SOLE
0
0
0
3935
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
5
51
SH
SOLE
0
0
0
51
PIMCO ETF TR
7-15 YR US TRS
72201R700
94
1100
SH
SOLE
0
0
0
1100
CLEANTECH SOLUTIONS INTL INC
COM NEW
18451N204
3
1000
SH
SOLE
0
0
0
1000
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
48
958
SH
SOLE
0
0
0
958
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
120
4158
SH
SOLE
0
0
0
4158
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
1607
32760
SH
SOLE
0
0
0
32760
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
3143
39468
SH
SOLE
0
0
0
39468
AOL INC
COM
00184X105
0
9
SH
SOLE
0
0
0
9
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
209
3794
SH
SOLE
0
0
0
3794
PIMCO ETF TR
INTER MUN BD ACT
72201R866
543
10120
SH
SOLE
0
0
0
10120
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
307
10626
SH
SOLE
0
0
0
10626
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
752
31451
SH
SOLE
0
0
0
31451
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
305
5485
SH
SOLE
0
0
0
5485
SPDR SERIES TRUST
BARC SHT TR CP
78464A474
1126
36838
SH
SOLE
0
0
0
36838
MARKET VECTORS ETF TR
EGYPT INDX ETF
57061R569
6
100
SH
SOLE
0
0
0
100
POWERSHARES ETF TR II
BUILD AMER ETF
73937B407
3246
106643
SH
SOLE
0
0
0
106643
FINANCIAL ENGINES INC
COM
317485100
4
101
SH
SOLE
0
0
0
101
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
47
598
SH
SOLE
0
0
0
598
NUVEEN BUILD AMER BD FD
COM
67074C103
15740
743131
SH
SOLE
0
0
0
743131
SPDR SERIES TRUST
BRC BLD AMER BD
78464A276
2386
37895
SH
SOLE
0
0
0
37895
TESLA MTRS INC
COM
88160R101
44
200
SH
SOLE
0
0
0
200
ACCESS MIDSTREAM PARTNERS L
UNIT
00434L109
14
250
SH
SOLE
0
0
0
250
NXP SEMICONDUCTORS N V
COM
N6596X109
1
14
SH
SOLE
0
0
0
14
WISDOMTREE TR
EM LCL DEBT FD
97717X867
69
1660
SH
SOLE
0
0
0
1660
ALPS ETF TR
ALERIAN MLP
00162Q866
93
5300
SH
SOLE
0
0
0
5300
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
8
44
SH
SOLE
0
0
0
44
GUGGENHEIM BLD AMR BDS MANG
COM
401664107
17
750
SH
SOLE
0
0
0
750
EXAMWORKS GROUP INC
COM
30066A105
27
645
SH
SOLE
0
0
0
645
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
214
4000
SH
SOLE
0
0
0
4000
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
1
25
SH
SOLE
0
0
0
25
NUVEEN BUILD AMER BD OPPTNY
COM
67074Q102
12999
592208
SH
SOLE
0
0
0
592208
SCHWAB STRATEGIC TR
US REIT ETF
808524847
3
89
SH
SOLE
0
0
0
89
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
0
2
SH
SOLE
0
0
0
2
NIELSEN N V
COM
N63218106
3
61
SH
SOLE
0
0
0
61
VANGUARD STAR FD
VG TL INTL STK F
921909768
48
1000
SH
SOLE
0
0
0
1000
NUVEEN ENERGY MLP TOTL RTRNF
COM
67074U103
1302
64081
SH
SOLE
0
0
0
64081
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
598
24905
SH
SOLE
0
0
0
24905
TESORO LOGISTICS LP
COM UNIT LP
88160T107
17
290
SH
SOLE
0
0
0
290
POINTS INTL LTD
COM NEW
730843208
17
1300
SH
SOLE
0
0
0
1300
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
169
3223
SH
SOLE
0
0
0
3223
DUNKIN BRANDS GROUP INC
COM
265504100
4
104
SH
SOLE
0
0
0
104
ISHARES
EM MKT SM-CP ETF
464286475
103
2290
SH
SOLE
0
0
0
2290
WPX ENERGY INC
COM
98212B103
0
26
SH
SOLE
0
0
0
26
ISHARES
MSCI FRNTR100ETF
464286145
213
6928
SH
SOLE
0
0
0
6928
PHILLIPS 66
COM
718546104
37
511
SH
SOLE
0
0
0
511
ORGANOVO HLDGS INC
COM
68620A104
3
360
SH
SOLE
0
0
0
360
SPDR SER TR
SHT TRM HGH YLD
78468R408
4622
159869
SH
SOLE
0
0
0
159869
WISDOMTREE TR
WSDM EMKTBD FD
97717X784
7
100
SH
SOLE
0
0
0
100
FACEBOOK INC
CL A
30303M102
151
1933
SH
SOLE
0
0
0
1933
GLOBAL X FDS
GLBL X MLP ETF
37950E473
58
3650
SH
SOLE
0
0
0
3650
SERVICENOW INC
COM
81762P102
1
15
SH
SOLE
0
0
0
15
TORTOISE ENERGY INDEPENDENC
COM
89148K101
38
2000
SH
SOLE
0
0
0
2000
KRAFT FOODS GROUP INC
COM
50076Q106
26
413
SH
SOLE
0
0
0
413
LINNCO LLC
COMSHS LTD INT
535782106
15
1400
SH
SOLE
0
0
0
1400
ISHARES INC
CORE MSCI EMKT
46434G103
6647
141332
SH
SOLE
0
0
0
141332
ISHARES TR
CORE MSCITOTAL
46432F834
601
11278
SH
SOLE
0
0
0
11278
ISHARES TR
CORE MSCI EAFE
46432F842
4198
75886
SH
SOLE
0
0
0
75886
ABBVIE INC
COM
00287Y109
53
811
SH
SOLE
0
0
0
811
NUVEEN INT DUR QUAL MUN TRM
COM
670677103
156
12300
SH
SOLE
0
0
0
12300
VALERO ENERGY PARTNERS LP
COM UNT REP LP
91914J102
61
1400
SH
SOLE
0
0
0
1400
TAYLOR MORRISON HOME CORP
CL A
87724P106
2
100
SH
SOLE
0
0
0
100
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
1560
31995
SH
SOLE
0
0
0
31995
DOUBLELINE INCOME SOLUTIONS
COM
258622109
379
19035
SH
SOLE
0
0
0
19035
MURPHY USA INC
COM
626755102
0
7
SH
SOLE
0
0
0
7
FOUNDATION MEDICINE INC
COM
350465100
44
2000
SH
SOLE
0
0
0
2000
EMPIRE ST RLTY OP L P
UNIT LTD PRTNSP
292102100
38
2151
SH
SOLE
0
0
0
2151
TWITTER INC
COM
90184L102
6
165
SH
SOLE
0
0
0
165
WAL-MART STORES INC
COM
931142103
0
1700
SH
Put
SOLE
0
0
0
1700
SANTANDER CONSUMER USA HDG I
COM
80283M101
20
1000
SH
SOLE
0
0
0
1000
MARKET VECTORS ETF TR
SHT HG MUN ETF
57061R486
4186
163919
SH
SOLE
0
0
0
163919
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
76
1728
SH
SOLE
0
0
0
1728
FIDELITY
MSCI MATLS INDEX
316092881
80
2902
SH
SOLE
0
0
0
2902
PROSHARES TR
PSHS ULSHT SP500
74347B300
1
1000
SH
Call
SOLE
0
0
0
1000
GOOGLE INC
CL C
38259P706
31
58
SH
SOLE
0
0
0
58
SPDR SER TR
BRCLY HGH YIEL
78468R846
2
79
SH
SOLE
0
0
0
79
OPOWER INC
COM
68375Y109
14
1000
SH
SOLE
0
0
0
1000
SPDR S&P 500 ETF TR
TR UNIT
78462F103
0
1000
SH
Put
SOLE
0
0
0
1000
CLOROX CO DEL
COM
189054109
0
900
SH
Put
SOLE
0
0
0
900
COCA COLA CO
COM
191216100
0
2500
SH
Put
SOLE
0
0
0
2500
TIME INC NEW
COM
887228104
0
18
SH
SOLE
0
0
0
18
NOW INC
COM
67011P100
5
200
SH
SOLE
0
0
0
200
ISHARES TR
CORE MSCI EURO
46434V738
13
300
SH
SOLE
0
0
0
300
RAYONIER ADVANCED MATLS INC
COM
75508B104
1
67
SH
SOLE
0
0
0
67
J P MORGAN EXCHANGE TRADED F
DIV RTN GLB EQ
46641Q100
809
16595
SH
SOLE
0
0
0
16595
OVERSEAS SHIPHOLDING GROUP I
COM CL B
69036R400
0
26
SH
SOLE
0
0
0
26
SPDR S&P 500 ETF TR
TR UNIT
78462F103
21
3300
SH
Call
SOLE
0
0
0
3300
SPDR S&P 500 ETF TR
TR UNIT
78462F103
0
2500
SH
Put
SOLE
0
0
0
2500
SPDR S&P 500 ETF TR
TR UNIT
78462F103
20
5500
SH
Call
SOLE
0
0
0
5500
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
17
160
SH
SOLE
0
0
0
160
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1
1000
SH
Put
SOLE
0
0
0
1000
WAL-MART STORES INC
COM
931142103
0
1500
SH
Put
SOLE
0
0
0
1500
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1
400
SH
Call
SOLE
0
0
0
400
HALYARD HEALTH INC
COM
40650V100
2
33
SH
SOLE
0
0
0
33
CME GROUP INC
COM
12572Q105
3
1000
SH
Call
SOLE
0
0
0
1000
COCA COLA CO
COM
191216100
1
2500
SH
Put
SOLE
0
0
0
2500
SPDR S&P 500 ETF TR
TR UNIT
78462F103
11
7500
SH
Put
SOLE
0
0
0
7500
WAL-MART STORES INC
COM
931142103
1
1500
SH
Put
SOLE
0
0
0
1500
CME GROUP INC
COM
12572Q105
3
1200
SH
Call
SOLE
0
0
0
1200
SPDR S&P 500 ETF TR
TR UNIT
78462F103
7
2000
SH
Put
SOLE
0
0
0
2000
WALGREENS BOOTS ALLIANCE INC
COM
931427108
0
1500
SH
Put
SOLE
0
0
0
1500