AVP, Investment Risk Management and Compliance

0001598340-15-000003.txt : 20150311 0001598340-15-000003.hdr.sgml : 20150311 20150310181811 ACCESSION NUMBER: 0001598340-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150311 DATE AS OF CHANGE: 20150310 EFFECTIVENESS DATE: 20150311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EFG Asset Management (Americas) Corp. CENTRAL INDEX KEY: 0001598340 IRS NUMBER: 452742418 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15795 FILM NUMBER: 15690503 BUSINESS ADDRESS: STREET 1: 701 BRICKELL AVE, 9TH FLOOR CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 305-482-8000 MAIL ADDRESS: STREET 1: 701 BRICKELL AVE, 9TH FLOOR CITY: MIAMI STATE: FL ZIP: 33131 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001598340 XXXXXXXX 12-31-2014 12-31-2014 true 1 RESTATEMENT EFG Asset Management (Americas) Corp.

701 BRICKELL AVE, 9TH FLOOR MIAMI FL 33131

13F HOLDINGS REPORT 028-15795 Y Restatement of shares and market values Illeana Perez AVP, Investment Risk Management and Compliance 305-482-8850 Illeana Miami FL 03-10-2015 0 147 153603 false INFORMATION TABLE 2 EFGAM13FQ42014_RESTATEMENT.xml VANGUARD INDEX FDS TOTAL STK MKT 922908769 30382 292325 SH SOLE 292325 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 17033 143512 SH SOLE 143512 0 0 ISHARES TR EUROPE ETF 464287861 14889 349736 SH SOLE 349736 0 0 ISHARES MSCI GERMANY ETF 464286806 12716 463914 SH SOLE 463914 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 11940 306264 SH SOLE 306264 0 0 ISHARES MSCI JAPAN ETF 464286848 10350 920839 SH SOLE 920839 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 3105 168299 SH SOLE 168299 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 1143 45457 SH SOLE 45457 0 0 ISHARES TR CORE S&P500 ETF 464287200 1534 7352 SH SOLE 7352 0 0 APPLE INC COM 037833100 1059 9596 SH SOLE 9596 0 0 ISHARES MSCI STH KOR ETF 464286772 604 10922 SH SOLE 10922 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 536 4719 SH SOLE 4719 0 0 ORACLE CORP COM 68389X105 516 11472 SH SOLE 11472 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6165 30459 SH SOLE 30459 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 572 7259 SH SOLE 7259 0 0 ALTRIA GROUP INC COM 02209S103 1027 20845 SH SOLE 20845 0 0 COTY INC COM CL A 222070203 610 29531 SH SOLE 29531 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 1013 23984 SH SOLE 23984 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 595 8300 SH SOLE 8300 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 465 19371 SH SOLE 19371 0 0 UNITEDHEALTH GROUP INC COM 91324P102 648 6333 SH SOLE 6333 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 2118 29614 SH SOLE 29614 0 0 ALLSTATE CORP COM 020002101 548 7798 SH SOLE 7798 0 0 AMERIPRISE FINL INC COM 03076C106 876 6574 SH SOLE 6574 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 581 7049 SH SOLE 7049 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 403 16298 SH SOLE 16298 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 397 4608 SH SOLE 4608 0 0 DISCOVER FINL SVCS COM 254709108 510 7787 SH SOLE 7787 0 0 WELLS FARGO & CO NEW COM 949746101 1230 22510 SH SOLE 22510 0 0 DELUXE CORP COM 248019101 476 7652 SH SOLE 7652 0 0 HCA HOLDINGS INC COM 40412C101 460 6272 SH SOLE 6272 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 576 12306 SH SOLE 12306 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 435 8114 SH SOLE 8114 0 0 COMCAST CORP NEW CL A 20030N101 603 10288 SH SOLE 10288 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1554 31382 SH SOLE 31382 0 0 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 299 17100 SH SOLE 17100 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 433 3402 SH SOLE 3402 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 295 2339 SH SOLE 2339 0 0 PINNACLE WEST CAP CORP COM 723484101 382 5598 SH SOLE 5598 0 0 SANDISK CORP COM 80004C101 385 3926 SH SOLE 3926 0 0 WISDOMTREE TR INTL DIV EX FINL 97717W786 280 6500 SH SOLE 6500 0 0 CVS HEALTH CORP COM 126650100 433 4421 SH SOLE 4421 0 0 DANAHER CORP DEL COM 235851102 375 4375 SH SOLE 4375 0 0 ISHARES 3-7 YR TR BD ETF 464288661 267 2183 SH SOLE 2183 0 0 ISHARES TR IBOXX INV CP ETF 464287242 816 6831 SH SOLE 6831 0 0 CF INDS HLDGS INC COM 125269100 634 2326 SH SOLE 2326 0 0 TJX COS INC NEW COM 872540109 335 4885 SH SOLE 4885 0 0 AGL RES INC COM 001204106 343 6298 SH SOLE 6298 0 0 PPG INDS INC COM 693506107 322 1394 SH SOLE 1394 0 0 MACYS INC COM 55616P104 661 9961 SH SOLE 9961 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 243 4261 SH SOLE 4261 0 0 MARATHON PETE CORP COM 56585A102 317 3511 SH SOLE 3511 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 260 6255 SH SOLE 6255 0 0 MCKESSON CORP COM 58155Q103 306 1475 SH SOLE 1475 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 311 6743 SH SOLE 6743 0 0 PFIZER INC COM 717081103 702 22528 SH SOLE 22528 0 0 MICROSOFT CORP COM 594918104 733 15652 SH SOLE 15652 0 0 GENERAL ELECTRIC CO COM 369604103 271 10742 SH SOLE 10742 0 0 ROCKWELL AUTOMATION INC COM 773903109 283 2546 SH SOLE 2546 0 0 ISHARES 1-3 YR CR BD ETF 464288646 365 3467 SH SOLE 3467 0 0 CBS CORP NEW CL B 124857202 262 4732 SH SOLE 4732 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 198 1600 SH SOLE 1600 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1596 19957 SH SOLE 19957 0 0 ISHARES INTERM CR BD ETF 464288638 928 8328 SH SOLE 8328 0 0 ISHARES TR LATN AMER 40 ETF 464287390 184 5781 SH SOLE 5781 0 0 VANGUARD INDEX FDS REIT ETF 922908553 1563 19294 SH SOLE 19294 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 180 4487 SH SOLE 4487 0 0 CONOCOPHILLIPS COM 20825C104 567 8324 SH SOLE 8324 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 177 1856 SH SOLE 1856 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 289 3423 SH SOLE 3423 0 0 HALLIBURTON CO COM 406216101 205 5224 SH SOLE 5224 0 0 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 156 6000 SH SOLE 6000 0 0 ISHARES MICRO-CAP ETF 464288869 152 1978 SH SOLE 1978 0 0 ISHARES TR MSCI EAFE ETF 464287465 151 2490 SH SOLE 2490 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 252 3066 SH SOLE 3066 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 557 11688 SH SOLE 11688 0 0 KINDER MORGAN INC DEL COM 49456B101 137 3246 SH SOLE 3246 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 137 8833 SH SOLE 8833 0 0 ISHARES U.S. PFD STK ETF 464288687 193 4892 SH SOLE 4892 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 131 1651 SH SOLE 1651 0 0 INTERPUBLIC GROUP COS INC COM 460690100 160 7684 SH SOLE 7684 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 123 16783 SH SOLE 16783 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 121 400 SH SOLE 400 0 0 ISHARES MSCI AC ASIA ETF 464288182 1895 30914 SH SOLE 30914 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 115 1200 SH SOLE 1200 0 0 WISDOMTREE TR EMERG MKTS ETF 97717W315 111 2635 SH SOLE 2635 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 101 4615 SH SOLE 4615 0 0 POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 101 1500 SH SOLE 1500 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 95 7329 SH SOLE 7329 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 76 732 SH SOLE 732 0 0 ISHARES GOLD TRUST ISHARES 464285105 75 6594 SH SOLE 6594 0 0 ISHARES JP MOR EM MK ETF 464288281 219 1994 SH SOLE 1994 0 0 3M CO COM 88579Y101 119 725 SH SOLE 725 0 0 HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 97 3125 SH SOLE 3125 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 84 1230 SH SOLE 1230 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 66 1432 SH SOLE 1432 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 57 1000 SH SOLE 1000 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 90 2335 SH SOLE 2335 0 0 VALE S A ADR 91912E105 46 5600 SH SOLE 5600 0 0 NEUBERGER BERMAN HGH YLD FD COM 64128C106 45 3708 SH SOLE 3708 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 45 3000 SH SOLE 3000 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 60 595 SH SOLE 595 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2593 25041 SH SOLE 25041 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 41 1000 SH SOLE 1000 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 39 1530 SH SOLE 1530 0 0 FLEXSHARES TR MORNSTAR UPSTR 33939L407 36 1183 SH SOLE 1183 0 0 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 35 1652 SH SOLE 1652 0 0 WISDOMTREE TR ASIA LC DBT F 97717X842 32 676 SH SOLE 676 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 30 1640 SH SOLE 1640 0 0 ACTIVISION BLIZZARD INC COM 00507V109 30 1480 SH SOLE 1480 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 26 1000 SH SOLE 1000 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 23 131 SH SOLE 131 0 0 CITIGROUP INC COM NEW 172967424 19 352 SH SOLE 352 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 16 901 SH SOLE 901 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 15 3280 SH SOLE 3280 0 0 ABBVIE INC COM 00287Y109 14 220 SH SOLE 220 0 0 TIME WARNER INC COM NEW 887317303 14 160 SH SOLE 160 0 0 MORGAN STANLEY COM NEW 617446448 13 335 SH SOLE 335 0 0 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 13 500 SH SOLE 500 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 13 100 SH SOLE 100 0 0 DEUTSCHE BK AG LDN BRH PS GOLD DS ETN 25154H756 12 1556 SH SOLE 1556 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 11 114 SH SOLE 114 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 11 200 SH SOLE 200 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 625 11201 SH SOLE 11201 0 0 CELGENE CORP COM 151020104 10 90 SH SOLE 90 0 0 TIME WARNER CABLE INC COM 88732J207 10 65 SH SOLE 65 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 9 4400 SH SOLE 4400 0 0 HORMEL FOODS CORP COM 440452100 9 175 SH SOLE 175 0 0 PEPSICO INC COM 713448108 9 95 SH SOLE 95 0 0 GOOGLE INC CL C 38259P706 85 162 SH SOLE 162 0 0 LOWES COS INC COM 548661107 8 120 SH SOLE 120 0 0 BOEING CO COM 097023105 8 60 SH SOLE 60 0 0 MICRON TECHNOLOGY INC COM 595112103 21 610 SH SOLE 610 0 0 VIACOM INC NEW CL B 92553P201 7 95 SH SOLE 95 0 0 ISHARES MSCI BRZ CAP ETF 464286400 7 183 SH SOLE 183 0 0 GOOGLE INC CL A 38259P508 83 157 SH SOLE 157 0 0 SUNCOR ENERGY INC NEW COM 867224107 5 170 SH SOLE 170 0 0 COLGATE PALMOLIVE CO COM 194162103 5 75 SH SOLE 75 0 0 HESS CORP COM 42809H107 5 65 SH SOLE 65 0 0 FIRSTENERGY CORP COM 337932107 5 118 SH SOLE 118 0 0 ISHARES MSCI PAC JP ETF 464286665 3 63 SH SOLE 63 0 0 ULTRA PETROLEUM CORP COM 903914109 3 190 SH SOLE 190 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V118 7 313 SH SOLE 313 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 2 839 SH SOLE 839 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 5 313 SH SOLE 313 0 0 GENERAL MTRS CO COM 37045V100 0 13 SH SOLE 13 0 0 ROUSE PPTYS INC COM 779287101 0 5 SH SOLE 5 0 0