0001171520-16-000905.txt : 20160421
0001171520-16-000905.hdr.sgml : 20160421
20160421124741
ACCESSION NUMBER: 0001171520-16-000905
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160401
FILED AS OF DATE: 20160421
DATE AS OF CHANGE: 20160421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: West End Indiana Bancshares, Inc.
CENTRAL INDEX KEY: 0001523854
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 34 SOUTH 7TH STREET
CITY: RICHMOND
STATE: IN
ZIP: 47374
BUSINESS PHONE: (765) 962-9587
MAIL ADDRESS:
STREET 1: 34 SOUTH 7TH STREET
CITY: RICHMOND
STATE: IN
ZIP: 47374
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FJ Capital Management LLC
CENTRAL INDEX KEY: 0001599170
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54578
FILM NUMBER: 161583474
BUSINESS ADDRESS:
STREET 1: 1313 DOLLEY MADISON BLVD.
STREET 2: SUITE 306
CITY: MCLEAN
STATE: VA
ZIP: 22101
BUSINESS PHONE: (703) 875-8378
MAIL ADDRESS:
STREET 1: 1313 DOLLEY MADISON BLVD.
STREET 2: SUITE 306
CITY: MCLEAN
STATE: VA
ZIP: 22101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Friedman Martin S.
CENTRAL INDEX KEY: 0001449556
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54578
FILM NUMBER: 161583475
MAIL ADDRESS:
STREET 1: 2107 WILSON BLVD., SUITE 400
CITY: ARLINGTON
STATE: VA
ZIP: 22201
3
1
eps6772.xml
OWNERSHIP DOCUMENT
X0206
3
2016-04-01
0
0001523854
West End Indiana Bancshares, Inc.
WEIN
0001449556
Friedman Martin S.
1313 DOLLEY MADISON BLVD STE 306
MCLEAN
VA
22101
0
0
1
1
See Remarks below
0001599170
FJ Capital Management LLC
1313 DOLLEY MADISON BLVD.
SUITE 306
MCLEAN
VA
22101
0
0
1
1
See Remarks below
Common Stock
6698
D
Common Stock
104792
I
See footnote
Martin S Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the Managing Member of Financial Opportunity Fund LLC ("FOF") which holds 102,703 shares of the issuer. Martin S. Friedman, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the 102,703 shares of the issuer held by FOF. Andrew Jose is a founding member of FJ Capital and owns 2,089 shares of the issuer. Andrew Jose has dispositive power on the 102,703 share of the issuer held by FOF. Mr. Friedman disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission of beneficial ownership of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Item #4 on page 1 of 2: Relationship of Reporting Person(s) to Issuer, Other: On April 1, 2016, West End Indiana Bancshares, Inc. (WEIN) filed their form 10-K. Subsequently, FJ Capital discovered WEIN had completed a stock repurchase which resulted in FJ Capital exceeding the 10% ownership threshold.
Martin Friedman
2016-04-19