0001171520-16-000905.txt : 20160421 0001171520-16-000905.hdr.sgml : 20160421 20160421124741 ACCESSION NUMBER: 0001171520-16-000905 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160401 FILED AS OF DATE: 20160421 DATE AS OF CHANGE: 20160421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: West End Indiana Bancshares, Inc. CENTRAL INDEX KEY: 0001523854 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 34 SOUTH 7TH STREET CITY: RICHMOND STATE: IN ZIP: 47374 BUSINESS PHONE: (765) 962-9587 MAIL ADDRESS: STREET 1: 34 SOUTH 7TH STREET CITY: RICHMOND STATE: IN ZIP: 47374 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FJ Capital Management LLC CENTRAL INDEX KEY: 0001599170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54578 FILM NUMBER: 161583474 BUSINESS ADDRESS: STREET 1: 1313 DOLLEY MADISON BLVD. STREET 2: SUITE 306 CITY: MCLEAN STATE: VA ZIP: 22101 BUSINESS PHONE: (703) 875-8378 MAIL ADDRESS: STREET 1: 1313 DOLLEY MADISON BLVD. STREET 2: SUITE 306 CITY: MCLEAN STATE: VA ZIP: 22101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Friedman Martin S. CENTRAL INDEX KEY: 0001449556 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54578 FILM NUMBER: 161583475 MAIL ADDRESS: STREET 1: 2107 WILSON BLVD., SUITE 400 CITY: ARLINGTON STATE: VA ZIP: 22201 3 1 eps6772.xml OWNERSHIP DOCUMENT X0206 3 2016-04-01 0 0001523854 West End Indiana Bancshares, Inc. WEIN 0001449556 Friedman Martin S. 1313 DOLLEY MADISON BLVD STE 306 MCLEAN VA 22101 0 0 1 1 See Remarks below 0001599170 FJ Capital Management LLC 1313 DOLLEY MADISON BLVD. SUITE 306 MCLEAN VA 22101 0 0 1 1 See Remarks below Common Stock 6698 D Common Stock 104792 I See footnote Martin S Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the Managing Member of Financial Opportunity Fund LLC ("FOF") which holds 102,703 shares of the issuer. Martin S. Friedman, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the 102,703 shares of the issuer held by FOF. Andrew Jose is a founding member of FJ Capital and owns 2,089 shares of the issuer. Andrew Jose has dispositive power on the 102,703 share of the issuer held by FOF. Mr. Friedman disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission of beneficial ownership of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Item #4 on page 1 of 2: Relationship of Reporting Person(s) to Issuer, Other: On April 1, 2016, West End Indiana Bancshares, Inc. (WEIN) filed their form 10-K. Subsequently, FJ Capital discovered WEIN had completed a stock repurchase which resulted in FJ Capital exceeding the 10% ownership threshold. Martin Friedman 2016-04-19