0000950170-23-070771.txt : 20231215 0000950170-23-070771.hdr.sgml : 20231215 20231215162807 ACCESSION NUMBER: 0000950170-23-070771 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231214 FILED AS OF DATE: 20231215 DATE AS OF CHANGE: 20231215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garateix Ernie J CENTRAL INDEX KEY: 0001607776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36462 FILM NUMBER: 231490730 MAIL ADDRESS: STREET 1: 2600 MCCORMICK DRIVE STREET 2: SUITE 300 CITY: CLEARWATER STATE: IL ZIP: 33759 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Insurance Holdings, Inc. CENTRAL INDEX KEY: 0001598665 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 455338504 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 1401 N WESTSHORE BLVD CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 7273627202 MAIL ADDRESS: STREET 1: 1401 N WESTSHORE BLVD CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: Heritage Insurance Holdings, LLC DATE OF NAME CHANGE: 20140130 4 1 ownership.xml 4 X0508 4 2023-12-14 0001598665 Heritage Insurance Holdings, Inc. HRTG 0001607776 Garateix Ernie J C/O HERITAGE INSURANCE HOLDINGS, INC. 1401 N. WESTSHORE BLVD TAMPA FL 33607 true true false false Chief Executive Officer false Common Stock 2023-12-14 4 P false 27247 7.34 A 859337 D Represents shares of the Company's common stock ("Common Stock") purchased by the Reporting Person from the Company in a private placement concurrent with the Company's underwritten public offering of Common Stock. Reflects a decrease of 244,688 of performance based restricted stock granted to the Reporting Person in 2021 and 2022, which are not expected to vest. /s/ Ernie J. Garateix 2023-12-15