0001599390-17-000004.txt : 20171114 0001599390-17-000004.hdr.sgml : 20171114 20171113175320 ACCESSION NUMBER: 0001599390-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HWG Holdings LP CENTRAL INDEX KEY: 0001599390 IRS NUMBER: 272794431 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15889 FILM NUMBER: 171197516 BUSINESS ADDRESS: STREET 1: 1111 NORTH LOOP WEST STREET 2: SUITE 1110 CITY: HOUSTON STATE: TX ZIP: 77008 BUSINESS PHONE: 713-980-8820 MAIL ADDRESS: STREET 1: 1111 NORTH LOOP WEST STREET 2: SUITE 1110 CITY: HOUSTON STATE: TX ZIP: 77008 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001599390 XXXXXXXX 09-30-2017 09-30-2017 HWG Holdings LP

1111 NORTH LOOP WEST SUITE 1110 HOUSTON TX 77008

13F HOLDINGS REPORT 028-15889 N Richea Powell 713-980-8820 Richea Powell Houston TX 11-13-2017 0 0 0 false INFORMATION TABLE 2 inftable.xml 3M COMPANY COM 88579y101 17 80 SH SOLE 80 0 0 ABBVIE INC COM USD0.01 COM 00287y109 22 250 SH SOLE 250 0 0 ACADIA PHARMACEUTICALSINC COM COM 004225108 17 460 SH SOLE 460 0 0 ACADIA PHARMACEUTICALSINC COM COM 004225108 1243 33000 SH Call SOLE 33000 0 0 ALARM COM HLDGS INC COM COM 011642105 1372 30374 SH SOLE 30374 0 0 ALIGN TECHNOLOGY INC COM COM 016255101 84 450 SH SOLE 450 0 0 ALLEGIANCE BANCSHARESINC COM COM 01748h107 884 24023 SH SOLE 24023 0 0 AMAZON.COM INC COM 023135106 30 31 SH SOLE 31 0 0 APACHE CORP COM 037411105 76 1667 SH SOLE 1667 0 0 APPLE INC COM 037833100 4083 26490 SH SOLE 26490 0 0 APPLIED OPTOELECTRONICSINC COM COM 03823u102 2502 38691 SH SOLE 38691 0 0 APPLIED OPTOELECTRONICSINC COM COM 03823u102 2626 40600 SH Call SOLE 40600 0 0 APPLIED OPTOELECTRONICSINC COM COM 03823u102 2218 34300 SH Call SOLE 34300 0 0 APPLIED OPTOELECTRONICSINC COM COM 03823u102 2069 32000 SH Call SOLE 32000 0 0 APPLIED OPTOELECTRONICSINC COM COM 03823u102 491 7600 SH Call SOLE 7600 0 0 APPLIED OPTOELECTRONICSINC COM COM 03823u102 129 2000 SH Call SOLE 2000 0 0 AT&T INC COM USD1 COM 00206r102 913 23313 SH SOLE 23313 0 0 BANK OF AMERICA CORP COM 060505104 116 4568 SH SOLE 4568 0 0 BLACK STONE MINERALS LP COM UN COM 09225m101 16 900 SH SOLE 900 0 0 CATALENT INC COM COM 148806102 761 19058 SH SOLE 19058 0 0 CELGENE CORP COM 151020104 1501 10296 SH SOLE 10296 0 0 CHEVRON CORP NEW COM COM 166764100 381 3241 SH SOLE 3241 0 0 CITIGROUP INC COMNEW COM 172967424 63 861 SH SOLE 861 0 0 COHEN &STEERS TOTAL RETURNFD C COM 19247r103 0 38 SH SOLE 38 0 0 COHERENT INC COM 192479103 4257 18100 SH Call SOLE 18100 0 0 COMCAST CORP NEW CLA COM 20030n101 33 847 SH SOLE 847 0 0 COMERICA INC COM 200340107 4 48 SH SOLE 48 0 0 CORESITE REALTY CORP COMUSD0.0 COM 21870q105 1916 17126 SH SOLE 17126 0 0 DOWDUPONT INC COM COM 26078j100 22 321 SH SOLE 321 0 0 DYCOM INDS INC COM COM 267475101 2370 27600 SH Call SOLE 27600 0 0 DYCOM INDS INC COM COM 267475101 524 6100 SH Call SOLE 6100 0 0 ENBRIDGE ENERGY PARTNERSL P CO COM 29250r106 18 1155 SH SOLE 1155 0 0 EPR PPTYS SBI USD0.01 COM 26884u109 4 59 SH SOLE 59 0 0 EWDE HOLDING INC COM STK COM 000993402 0 500 SH SOLE 500 0 0 EXXON MOBIL CORP COM 30231g102 211 2579 SH SOLE 2579 0 0 FACEBOOK INC COM USD0.000006CL COM 30303m102 4369 25570 SH SOLE 25570 0 0 FIRST TR NASDAQ 100 TECHNOLOGY COM 337345102 2859 41958 SH SOLE 41958 0 0 GENERAL ELECTRIC CO COM 369604103 11 450 SH SOLE 450 0 0 GENERAL MOTORS CORP ESCROW 4TH COM 370esc121 0 100 SH SOLE 100 0 0 Global X Robotics & Artificial COM 37954Y715 30 1398 SH SOLE 1398 0 0 HOLLYFRONTIER CORPORATIONCOM U COM 436106108 11 297 SH SOLE 297 0 0 IDEXX LABS CORP COM 45168d104 318 2043 SH SOLE 2043 0 0 ILLUMINA INC COM COM 452327109 985 4943 SH SOLE 4943 0 0 INTUITIVE SURGICAL INCCOM NEW COM 46120e602 1956 1870 SH SOLE 1870 0 0 ISHARES CORE S&P 500ETF COM 464287200 13679 54081 SH SOLE 54081 0 0 ISHARES CORE S&P MID-CAPETF COM 464287507 1864 10417 SH SOLE 10417 0 0 ISHARES CORE S&P SMALL-CAPETF COM 464287804 1512 20366 SH SOLE 20366 0 0 ISHARES INC MSCI BRZ CAPETF COM 464286400 2256 54108 SH SOLE 54108 0 0 ISHARES INC MSCI SPANCP ETF COM 464286764 4879 144596 SH SOLE 144596 0 0 ISHARES RUSSELL 1000GROWTH ETF COM 464287614 14082 112601 SH SOLE 112601 0 0 ISHARES RUSSELL 1000VALUE ETF COM 464287598 2170 18312 SH SOLE 18312 0 0 ISHARES TR INTL DIV GRWTH COM 46435g524 3717 64819 SH SOLE 64819 0 0 JOHNSON & JOHNSON COM 478160104 7 57 SH SOLE 57 0 0 JPMORGAN CHASE & CO COM 46625h100 152 1595 SH SOLE 1595 0 0 KEMET CORP COM NEW COM 488360207 23 1100 SH SOLE 1100 0 0 LAM RESEARCH CORP COM 512807108 1 7 SH SOLE 7 0 0 LOCKHEED MARTIN CORP COM 539830109 36 116 SH SOLE 116 0 0 MAGELLAN MIDSTREAM PRTNRSLP CO COM 559080106 11 150 SH SOLE 150 0 0 MIRANT CORP COM ESC 3RDDISTRIB COM 604675991 0 100 SH SOLE 100 0 0 MONOLITHIC PWR SYS INCCOM COM 609839105 3190 29937 SH SOLE 29937 0 0 NORFOLK SOUTHERN CRP COM 655844108 24 180 SH SOLE 180 0 0 NORTEL NETWORKS CORPORATIONCOM COM 656568508 0 10 SH SOLE 10 0 0 Nuvectra Corporation COM 67075N108 3 200 SH SOLE 200 0 0 NVIDIA CORP COM 67066g104 1335 7467 SH SOLE 7467 0 0 ONEOK INC COM 682680103 43 779 SH SOLE 779 0 0 POWERSHARES QQQ TR UNITSER 1 COM 73935a104 2937 20191 SH SOLE 20191 0 0 PRA HEALTH SCIENCES INCCOM COM 69354m108 1060 13917 SH SOLE 13917 0 0 ROBOTIC VISION SYSTEMSINC NEW COM 771074309 0 400 SH SOLE 400 0 0 ROYAL CARIBBEAN CRUISESCOM USD COM v7780t103 47 400 SH SOLE 400 0 0 SCHLUMBERGER LIMITED COMUSD0.0 COM 806857108 8 116 SH SOLE 116 0 0 SCOTTS MIRACLE-GRO CO COM 810186106 8 80 SH SOLE 80 0 0 SHOPIFY INC COM NPV CLA ISIN#C COM 82509l107 44 375 SH SOLE 375 0 0 SPDR GOLD TR GOLD SHS COM 78463v107 6 50 SH SOLE 50 0 0 SPDR INDEX SHS FDS EUROSTOXX 5 COM 78463x202 5309 128703 SH SOLE 128703 0 0 SPDR SER TR S&PDIVID ETF COM 78464a763 9 100 SH SOLE 100 0 0 SPDR SERIES TRUST GLBDOW ETF COM 78464a706 4 50 SH SOLE 50 0 0 SS&C TECHNOLOGIES HOLDINGS, IN COM 78467J100 195 4853 SH SOLE 4853 0 0 TEXAS INSTRUMENTS INCCOM USD1. COM 882508104 9 100 SH SOLE 100 0 0 TG THERAPEUTICS INC COM COM 88322q108 168 14200 SH Call SOLE 14200 0 0 THERMO FISHER SCIENTIFICINC COM 883556102 21 110 SH SOLE 110 0 0 UNITEDHEALTH GROUP COM 91324p102 3323 16968 SH SOLE 16968 0 0 Universal Display Corporation COM 91347P105 52 400 SH SOLE 400 0 0 VAIL RESORTS, INC. COM 91879Q109 3052 13377 SH SOLE 13377 0 0 VANGUARD FTSE DEVELOPEDMARKET COM 921943858 6 134 SH SOLE 134 0 0 VANGUARD SPECIALIZED FUNDSDIV COM 921908844 6857 72334 SH SOLE 72334 0 0 VANGUARD WHITEHALL FDSHIGH DIV COM 921946406 57 700 SH SOLE 700 0 0 VISA INC COM CL A COM 92826c839 31 292 SH SOLE 292 0 0 WESTERN GAS PARTNERS LPCOM UNI COM 958254104 8 158 SH SOLE 158 0 0 WYNN RESORTS LTD COM 983134107 1060 7119 SH SOLE 7119 0 0 ZEBRA TECHNOLOGIES CORPCL A COM 989207105 3145 28969 SH SOLE 28969 0 0 ZEBRA TECHNOLOGIES CORPCL A COM 989207105 3279 30200 SH Call SOLE 30200 0 0 CALL (AAOI) APPLIED DEC15 17 1 call 5335309CY 20 302 SH SOLE 302 0 0 CALL (AAOI) APPLIED JAN 19 18 call 4588959tn 1 12 SH SOLE 12 0 0 CALL (AAOI) APPLIED JAN19 18 1 call 3266549nl 13 131 SH SOLE 131 0 0 CALL (AAOI) APPLIED MAR16 18 8 call 3327879wq 351 606 SH SOLE 606 0 0 CALL (ACAD) ACADIA JAN18 19 40 call 3034319tn 71 100 SH SOLE 100 0 0 CALL (ACAD) ACADIA JAN19 18 38 call 3229209mg 13 35 SH SOLE 35 0 0 CALL (BABA) ALIBABAGROUP HLDG call 3283819fd 220 536 SH SOLE 536 0 0 CALL (BABA) ALIBABAGROUP HLDG call 3283819ig 222 693 SH SOLE 693 0 0 CALL (IDXX) IDEXXLABS CORP OCT call 3148179qq 699 69900 SH Call SOLE 69900 0 0 CALL (JCP) JC PENNY NOV 17 17 call 3183779AA 4 1891 SH SOLE 1891 0 0 CALL (NVDA) NVIDIACORP FEB16 1 call 3380469wu 386 460 SH SOLE 460 0 0 ALIBABA GROUP HLDG LTD SPONSOR ADR 01609w102 3963 22945 SH SOLE 22945 0 0 Baozun Inc Sponsored ADR Class ADR 06684L103 34 1050 SH SOLE 1050 0 0 NATIONAL GRID SPON ADREACH REP ADR 636274409 5 87 SH SOLE 87 0 0 PETROLEO BRASILEIRO SAPETROBRA ADR 71654v408 1 100 SH SOLE 100 0 0