0000899243-21-002387.txt : 20210119
0000899243-21-002387.hdr.sgml : 20210119
20210119181643
ACCESSION NUMBER: 0000899243-21-002387
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210114
FILED AS OF DATE: 20210119
DATE AS OF CHANGE: 20210119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Green Park & Golf Ventures II, LLC
CENTRAL INDEX KEY: 0001782733
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39318
FILM NUMBER: 21536778
BUSINESS ADDRESS:
STREET 1: 5910 N. CENTRAL EXPY
STREET 2: SUITE1400
CITY: DALLAS
STATE: TX
ZIP: 75206
BUSINESS PHONE: 2149165750
MAIL ADDRESS:
STREET 1: 5910 N. CENTRAL EXPY
STREET 2: SUITE1400
CITY: DALLAS
STATE: TX
ZIP: 75206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Green Park & Golf Ventures, LLC
CENTRAL INDEX KEY: 0001598984
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1214
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39318
FILM NUMBER: 21536779
BUSINESS ADDRESS:
STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200
CITY: DALLAS
STATE: TX
ZIP: 75206
BUSINESS PHONE: 214-916-5750
MAIL ADDRESS:
STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200
CITY: DALLAS
STATE: TX
ZIP: 75206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GPG LPI Investment, LLC
CENTRAL INDEX KEY: 0001814288
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39318
FILM NUMBER: 21536780
BUSINESS ADDRESS:
STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200
CITY: DALLAS
STATE: TX
ZIP: 75206
BUSINESS PHONE: 214-916-5750
MAIL ADDRESS:
STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200
CITY: DALLAS
STATE: TX
ZIP: 75206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lantern 3-19 Investment, LLC
CENTRAL INDEX KEY: 0001814295
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39318
FILM NUMBER: 21536781
BUSINESS ADDRESS:
STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200
CITY: DALLAS
STATE: TX
ZIP: 75206
BUSINESS PHONE: 214-916-5750
MAIL ADDRESS:
STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200
CITY: DALLAS
STATE: TX
ZIP: 75206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Health Wildcatters Fund II, LLC
CENTRAL INDEX KEY: 0001814292
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39318
FILM NUMBER: 21536782
BUSINESS ADDRESS:
STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200
CITY: DALLAS
STATE: TX
ZIP: 75206
BUSINESS PHONE: 214-916-5750
MAIL ADDRESS:
STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200
CITY: DALLAS
STATE: TX
ZIP: 75206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Health Wildcatters, LLC
CENTRAL INDEX KEY: 0001814291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39318
FILM NUMBER: 21536783
BUSINESS ADDRESS:
STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200
CITY: DALLAS
STATE: TX
ZIP: 75206
BUSINESS PHONE: 214-916-58750
MAIL ADDRESS:
STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200
CITY: DALLAS
STATE: TX
ZIP: 75206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Soderstrom Carl D
CENTRAL INDEX KEY: 0001598985
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39318
FILM NUMBER: 21536784
MAIL ADDRESS:
STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200
CITY: DALLAS
STATE: TX
ZIP: 75206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Heighten Clay M
CENTRAL INDEX KEY: 0001599114
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39318
FILM NUMBER: 21536785
MAIL ADDRESS:
STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200
CITY: DALLAS
STATE: TX
ZIP: 75206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garcia Gilbert G. II
CENTRAL INDEX KEY: 0001814289
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39318
FILM NUMBER: 21536786
MAIL ADDRESS:
STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200
CITY: DALLAS
STATE: TX
ZIP: 75206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lantern Pharma Inc.
CENTRAL INDEX KEY: 0001763950
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 463973463
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1920 MCKINNEY AVENUE
STREET 2: 7TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972-277-1136
MAIL ADDRESS:
STREET 1: 1920 MCKINNEY AVENUE
STREET 2: 7TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: Lantern Pharma
DATE OF NAME CHANGE: 20190108
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-01-14
1
0001763950
Lantern Pharma Inc.
LTRN
0001782733
Green Park & Golf Ventures II, LLC
5910 N. CENTRAL EXPY, SUITE 1400
DALLAS
TX
75206
0
0
0
1
Fmr 10% Owner (see "Remarks")
0001598984
Green Park & Golf Ventures, LLC
5910 N. CENTRAL EXPY, SUITE 1400
DALLAS
TX
75206
0
0
0
1
Fmr 10% Owner (see "Remarks")
0001814288
GPG LPI Investment, LLC
5910 N. CENTRAL EXPY, SUITE 1400
DALLAS
TX
75206
0
0
0
1
Fmr 10% Owner (see "Remarks")
0001814295
Lantern 3-19 Investment, LLC
5910 N. CENTRAL EXPY, SUITE 1400
DALLAS
TX
75206
0
0
0
1
Fmr 10% Owner (see "Remarks")
0001814292
Health Wildcatters Fund II, LLC
5910 N. CENTRAL EXPY, SUITE 1400
DALLAS
TX
75206
0
0
0
1
Fmr 10% Owner (see "Remarks")
0001814291
Health Wildcatters, LLC
5910 N. CENTRAL EXPY, SUITE 1400
DALLAS
TX
75206
0
0
0
1
Fmr 10% Owner (see "Remarks")
0001598985
Soderstrom Carl D
5910 N. CENTRAL EXPY, SUITE 1400
DALLAS
TX
75206
0
0
0
1
Fmr 10% Owner (see "Remarks")
0001599114
Heighten Clay M
5910 N. CENTRAL EXPY, SUITE 1400
DALLAS
TX
75206
0
0
0
1
Fmr 10% Owner (see "Remarks")
0001814289
Garcia Gilbert G. II
5910 N. CENTRAL EXPY, SUITE 1400
DALLAS
TX
75206
0
0
0
1
Fmr 10% Owner (see "Remarks")
The securities which are the subject of this Form 4 are beneficially owned by Green Park & Golf Ventures, LLC ("GPG"), but directly held (in part) by Health Wildcatters Fund II, LLC ("HWF II"), GPG LPI Investment, LLC ("GPG LPI"), or Lantern 3-19 Investment, LLC ("Lantern 3-19"). Carl D. Soderstrom ("Soderstrom") and Clay M. Heighten, M.D. ("Heighten") are the managing members of GPG, which is the managing member of Health Wildcatters, LLC ("HW"), which is the managing member of HWF II. Therefore, Soderstrom, Heighten, GPG, and HW may be deemed to beneficially own the securities covered by this Form 4 which are held by HWF II. Soderstrom and Heighten are the managing members of GPG, which is the managing member GPG LPI. Therefore, Soderstrom, Heighten, and GPG may be deemed to beneficially own the securities covered by this Form 4 which are held by GPG LPI. Soderstrom, Heighten, and Gilbert G. Garcia II ("Garcia") are the managing members of Green Park & Golf Ventures II, LLC ("GPG II"), which is the managing member of Lantern 3-19. Therefore, Soderstrom, Heighten, Garcia, and GPG II may be deemed to beneficially own the securities covered by this Form 4 which are held by Lantern 3-19. GPG, GPG II, GPG LPI, Lantern 3-19, HWF II, HW, Soderstrom, Heighten, and Garcia are collectively referred to herein as the "Reporting Persons".
As a result of the Issuer's public offering, which priced on January 14, 2021 (the "Public Offering Date") and is expected to close on January 20, 2021 (the "Public Offering"), of additional shares of Common Stock, par value $0.0001 (the "Common Stock"), to persons other than the Reporting Persons, each of the Reporting Persons ceased to be the beneficial owner of more than 10% of the Common Stock as of the Public Offering Date. Accordingly, this filing constitutes a Form 4 exit filing for the Reporting Persons, as the Reporting Persons are no longer subject to Section 16 of the Securities Exchange Act of 1934, as amended.
/s/ Gilbert G. Garcia II (1)
2021-01-19
/s/ Gilbert G. Garcia II (2)
2021-01-19
/s/ Gilbert G. Garcia II (3)
2021-01-19
/s/ Gilbert G. Garcia II (4)
2021-01-19
/s/ Gilbert G. Garcia II (5)
2021-01-19
/s/ Gilbert G. Garcia II (6)
2021-01-19
/s/ Gilbert G. Garcia II
2021-01-19
/s/ Clay M. Heighten M.D.
2021-01-19
/s/ Carl D. Soderstrom
2021-01-19