AVP, Investment Risk Management and Compliance

0001598340-15-000005.txt : 20150514 0001598340-15-000005.hdr.sgml : 20150514 20150514142428 ACCESSION NUMBER: 0001598340-15-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150514 DATE AS OF CHANGE: 20150514 EFFECTIVENESS DATE: 20150514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EFG Asset Management (Americas) Corp. CENTRAL INDEX KEY: 0001598340 IRS NUMBER: 452742418 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15795 FILM NUMBER: 15862056 BUSINESS ADDRESS: STREET 1: 701 BRICKELL AVE, 9TH FLOOR CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 305-482-8000 MAIL ADDRESS: STREET 1: 701 BRICKELL AVE, 9TH FLOOR CITY: MIAMI STATE: FL ZIP: 33131 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001598340 XXXXXXXX 03-31-2015 03-31-2015 EFG Asset Management (Americas) Corp.

701 BRICKELL AVE, 9TH FLOOR MIAMI FL 33131

13F HOLDINGS REPORT 028-15795 N Illeana Perez AVP, Investment Risk Management and Compliance 305-482-8850 Illeana Perez Miami FL 05-14-2015 0 152 128270 false INFORMATION TABLE 2 EFGAM13FQ12015.xml LAZARD LTD SHS A G54050102 105 2000 SH SOLE 2000 0 0 AGL RES INC COM 001204106 14 287 SH SOLE 287 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 318 19574 SH SOLE 19574 0 0 AT&T INC COM 00206R102 285 8731 SH SOLE 8731 0 0 ADOBE SYS INC COM 00724F101 30 400 SH SOLE 400 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 5 60 SH SOLE 60 0 0 ALLSTATE CORP COM 020002101 611 8580 SH SOLE 8580 0 0 ALTRIA GROUP INC COM 02209S103 1119 22372 SH SOLE 22372 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 572 10846 SH SOLE 10846 0 0 AMERIPRISE FINL INC COM 03076C106 1493 11107 SH SOLE 11107 0 0 APPLE INC COM 037833100 642 5160 SH SOLE 5160 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 20 704 SH SOLE 704 0 0 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 13 500 SH SOLE 500 0 0 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 156 6000 SH SOLE 6000 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 538 13824 SH SOLE 13824 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 422 7674 SH SOLE 7674 0 0 CBS CORP NEW CL B 124857202 571 9426 SH SOLE 9426 0 0 CF INDS HLDGS INC COM 125269100 396 1397 SH SOLE 1397 0 0 CME GROUP INC COM 12572Q105 28 299 SH SOLE 299 0 0 CVS HEALTH CORP COM 126650100 428 4147 SH SOLE 4147 0 0 CALIFORNIA RES CORP COM 13057Q107 1 100 SH SOLE 100 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 8 4400 SH SOLE 4400 0 0 CISCO SYS INC COM 17275R102 193 7015 SH SOLE 7015 0 0 CITIGROUP INC COM NEW 172967424 17 325 SH SOLE 325 0 0 COMCAST CORP NEW CL A 20030N101 1068 18719 SH SOLE 18719 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 1 839 SH SOLE 839 0 0 CONOCOPHILLIPS COM 20825C104 599 9614 SH SOLE 9614 0 0 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 32 800 SH SOLE 800 0 0 COTY INC COM CL A 222070203 736 30311 SH SOLE 30311 0 0 DANAHER CORP DEL COM 235851102 680 8007 SH SOLE 8007 0 0 DECKERS OUTDOOR CORP COM 243537107 413 5665 SH SOLE 5665 0 0 DELUXE CORP COM 248019101 563 8122 SH SOLE 8122 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 111 1000 SH SOLE 1000 0 0 DISCOVER FINL SVCS COM 254709108 472 8377 SH SOLE 8377 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 693 8830 SH SOLE 8830 0 0 EXXON MOBIL CORP COM 30231G102 111 1300 SH SOLE 1300 0 0 FACEBOOK INC CL A 30303M102 7 80 SH SOLE 80 0 0 FIRSTENERGY CORP COM 337932107 4 118 SH SOLE 118 0 0 FLEXSHARES TR MORNSTAR UPSTR 33939L407 28 949 SH SOLE 949 0 0 FREEPORT-MCMORAN INC CL B 35671D857 9 500 SH SOLE 500 0 0 GENERAL MTRS CO COM 37045V100 0 13 SH SOLE 13 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V118 2 73 SH SOLE 73 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 1 73 SH SOLE 73 0 0 GOOGLE INC CL A 38259P508 80 145 SH SOLE 145 0 0 GOOGLE INC CL C 38259P706 79 145 SH SOLE 145 0 0 HCA HOLDINGS INC COM 40412C101 920 12234 SH SOLE 12234 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 39 1530 SH SOLE 1530 0 0 HALLIBURTON CO COM 406216101 217 4947 SH SOLE 4947 0 0 HEALTH CARE REIT INC COM 42217K106 391 5050 SH SOLE 5050 0 0 HELMERICH & PAYNE INC COM 423452101 0 0 SH SOLE 0 0 0 HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 456 13011 SH SOLE 13011 0 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 231 7705 SH SOLE 7705 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 138 8833 SH SOLE 8833 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 51 3000 SH SOLE 3000 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 260 13352 SH SOLE 13352 0 0 ISHARES GOLD TRUST ISHARES 464285105 76 6594 SH SOLE 6594 0 0 ISHARES MSCI FRNTR100ETF 464286145 3 110 SH SOLE 110 0 0 ISHARES MSCI BRZ CAP ETF 464286400 73 2325 SH SOLE 2325 0 0 ISHARES MSCI PAC JP ETF 464286665 783 17257 SH SOLE 17257 0 0 ISHARES MSCI STH KOR ETF 464286772 625 10922 SH SOLE 10922 0 0 ISHARES MSCI JAPAN ETF 464286848 9513 759244 SH SOLE 759244 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 220 4957 SH SOLE 4957 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 9803 244290 SH SOLE 244290 0 0 ISHARES TR IBOXX INV CP ETF 464287242 170 1396 SH SOLE 1396 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 12 114 SH SOLE 114 0 0 ISHARES TR LATN AMER 40 ETF 464287390 23 775 SH SOLE 775 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 122 1442 SH SOLE 1442 0 0 ISHARES TR MSCI EAFE ETF 464287465 48 741 SH SOLE 741 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 438 5815 SH SOLE 5815 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 168 1699 SH SOLE 1699 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 301 1988 SH SOLE 1988 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 15429 124057 SH SOLE 124057 0 0 ISHARES TR S&P MC 400VL ETF 464287705 331 2522 SH SOLE 2522 0 0 ISHARES TR US HLTHCARE ETF 464287762 2 14 SH SOLE 14 0 0 ISHARES TR EUROPE ETF 464287861 16204 366022 SH SOLE 366022 0 0 ISHARES MSCI AC ASIA ETF 464288182 111 1732 SH SOLE 1732 0 0 ISHARES JP MOR EM MK ETF 464288281 201 1796 SH SOLE 1796 0 0 ISHARES INTERM CR BD ETF 464288638 177 1598 SH SOLE 1598 0 0 ISHARES 1-3 YR CR BD ETF 464288646 143 1357 SH SOLE 1357 0 0 ISHARES U.S. PFD STK ETF 464288687 120 2989 SH SOLE 2989 0 0 ISHARES TR MSCI INDONIA ETF 46429B309 43 1543 SH SOLE 1543 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 187 2500 SH SOLE 2500 0 0 ISHARES TR MSCI UTD KNGDM 46434V548 241 13381 SH SOLE 13381 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 81 7329 SH SOLE 7329 0 0 KINDER MORGAN INC DEL COM 49456B101 0 8 SH SOLE 8 0 0 KRAFT FOODS GROUP INC COM 50076Q106 650 7461 SH SOLE 7461 0 0 MACYS INC COM 55616P104 952 14052 SH SOLE 14052 0 0 MARATHON PETE CORP COM 56585A102 431 4213 SH SOLE 4213 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 25 1393 SH SOLE 1393 0 0 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 27 1357 SH SOLE 1357 0 0 MCKESSON CORP COM 58155Q103 457 2021 SH SOLE 2021 0 0 MERCK & CO INC NEW COM 58933Y105 138 2400 SH SOLE 2400 0 0 MICROSOFT CORP COM 594918104 711 17483 SH SOLE 17483 0 0 MORGAN STANLEY COM NEW 617446448 12 335 SH SOLE 335 0 0 NEUBERGER BERMAN HGH YLD FD COM 64128C106 46 3708 SH SOLE 3708 0 0 NEXTERA ENERGY INC COM 65339F101 14 130 SH SOLE 130 0 0 NOVARTIS A G SPONSORED ADR 66987V109 69 696 SH SOLE 696 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 223 3061 SH SOLE 3061 0 0 ORACLE CORP COM 68389X105 1452 33407 SH SOLE 33407 0 0 PPG INDS INC COM 693506107 372 1648 SH SOLE 1648 0 0 PPL CORP COM 69351T106 26 761 SH SOLE 761 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 150 25011 SH SOLE 25011 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 84 828 SH SOLE 828 0 0 PINNACLE WEST CAP CORP COM 723484101 448 7025 SH SOLE 7025 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1978 18557 SH SOLE 18557 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 3120 182752 SH SOLE 182752 0 0 POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 53 750 SH SOLE 750 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 17 901 SH SOLE 901 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 440 18259 SH SOLE 18259 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 60 1432 SH SOLE 1432 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 920 38341 SH SOLE 38341 0 0 ROCKWELL AUTOMATION INC COM 773903109 659 5680 SH SOLE 5680 0 0 ROUSE PPTYS INC COM 779287101 0 5 SH SOLE 5 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 26 1000 SH SOLE 1000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5628 27543 SH SOLE 27543 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 590 5191 SH SOLE 5191 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 277 6393 SH SOLE 6393 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 677 14167 SH SOLE 14167 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 164 4182 SH SOLE 4182 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 232 4261 SH SOLE 4261 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 121 1200 SH SOLE 1200 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 634 8111 SH SOLE 8111 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 23 131 SH SOLE 131 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 405 1461 SH SOLE 1461 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 29 1000 SH SOLE 1000 0 0 SANDISK CORP COM 80004C101 348 5471 SH SOLE 5471 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 51 700 SH SOLE 700 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 114 1473 SH SOLE 1473 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 472 19591 SH SOLE 19591 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 28 500 SH SOLE 500 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 21 500 SH SOLE 500 0 0 SOUTHERN COPPER CORP COM 84265V105 216 7400 SH SOLE 7400 0 0 TJX COS INC NEW COM 872540109 389 5553 SH SOLE 5553 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 451 3357 SH SOLE 3357 0 0 3M CO COM 88579Y101 45 270 SH SOLE 270 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 498 14703 SH SOLE 14703 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1536 12607 SH SOLE 12607 0 0 VALE S A ADR 91912E105 34 6050 SH SOLE 6050 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 147 1821 SH SOLE 1821 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 333 3994 SH SOLE 3994 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 14 275 SH SOLE 275 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 7 50 SH SOLE 50 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 78 732 SH SOLE 732 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 108 2000 SH SOLE 2000 0 0 VANGUARD INDEX FDS REIT ETF 922908553 156 1851 SH SOLE 1851 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 22284 207776 SH SOLE 207776 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 985 20247 SH SOLE 20247 0 0 WELLS FARGO & CO NEW COM 949746101 807 14837 SH SOLE 14837 0 0 WISDOMTREE TR EMERG MKTS ETF 97717W315 98 2303 SH SOLE 2303 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 2834 50803 SH SOLE 50803 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 1824 27548 SH SOLE 27548 0 0 WISDOMTREE TR ASIA LC DBT FD 97717X842 27 578 SH SOLE 578 0 0