Secretary/Traesurer

0001599217-22-000009.txt : 20220902 0001599217-22-000009.hdr.sgml : 20220902 20220902143926 ACCESSION NUMBER: 0001599217-22-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220902 DATE AS OF CHANGE: 20220902 EFFECTIVENESS DATE: 20220902 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc. CENTRAL INDEX KEY: 0001599217 IRS NUMBER: 364296290 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15785 FILM NUMBER: 221224641 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: (630) 241-0833 MAIL ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599217 XXXXXXXX 06-30-2022 06-30-2022 Capstone Financial Advisors, Inc.

2001 BUTTERFIELD ROAD, SUITE 1750 DOWNERS GROVE IL 60515

13F HOLDINGS REPORT 028-15785 N Richard G. Marks Secretary/Traesurer 630-241-0833 Rich Marks Downers Grove IL 09-02-2022 0 141 1174849 false INFORMATION TABLE 2 13F2022Q2.xml CAPSTONE FINANCIAL ADVISORS, INC. 2022 Q2 13F 1847 GOEDEKER INC *W EXP 06/02/202 28252C117 13 50000 SH SOLE 0 0 50000 1847 GOEDEKER INC COM 28252C109 18 15000 SH SOLE 0 0 15000 ABBOTT LABS COM 002824100 339 3122 SH SOLE 0 0 3122 ABBVIE INC COM 00287Y109 736 4805 SH SOLE 0 0 4805 ABRDN ASIA PACIFIC INCOME FU COM 003009107 85 29000 SH SOLE 0 0 29000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2445 8805 SH SOLE 0 0 8805 ADAMS DIVERSIFIED EQUITY FD COM 006212104 552 35981 SH SOLE 0 0 35981 ALASKA AIR GROUP INC COM 011659109 370 9238 SH SOLE 0 0 9238 ALERISLIFE INC COM NEW 33832D205 12 10000 SH SOLE 0 0 10000 ALPHABET INC CAP STK CL A 02079K305 493 226 SH SOLE 0 0 226 ALPHABET INC CAP STK CL C 02079K107 317 145 SH SOLE 0 0 145 AMAZON COM INC COM 023135106 3261 30701 SH SOLE 0 0 30701 AMGEN INC COM 031162100 632 2599 SH SOLE 0 0 2599 APPLE INC COM 037833100 23705 173386 SH SOLE 0 0 173386 APPLIED MATLS INC COM 038222105 208 2291 SH SOLE 0 0 2291 ARCHER DANIELS MIDLAND CO COM 039483102 415 5348 SH SOLE 0 0 5348 ARCIMOTO INC COM 039587100 49 15000 SH SOLE 0 0 15000 AT&T INC COM 00206R102 471 22456 SH SOLE 0 0 22456 ATI PHYSICAL THERAPY INC COM CL A 00216W109 21 15000 SH SOLE 0 0 15000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1110 4066 SH SOLE 0 0 4066 BLACKROCK CORPOR HI YLD FD I COM 09255P107 95 10000 SH SOLE 0 0 10000 BLACKSTONE MTG TR INC COM CL A 09257W100 310 11200 SH SOLE 0 0 11200 BNY MELLON HIGH YIELD STRATE SH BEN INT 09660L105 39 17000 SH SOLE 0 0 17000 BOEING CO COM 097023105 302 2210 SH SOLE 0 0 2210 BRISTOL-MYERS SQUIBB CO COM 110122108 1133 14713 SH SOLE 0 0 14713 BYLINE BANCORP INC COM 124411109 275 11551 SH SOLE 0 0 11551 CARMAX INC COM 143130102 452 5000 SH SOLE 0 0 5000 CARROLS RESTAURANT GROUP INC COM 14574X104 40 20000 SH SOLE 0 0 20000 CATERPILLAR INC COM 149123101 554 3099 SH SOLE 0 0 3099 CBOE GLOBAL MKTS INC COM 12503M108 766 6770 SH SOLE 0 0 6770 CEMEX SAB DE CV SPON ADR NEW 151290889 39 10000 SH SOLE 0 0 10000 CHEVRON CORP NEW COM 166764100 491 3390 SH SOLE 0 0 3390 CHIPOTLE MEXICAN GRILL INC COM 169656105 319 244 SH SOLE 0 0 244 CIGNA CORP NEW COM 125523100 1258 4775 SH SOLE 0 0 4775 CISCO SYS INC COM 17275R102 209 4910 SH SOLE 0 0 4910 CME GROUP INC COM 12572Q105 4476 21867 SH SOLE 0 0 21867 COCA COLA CO COM 191216100 1068 16982 SH SOLE 0 0 16982 COHEN & STEERS QUALITY INCOM COM 19247L106 596 43872 SH SOLE 0 0 43872 COLGATE PALMOLIVE CO COM 194162103 394 4911 SH SOLE 0 0 4911 COMPASS INC CL A 20464U100 36 10000 SH SOLE 0 0 10000 COSTCO WHSL CORP NEW COM 22160K105 1784 3722 SH SOLE 0 0 3722 DARDEN RESTAURANTS INC COM 237194105 777 6870 SH SOLE 0 0 6870 DIMENSIONAL ETF TRUST INTL CORE EQT MK 25434V203 20069 831352 SH SOLE 0 0 831352 DIMENSIONAL ETF TRUST US CORE EQT MKT 25434V104 19571 740477 SH SOLE 0 0 740477 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 97518 4185320 SH SOLE 0 0 4185320 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 32724 1526328 SH SOLE 0 0 1526328 DISNEY WALT CO COM 254687106 332 3514 SH SOLE 0 0 3514 DUFF & PHELPS UTLITY AND INF COM 26433C105 190 13647 SH SOLE 0 0 13647 EATON CORP PLC SHS G29183103 368 2922 SH SOLE 0 0 2922 ELASTIC N V ORD SHS N14506104 313 4625 SH SOLE 0 0 4625 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 102 10178 SH SOLE 0 0 10178 ENTERPRISE PRODS PARTNERS L COM 293792107 251 10296 SH SOLE 0 0 10296 EXXON MOBIL CORP COM 30231G102 1076 12567 SH SOLE 0 0 12567 FIFTH THIRD BANCORP COM 316773100 850 25304 SH SOLE 0 0 25304 FINANCE OF AMERICA COMPAN COM CL A 31738L107 39 25000 SH SOLE 0 0 25000 FLEXSHARES TR M STAR DEV MKT 33939L803 29679 514630 SH SOLE 0 0 514630 FLEXSHARES TR MORNSTAR USMKT 33939L100 26831 184763 SH SOLE 0 0 184763 FLEXSHARES TR STOXX GLOBR INF 33939L795 26174 506461 SH SOLE 0 0 506461 FORD MTR CO DEL COM 345370860 818 73454 SH SOLE 0 0 73454 GAUCHO GROUP HLDGS INC COM NEW 36809R206 12 20000 SH SOLE 0 0 20000 GENERAL MLS INC COM 370334104 1809 23972 SH SOLE 0 0 23972 GRAINGER W W INC COM 384802104 454 1000 SH SOLE 0 0 1000 GRUPO TELEVISA S A B SPON ADR REP ORD 40049J206 82 10000 SH SOLE 0 0 10000 HARBOR CUSTOM DEVELOPMENT IN *W EXP 05/09/202 41150T116 5 30000 SH SOLE 0 0 30000 HOME DEPOT INC COM 437076102 571 2082 SH SOLE 0 0 2082 INTEL CORP COM 458140100 885 23667 SH SOLE 0 0 23667 INTERCONTINENTAL EXCHANGE IN COM 45866F104 498 5294 SH SOLE 0 0 5294 INTERNATIONAL BUSINESS MACHS COM 459200101 759 5374 SH SOLE 0 0 5374 INVESCO QQQ TR UNIT SER 1 46090E103 348 1243 SH SOLE 0 0 1243 ISHARES S&P GSCI COMMODITY- UNIT BEN INT 46428R107 222 9600 SH SOLE 0 0 9600 ISHARES TR BLACKROCK ULTRA 46434V878 1138 22733 SH SOLE 0 0 22733 ISHARES TR CALIF MUN BD ETF 464288356 1408 24945 SH SOLE 0 0 24945 ISHARES TR CORE INTL AGGR 46435G672 11816 237213 SH SOLE 0 0 237213 ISHARES TR CORE MSCI TOTAL 46432F834 62043 1087893 SH SOLE 0 0 1087893 ISHARES TR CORE S&P TTL STK 464287150 19560 233471 SH SOLE 0 0 233471 ISHARES TR CORE S&P500 ETF 464287200 343 904 SH SOLE 0 0 904 ISHARES TR CORE US AGGBD ET 464287226 36784 361760 SH SOLE 0 0 361760 ISHARES TR GLB INFRASTR ETF 464288372 60492 1293947 SH SOLE 0 0 1293947 ISHARES TR GLOBAL REIT ETF 46434V647 26484 1095277 SH SOLE 0 0 1095277 ISHARES TR NATIONAL MUN ETF 464288414 561 5274 SH SOLE 0 0 5274 ISHARES TR RUS 1000 ETF 464287622 162469 782004 SH SOLE 0 0 782004 ISHARES TR RUS 1000 GRW ETF 464287614 23262 106366 SH SOLE 0 0 106366 ISHARES TR RUSSELL 2000 ETF 464287655 4723 27885 SH SOLE 0 0 27885 ISHARES TR RUSSELL 3000 ETF 464287689 489 2248 SH SOLE 0 0 2248 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 2990 59042 SH SOLE 0 0 59042 JOHNSON & JOHNSON COM 478160104 1609 9064 SH SOLE 0 0 9064 JPMORGAN CHASE & CO COM 46625H100 5980 53107 SH SOLE 0 0 53107 LAMB WESTON HLDGS INC COM 513272104 871 12195 SH SOLE 0 0 12195 LOANDEPOT INC COM CL A 53946R106 36 25000 SH SOLE 0 0 25000 LUMEN TECHNOLOGIES INC COM 550241103 678 62163 SH SOLE 0 0 62163 MCDONALDS CORP COM 580135101 47233 191318 SH SOLE 0 0 191318 MERCK & CO INC COM 58933Y105 766 8404 SH SOLE 0 0 8404 MICROSOFT CORP COM 594918104 4016 15638 SH SOLE 0 0 15638 MORGAN STANLEY COM NEW 617446448 265 3481 SH SOLE 0 0 3481 MYOVANT SCIENCES LTD COM G637AM102 143 11500 SH SOLE 0 0 11500 NEOGENOMICS INC COM NEW 64049M209 82 10000 SH SOLE 0 0 10000 NOODLES & CO COM CL A 65540B105 118 25000 SH SOLE 0 0 25000 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 287 13145 SH SOLE 0 0 13145 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 327 26423 SH SOLE 0 0 26423 NVIDIA CORPORATION COM 67066G104 640 4223 SH SOLE 0 0 4223 PALANTIR TECHNOLOGIES INC CL A 69608A108 103 11375 SH SOLE 0 0 11375 PEPSICO INC COM 713448108 612 3671 SH SOLE 0 0 3671 PERSHING SQUARE TONTINE HLDG *W EXP 07/24/202 71531R117 9 20000 SH SOLE 0 0 20000 PFIZER INC COM 717081103 608 11598 SH SOLE 0 0 11598 PORTILLOS INC COM CL A 73642K106 371 22697 SH SOLE 0 0 22697 PROCTER AND GAMBLE CO COM 742718109 439 3051 SH SOLE 0 0 3051 QUALCOMM INC COM 747525103 2247 17587 SH SOLE 0 0 17587 REGIS CORP MINN COM 758932107 11 10000 SH SOLE 0 0 10000 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1508 34127 SH SOLE 0 0 34127 SOUTHERN CO COM 842587107 236 3307 SH SOLE 0 0 3307 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 216 702 SH SOLE 0 0 702 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 2694 61032 SH SOLE 0 0 61032 SPDR S&P 500 ETF TR TR UNIT 78462F103 2238 5933 SH SOLE 0 0 5933 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 6942 16790 SH SOLE 0 0 16790 TESLA INC COM 88160R101 1036 1539 SH SOLE 0 0 1539 TEXAS INSTRS INC COM 882508104 351 2286 SH SOLE 0 0 2286 THERMO FISHER SCIENTIFIC INC COM 883556102 246 453 SH SOLE 0 0 453 TRI CONTL CORP COM 895436103 1976 75513 SH SOLE 0 0 75513 U S XPRESS ENTERPRISES INC COM CL A 90338N202 54 20000 SH SOLE 0 0 20000 UNILEVER PLC SPON ADR NEW 904767704 1132 24695 SH SOLE 0 0 24695 UNITEDHEALTH GROUP INC COM 91324P102 363 706 SH SOLE 0 0 706 UPHEALTH INC *W EXP 06/08/202 91532B119 1 20000 SH SOLE 0 0 20000 UPHEALTH INC COM 91532B101 30 50000 SH SOLE 0 0 50000 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 77337 1027600 SH SOLE 0 0 1027600 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 46762 943929 SH SOLE 0 0 943929 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 640 1844 SH SOLE 0 0 1844 VANGUARD INDEX FDS TOTAL STK MKT 922908769 142426 755092 SH SOLE 0 0 755092 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 356 7127 SH SOLE 0 0 7127 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 10747 215293 SH SOLE 0 0 215293 VANGUARD SCOTTSDALE FDS TOTAL WLD BD ETF 92206C565 852 12143 SH SOLE 0 0 12143 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 5964 34707 SH SOLE 0 0 34707 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1528 22348 SH SOLE 0 0 22348 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 8959 62446 SH SOLE 0 0 62446 VANGUARD STAR FDS VG TL INTL STK F 921909768 58375 1131072 SH SOLE 0 0 1131072 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 632 15499 SH SOLE 0 0 15499 VANGUARD WORLD FD ESG US STK ETF 921910733 295 4443 SH SOLE 0 0 4443 VERIZON COMMUNICATIONS INC COM 92343V104 498 9808 SH SOLE 0 0 9808 VINCI PARTNERS INVTS LTD COM CL A G9451V109 107 10000 SH SOLE 0 0 10000 WALGREENS BOOTS ALLIANCE INC COM 931427108 4811 126948 SH SOLE 0 0 126948 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 22 21512 SH SOLE 0 0 21512 WISDOMTREE TR YIELD ENHANCD US 97717X511 287 6414 SH SOLE 0 0 6414