The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
LAZARD LTD | SHS A | G54050102 | 105 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
AGL RES INC | COM | 001204106 | 14 | 287 | SH | SOLE | 287 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 318 | 19,574 | SH | SOLE | 19,574 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 285 | 8,731 | SH | SOLE | 8,731 | 0 | 0 | ||
ADOBE SYS INC | COM | 00724F101 | 30 | 400 | SH | SOLE | 400 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 5 | 60 | SH | SOLE | 60 | 0 | 0 | ||
ALLSTATE CORP | COM | 020002101 | 611 | 8,580 | SH | SOLE | 8,580 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,119 | 22,372 | SH | SOLE | 22,372 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 572 | 10,846 | SH | SOLE | 10,846 | 0 | 0 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 1,493 | 11,107 | SH | SOLE | 11,107 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 642 | 5,160 | SH | SOLE | 5,160 | 0 | 0 | ||
BARCLAYS BK PLC | DJUBS CMDT ETN36 | 06738C778 | 20 | 704 | SH | SOLE | 704 | 0 | 0 | ||
BARCLAYS BK PLC | ADR 2 PREF 2 | 06739F390 | 13 | 500 | SH | SOLE | 500 | 0 | 0 | ||
BARCLAYS BANK PLC | ADS7.75%PFD S4 | 06739H511 | 156 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 538 | 13,824 | SH | SOLE | 13,824 | 0 | 0 | ||
BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 | 422 | 7,674 | SH | SOLE | 7,674 | 0 | 0 | ||
CBS CORP NEW | CL B | 124857202 | 571 | 9,426 | SH | SOLE | 9,426 | 0 | 0 | ||
CF INDS HLDGS INC | COM | 125269100 | 396 | 1,397 | SH | SOLE | 1,397 | 0 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 28 | 299 | SH | SOLE | 299 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 428 | 4,147 | SH | SOLE | 4,147 | 0 | 0 | ||
CALIFORNIA RES CORP | COM | 13057Q107 | 1 | 100 | SH | SOLE | 100 | 0 | 0 | ||
CENTRAIS ELETRICAS BRASILEIR | SPONSORED ADR | 15234Q207 | 8 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 193 | 7,015 | SH | SOLE | 7,015 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 17 | 325 | SH | SOLE | 325 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 1,068 | 18,719 | SH | SOLE | 18,719 | 0 | 0 | ||
COMPANHIA SIDERURGICA NACION | SPONSORED ADR | 20440W105 | 1 | 839 | SH | SOLE | 839 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 599 | 9,614 | SH | SOLE | 9,614 | 0 | 0 | ||
CORRECTIONS CORP AMER NEW | COM NEW | 22025Y407 | 32 | 800 | SH | SOLE | 800 | 0 | 0 | ||
COTY INC | COM CL A | 222070203 | 736 | 30,311 | SH | SOLE | 30,311 | 0 | 0 | ||
DANAHER CORP DEL | COM | 235851102 | 680 | 8,007 | SH | SOLE | 8,007 | 0 | 0 | ||
DECKERS OUTDOOR CORP | COM | 243537107 | 413 | 5,665 | SH | SOLE | 5,665 | 0 | 0 | ||
DELUXE CORP | COM | 248019101 | 563 | 8,122 | SH | SOLE | 8,122 | 0 | 0 | ||
DIAGEO P L C | SPON ADR NEW | 25243Q205 | 111 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
DISCOVER FINL SVCS | COM | 254709108 | 472 | 8,377 | SH | SOLE | 8,377 | 0 | 0 | ||
DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | 693 | 8,830 | SH | SOLE | 8,830 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 111 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 7 | 80 | SH | SOLE | 80 | 0 | 0 | ||
FIRSTENERGY CORP | COM | 337932107 | 4 | 118 | SH | SOLE | 118 | 0 | 0 | ||
FLEXSHARES TR | MORNSTAR UPSTR | 33939L407 | 28 | 949 | SH | SOLE | 949 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 9 | 500 | SH | SOLE | 500 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 0 | 13 | SH | SOLE | 13 | 0 | 0 | ||
GENERAL MTRS CO | *W EXP 07/10/201 | 37045V118 | 2 | 73 | SH | SOLE | 73 | 0 | 0 | ||
GENERAL MTRS CO | *W EXP 07/10/201 | 37045V126 | 1 | 73 | SH | SOLE | 73 | 0 | 0 | ||
GOOGLE INC | CL A | 38259P508 | 80 | 145 | SH | SOLE | 145 | 0 | 0 | ||
GOOGLE INC | CL C | 38259P706 | 79 | 145 | SH | SOLE | 145 | 0 | 0 | ||
HCA HOLDINGS INC | COM | 40412C101 | 920 | 12,234 | SH | SOLE | 12,234 | 0 | 0 | ||
HSBC HLDGS PLC | ADR A 1/40PF A | 404280604 | 39 | 1,530 | SH | SOLE | 1,530 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 217 | 4,947 | SH | SOLE | 4,947 | 0 | 0 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 391 | 5,050 | SH | SOLE | 5,050 | 0 | 0 | ||
HELMERICH & PAYNE INC | COM | 423452101 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | ||
HI-CRUSH PARTNERS LP | COM UNIT LTD | 428337109 | 456 | 13,011 | SH | SOLE | 13,011 | 0 | 0 | ||
INDEXIQ ETF TR | HEDGE MLTI ETF | 45409B107 | 231 | 7,705 | SH | SOLE | 7,705 | 0 | 0 | ||
INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | 138 | 8,833 | SH | SOLE | 8,833 | 0 | 0 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 51 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
ISHARES S&P GSCI COMMODITY I | UNIT BEN INT | 46428R107 | 260 | 13,352 | SH | SOLE | 13,352 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 76 | 6,594 | SH | SOLE | 6,594 | 0 | 0 | ||
ISHARES | MSCI FRNTR100ETF | 464286145 | 3 | 110 | SH | SOLE | 110 | 0 | 0 | ||
ISHARES | MSCI BRZ CAP ETF | 464286400 | 73 | 2,325 | SH | SOLE | 2,325 | 0 | 0 | ||
ISHARES | MSCI PAC JP ETF | 464286665 | 783 | 17,257 | SH | SOLE | 17,257 | 0 | 0 | ||
ISHARES | MSCI STH KOR ETF | 464286772 | 625 | 10,922 | SH | SOLE | 10,922 | 0 | 0 | ||
ISHARES | MSCI JAPAN ETF | 464286848 | 9,513 | 759,244 | SH | SOLE | 759,244 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 220 | 4,957 | SH | SOLE | 4,957 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 9,803 | 244,290 | SH | SOLE | 244,290 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 170 | 1,396 | SH | SOLE | 1,396 | 0 | 0 | ||
ISHARES TR | GLOB HLTHCRE ETF | 464287325 | 12 | 114 | SH | SOLE | 114 | 0 | 0 | ||
ISHARES TR | LATN AMER 40 ETF | 464287390 | 23 | 775 | SH | SOLE | 775 | 0 | 0 | ||
ISHARES TR | 1-3 YR TR BD ETF | 464287457 | 122 | 1,442 | SH | SOLE | 1,442 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 48 | 741 | SH | SOLE | 741 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 438 | 5,815 | SH | SOLE | 5,815 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 168 | 1,699 | SH | SOLE | 1,699 | 0 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 301 | 1,988 | SH | SOLE | 1,988 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 15,429 | 124,057 | SH | SOLE | 124,057 | 0 | 0 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 331 | 2,522 | SH | SOLE | 2,522 | 0 | 0 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 2 | 14 | SH | SOLE | 14 | 0 | 0 | ||
ISHARES TR | EUROPE ETF | 464287861 | 16,204 | 366,022 | SH | SOLE | 366,022 | 0 | 0 | ||
ISHARES | MSCI AC ASIA ETF | 464288182 | 111 | 1,732 | SH | SOLE | 1,732 | 0 | 0 | ||
ISHARES | JP MOR EM MK ETF | 464288281 | 201 | 1,796 | SH | SOLE | 1,796 | 0 | 0 | ||
ISHARES | INTERM CR BD ETF | 464288638 | 177 | 1,598 | SH | SOLE | 1,598 | 0 | 0 | ||
ISHARES | 1-3 YR CR BD ETF | 464288646 | 143 | 1,357 | SH | SOLE | 1,357 | 0 | 0 | ||
ISHARES | U.S. PFD STK ETF | 464288687 | 120 | 2,989 | SH | SOLE | 2,989 | 0 | 0 | ||
ISHARES TR | MSCI INDONIA ETF | 46429B309 | 43 | 1,543 | SH | SOLE | 1,543 | 0 | 0 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 187 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
ISHARES TR | MSCI UTD KNGDM | 46434V548 | 241 | 13,381 | SH | SOLE | 13,381 | 0 | 0 | ||
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 81 | 7,329 | SH | SOLE | 7,329 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 0 | 8 | SH | SOLE | 8 | 0 | 0 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 650 | 7,461 | SH | SOLE | 7,461 | 0 | 0 | ||
MACYS INC | COM | 55616P104 | 952 | 14,052 | SH | SOLE | 14,052 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 431 | 4,213 | SH | SOLE | 4,213 | 0 | 0 | ||
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 25 | 1,393 | SH | SOLE | 1,393 | 0 | 0 | ||
MARKET VECTORS ETF TR | EM LC CURR DBT | 57060U522 | 27 | 1,357 | SH | SOLE | 1,357 | 0 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 457 | 2,021 | SH | SOLE | 2,021 | 0 | 0 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 138 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 711 | 17,483 | SH | SOLE | 17,483 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 12 | 335 | SH | SOLE | 335 | 0 | 0 | ||
NEUBERGER BERMAN HGH YLD FD | COM | 64128C106 | 46 | 3,708 | SH | SOLE | 3,708 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 14 | 130 | SH | SOLE | 130 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 69 | 696 | SH | SOLE | 696 | 0 | 0 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 223 | 3,061 | SH | SOLE | 3,061 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 1,452 | 33,407 | SH | SOLE | 33,407 | 0 | 0 | ||
PPG INDS INC | COM | 693506107 | 372 | 1,648 | SH | SOLE | 1,648 | 0 | 0 | ||
PPL CORP | COM | 69351T106 | 26 | 761 | SH | SOLE | 761 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 150 | 25,011 | SH | SOLE | 25,011 | 0 | 0 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 84 | 828 | SH | SOLE | 828 | 0 | 0 | ||
PINNACLE WEST CAP CORP | COM | 723484101 | 448 | 7,025 | SH | SOLE | 7,025 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 1,978 | 18,557 | SH | SOLE | 18,557 | 0 | 0 | ||
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 3,120 | 182,752 | SH | SOLE | 182,752 | 0 | 0 | ||
POWERSHARES ETF TRUST | NASD INTNT ETF | 73935X146 | 53 | 750 | SH | SOLE | 750 | 0 | 0 | ||
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 17 | 901 | SH | SOLE | 901 | 0 | 0 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 440 | 18,259 | SH | SOLE | 18,259 | 0 | 0 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 60 | 1,432 | SH | SOLE | 1,432 | 0 | 0 | ||
PROSHARES TR | SHRT 20+YR TRE | 74347X849 | 920 | 38,341 | SH | SOLE | 38,341 | 0 | 0 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 659 | 5,680 | SH | SOLE | 5,680 | 0 | 0 | ||
ROUSE PPTYS INC | COM | 779287101 | 0 | 5 | SH | SOLE | 5 | 0 | 0 | ||
ROYAL BK SCOTLAND GROUP PLC | SPON ADR SER H | 780097879 | 26 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,628 | 27,543 | SH | SOLE | 27,543 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 590 | 5,191 | SH | SOLE | 5,191 | 0 | 0 | ||
SPDR INDEX SHS FDS | DJ INTL RL ETF | 78463X863 | 277 | 6,393 | SH | SOLE | 6,393 | 0 | 0 | ||
SPDR SERIES TRUST | BRC CNV SECS ETF | 78464A359 | 677 | 14,167 | SH | SOLE | 14,167 | 0 | 0 | ||
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 164 | 4,182 | SH | SOLE | 4,182 | 0 | 0 | ||
SPDR SERIES TRUST | DB INT GVT ETF | 78464A490 | 232 | 4,261 | SH | SOLE | 4,261 | 0 | 0 | ||
SPDR SERIES TRUST | S&P RETAIL ETF | 78464A714 | 121 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 634 | 8,111 | SH | SOLE | 8,111 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 23 | 131 | SH | SOLE | 131 | 0 | 0 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 405 | 1,461 | SH | SOLE | 1,461 | 0 | 0 | ||
SPDR SER TR | SHT TRM HGH YLD | 78468R408 | 29 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SANDISK CORP | COM | 80004C101 | 348 | 5,471 | SH | SOLE | 5,471 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 51 | 700 | SH | SOLE | 700 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 114 | 1,473 | SH | SOLE | 1,473 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 472 | 19,591 | SH | SOLE | 19,591 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 28 | 500 | SH | SOLE | 500 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 21 | 500 | SH | SOLE | 500 | 0 | 0 | ||
SOUTHERN COPPER CORP | COM | 84265V105 | 216 | 7,400 | SH | SOLE | 7,400 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 389 | 5,553 | SH | SOLE | 5,553 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 451 | 3,357 | SH | SOLE | 3,357 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 45 | 270 | SH | SOLE | 270 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 498 | 14,703 | SH | SOLE | 14,703 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,536 | 12,607 | SH | SOLE | 12,607 | 0 | 0 | ||
VALE S A | ADR | 91912E105 | 34 | 6,050 | SH | SOLE | 6,050 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 147 | 1,821 | SH | SOLE | 1,821 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 333 | 3,994 | SH | SOLE | 3,994 | 0 | 0 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 14 | 275 | SH | SOLE | 275 | 0 | 0 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 7 | 50 | SH | SOLE | 50 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 78 | 732 | SH | SOLE | 732 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 108 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 156 | 1,851 | SH | SOLE | 1,851 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 22,284 | 207,776 | SH | SOLE | 207,776 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 985 | 20,247 | SH | SOLE | 20,247 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 807 | 14,837 | SH | SOLE | 14,837 | 0 | 0 | ||
WISDOMTREE TR | EMERG MKTS ETF | 97717W315 | 98 | 2,303 | SH | SOLE | 2,303 | 0 | 0 | ||
WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 2,834 | 50,803 | SH | SOLE | 50,803 | 0 | 0 | ||
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 1,824 | 27,548 | SH | SOLE | 27,548 | 0 | 0 | ||
WISDOMTREE TR | ASIA LC DBT FD | 97717X842 | 27 | 578 | SH | SOLE | 578 | 0 | 0 |