CHIEF COMPLIANCE OFFICER

0001597843-19-000002.txt : 20190514 0001597843-19-000002.hdr.sgml : 20190514 20190514114952 ACCESSION NUMBER: 0001597843-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEDDOCK CAPITAL ADVISORS, LLC CENTRAL INDEX KEY: 0001597843 IRS NUMBER: 262250657 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15711 FILM NUMBER: 19821362 BUSINESS ADDRESS: STREET 1: 50 BRAINTREE OFFICE PARK STREET 2: SUITE 207 CITY: BRAINTREE STATE: MA ZIP: 02184 BUSINESS PHONE: (781) 848-0288 MAIL ADDRESS: STREET 1: 50 BRAINTREE OFFICE PARK STREET 2: SUITE 207 CITY: BRAINTREE STATE: MA ZIP: 02184 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001597843 XXXXXXXX 03-31-2019 03-31-2019 PEDDOCK CAPITAL ADVISORS, LLC

50 BRAINTREE OFFICE PARK SUITE 207 BRAINTREE MA 02184

13F HOLDINGS REPORT 028-15711 N MATTHEW E. SIMMONS CHIEF COMPLIANCE OFFICER 781-848-0288 MATTHEW E. SIMMONS BRAINTREE ME 05-14-2019 0 252 184697 false INFORMATION TABLE 2 13FPeddockQ12019.xml Abbott Laboratories COM 002824100 245 3058 SH SOLE 3058 0 0 Advanced Micro Devices Inc. COM 007903107 26 1021 SH SOLE 1021 0 0 Allstate Corporation COM 020002101 1268 13461 SH SOLE 13461 0 0 Amazon.com Inc. COM 023135106 821 461 SH SOLE 461 0 0 American International Grou COM 026874784 66 1520 SH SOLE 1520 0 0 American Water Works Co Inc COM 030420103 175 1680 SH SOLE 1680 0 0 AmeriGas Partners LP COM 030975106 28 900 SH SOLE 900 0 0 Amgen Incorporated COM 031162100 13 69 SH SOLE 69 0 0 Analog Devices Inc. COM 032654105 165 1563 SH SOLE 1563 0 0 Apple Inc. COM 037833100 4161 21908 SH SOLE 21908 0 0 Applied Materials Inc. COM 038222105 2 56 SH SOLE 56 0 0 Auto Data Processing COM 053015103 200 1250 SH SOLE 1250 0 0 BB&T Corp. COM 054937107 47 1014 SH SOLE 1014 0 0 BP Plc. ADR ADR 055622104 265 6066 SH SOLE 6066 0 0 Baidu Inc. ADR ADR 056752108 16 99 SH SOLE 99 0 0 Bank of America Corp. COM 060505104 1869 67732 SH SOLE 67732 0 0 Bank of New York Mellon Cor COM 064058100 340 6740 SH SOLE 6740 0 0 Berkshire Hathaway Inc. Cla COM 084670702 253 1259 SH SOLE 1259 0 0 Blue Hills Bancorp Inc. COM 095573101 24 1000 SH SOLE 1000 0 0 Boeing Co COM 097023105 195 512 SH SOLE 512 0 0 Booz Allen Hamilton Holding COM 099502106 112 1920 SH SOLE 1920 0 0 Boston Scientific Corp. COM 101137107 253 6581 SH SOLE 6581 0 0 BristolMyers Squibb Co. COM 110122108 277 5814 SH SOLE 5814 0 0 CF Industries Holdings Inc COM 125269100 609 14888 SH SOLE 14888 0 0 CVS Caremark Corp. COM 126650100 818 15166 SH SOLE 15166 0 0 Canopy Growth Corp. COM 138035100 5 122 SH SOLE 122 0 0 CarGurus Inc. Class A COM 141788109 801 20000 SH SOLE 20000 0 0 Carnival Corp. COM 143658300 35 688 SH SOLE 688 0 0 Celgene Corporation COM 151020104 1123 11906 SH SOLE 11906 0 0 Chevron Corp. COM 166764100 7730 62752 SH SOLE 62752 0 0 ChromaDex Corp. COM 171077407 14 3380 SH SOLE 3380 0 0 Clean Harbors Inc. COM 184496107 250 3500 SH SOLE 3500 0 0 Clorox Co. COM 189054109 257 1600 SH SOLE 1600 0 0 CocaCola Company COM 191216100 1040 22191 SH SOLE 22191 0 0 Cognizant Technology Soluti COM 192446102 15 200 SH SOLE 200 0 0 ColgatePalmolive Co. COM 194162103 34 500 SH SOLE 500 0 0 Cummins Inc. COM 231021106 451 2858 SH SOLE 2858 0 0 Deutsche Xtrackers MSCI EA ETF 233051200 28 890 SH SOLE 890 0 0 DTE Energy Company COM 233331107 591 4737 SH SOLE 4737 0 0 Danaher Corp. COM 235851102 756 5726 SH SOLE 5726 0 0 Darden Restaurants Inc. COM 237194105 1127 9274 SH SOLE 9274 0 0 Deere & Co. COM 244199105 160 998 SH SOLE 998 0 0 Delta Air Lines Inc. COM 247361702 24 455 SH SOLE 455 0 0 Walt Disney Co. COM 254687106 1434 12918 SH SOLE 12918 0 0 Dollar General Corp. COM 256677105 6 47 SH SOLE 47 0 0 EastGroup Properties Inc. COM 277276101 122 1091 SH SOLE 1091 0 0 eBay Inc COM 278642103 204 5497 SH SOLE 5497 0 0 Ecolab Inc. COM 278865100 516 2924 SH SOLE 2924 0 0 Electronic Arts Inc. COM 285512109 12 122 SH SOLE 122 0 0 Emerson Electric Co. COM 291011104 286 4169 SH SOLE 4169 0 0 First Trust NASDAQ100Tech ETF 337345102 15 176 SH SOLE 176 0 0 Fiserv Inc. COM 337738108 2429 27519 SH SOLE 27519 0 0 Fluor Corp. COM 343412102 6 175 SH SOLE 175 0 0 General Dynamics Corp. COM 369550108 198 1168 SH SOLE 1168 0 0 General Electric Co. COM 369604103 127 12707 SH SOLE 12707 0 0 General Mills Inc. COM 370334104 62 1200 SH SOLE 1200 0 0 Gilead Sciences Inc. COM 375558103 718 11039 SH SOLE 11039 0 0 GrubHub Inc. COM 400110102 4 57 SH SOLE 57 0 0 Harris Corp. COM 413875105 349 2183 SH SOLE 2183 0 0 Hasbro Inc. COM 418056107 23 275 SH SOLE 275 0 0 Heico Corp COM 422806109 28 296 SH SOLE 296 0 0 The Hershey Company COM 427866108 4 34 SH SOLE 34 0 0 Honeywell International COM 438516106 71 445 SH SOLE 445 0 0 Illinois Tool Works Inc. COM 452308109 166 1155 SH SOLE 1155 0 0 Impinj Inc. COM 453204109 1 31 SH SOLE 31 0 0 Integrated Device Technolog COM 458118106 4 76 SH SOLE 76 0 0 Intel Corp. COM 458140100 2022 37650 SH SOLE 37650 0 0 International Business Mach COM 459200101 353 2504 SH SOLE 2504 0 0 iShares MSCI Emerging Marke ETF 464286533 93 1576 SH SOLE 1576 0 0 iShares DJ Select Dividend ETF 464287168 704 7172 SH SOLE 7172 0 0 iShares S&P 500 Index Fund ETF 464287200 6366 22371 SH SOLE 22371 0 0 iShares Barclays Aggregate ETF 464287226 482 44233 SH SOLE 44233 0 0 iShares MSCI Emerging Marke ETF 464287234 1454 33874 SH SOLE 33874 0 0 iShares iBoxx Investment Gr ETF 464287242 6 505 SH SOLE 505 0 0 iShares S&P 500 Growth ETF 464287309 252 1464 SH SOLE 1464 0 0 iShares S&P 500 Value ETF 464287408 152 1351 SH SOLE 1351 0 0 iShares Barclays 13 Yr. Tr ETF 464287457 7 841 SH SOLE 841 0 0 iShares MSCI EAFE Index Fun ETF 464287465 11 169 SH SOLE 169 0 0 iShares Russell 1000 Value ETF 464287598 148 1200 SH SOLE 1200 0 0 iShares Russell 1000 Growth ETF 464287614 332 2191 SH SOLE 2191 0 0 iShares Russell 2000 Value ETF 464287630 6 47 SH SOLE 47 0 0 iShares Russell 2000 Growth ETF 464287648 6 31 SH SOLE 31 0 0 iShares Russell 2000 Index ETF 464287655 1677 10954 SH SOLE 10954 0 0 iShares Dow Jones US Techno ETF 464287721 93 490 SH SOLE 490 0 0 iShares S&P SmallCap 600 In ETF 464287804 446 5777 SH SOLE 5777 0 0 iShares Dow Jones US Aerosp ETF 464288760 64 320 SH SOLE 320 0 0 Johnson & Johnson COM 478160104 987 7062 SH SOLE 7062 0 0 Kohls Corp. COM 500255104 56 816 SH SOLE 816 0 0 Kraft Heinz Co. COM 500754106 15 450 SH SOLE 450 0 0 LKQ Corp COM 501889208 533 18770 SH SOLE 18770 0 0 Eli Lilly & Co. COM 532457108 711 5482 SH SOLE 5482 0 0 Lowes Companies Inc. COM 548661107 1269 11596 SH SOLE 11596 0 0 McCormick & Co. Inc. COM 579780206 95 630 SH SOLE 630 0 0 McDonalds Corp. COM 580135101 1717 9039 SH SOLE 9039 0 0 Microsoft Corp COM 594918104 1232 10445 SH SOLE 10445 0 0 Nasdaq Inc. COM 631103108 92 1056 SH SOLE 1056 0 0 National Oilwell Varco Inc. COM 637071101 93 3473 SH SOLE 3473 0 0 Nokia Oyj ADR ADR 654902204 2 409 SH SOLE 409 0 0 Norfolk Southern Corp. COM 655844108 58 310 SH SOLE 310 0 0 Omnicom Group Inc. COM 681919106 77 1050 SH SOLE 1050 0 0 Omega Healthcare Investors COM 681936100 58 1510 SH SOLE 1510 0 0 PNC Financial Services Grou COM 693475105 87 707 SH SOLE 707 0 0 ParkerHannifin Corp. COM 701094104 489 2849 SH SOLE 2849 0 0 Pepsico Incorporated COM 713448108 172 1400 SH SOLE 1400 0 0 Pfizer Inc. COM 717081103 2265 53321 SH SOLE 53321 0 0 Philip Morris International COM 718172109 187 2118 SH SOLE 2118 0 0 Phillips 66 COM 718546104 38 400 SH SOLE 400 0 0 Procter & Gamble COM 742718109 1237 11888 SH SOLE 11888 0 0 Prudential Financial Inc. COM 744320102 250 2718 SH SOLE 2718 0 0 Public Service Enterprise G COM 744573106 1092 18372 SH SOLE 18372 0 0 Qualcomm Inc. COM 747525103 19 338 SH SOLE 338 0 0 Roper Industries Inc. COM 776696106 1808 5287 SH SOLE 5287 0 0 Royal Dutch Shell ADR Cl B ADR 780259107 26 400 SH SOLE 400 0 0 Royal Dutch Shell p.l.c. A ADR 780259206 2 32 SH SOLE 32 0 0 Sarepta Therapeutics Inc. COM 803607100 6 54 SH SOLE 54 0 0 Schlumberger Ltd. COM 806857108 105 2400 SH SOLE 2400 0 0 SherwinWilliams Co. COM 824348106 151 350 SH SOLE 350 0 0 Sony Corporation COM 835699307 13 307 SH SOLE 307 0 0 The Southern Company COM 842587107 44 850 SH SOLE 850 0 0 Stericycle Inc. COM 858912108 9 162 SH SOLE 162 0 0 SunTrust Banks Inc. COM 867914103 79 1340 SH SOLE 1340 0 0 Synopsys Inc. COM 871607107 344 2983 SH SOLE 2983 0 0 TJX Companies Inc. COM 872540109 225 4220 SH SOLE 4220 0 0 Texas Instruments Inc COM 882508104 10 90 SH SOLE 90 0 0 Thermo Fisher Scientific In COM 883556102 2441 8918 SH SOLE 8918 0 0 Tyson Foods Inc. Class A COM 902494103 903 13005 SH SOLE 13005 0 0 UGI Corporation COM 902681105 92 1654 SH SOLE 1654 0 0 Union Pacific Corp. COM 907818108 765 4573 SH SOLE 4573 0 0 United Technologies Corp. COM 913017109 569 4414 SH SOLE 4414 0 0 Vanguard Dividend Appreciat ETF 921908844 157 1431 SH SOLE 1431 0 0 Vanguard High Dividend Yiel ETF 921946406 127 1484 SH SOLE 1484 0 0 Vanguard MSCI Emerging Mark ETF 922042858 6 147 SH SOLE 147 0 0 Vanguard SmallCap Value In ETF 922908611 16 124 SH SOLE 124 0 0 Vanguard Small Cap ETF ETF 922908751 3952 25863 SH SOLE 25863 0 0 Wabtec Corp. COM 929740108 2 22 SH SOLE 22 0 0 WalMart Stores Inc. COM 931142103 1188 12178 SH SOLE 12178 0 0 Walgreens Boots Alliance In COM 931427108 222 3516 SH SOLE 3516 0 0 Quanta Services Inc. COM 74762E102 672 17805 SH SOLE 17805 0 0 Invesco QQQ Trust ETF 46090E103 1367 7608 SH SOLE 7608 0 0 Ameresco Inc. COM 02361E108 1 69 SH SOLE 69 0 0 Travelers Companies Inc. COM 89417E109 1173 8549 SH SOLE 8549 0 0 AT&T Inc. COM 00206R102 248 7894 SH SOLE 7894 0 0 AbbVie Inc. COM 00287Y109 270 3350 SH SOLE 3350 0 0 Activision Blizzard Inc. COM 00507V109 28 622 SH SOLE 622 0 0 Aldeyra Therapeutics Inc. COM 01438T106 7 752 SH SOLE 752 0 0 Alphabet Inc C COM 02079K107 386 329 SH SOLE 329 0 0 Alphabet Inc A COM 02079K305 2096 1781 SH SOLE 1781 0 0 Altria Group Inc. COM 02209S103 293 5108 SH SOLE 5108 0 0 American Tower Corporation COM 03027X100 177 900 SH SOLE 900 0 0 Ameriprise Financial Inc . COM 03076C106 519 4049 SH SOLE 4049 0 0 Aurora Cannabis Inc. COM 05156X108 4 450 SH SOLE 450 0 0 Biogen Idec Inc COM 09062X103 275 1165 SH SOLE 1165 0 0 Broadcom Ltd. COM 11135F101 30 100 SH SOLE 100 0 0 Capital One Financial Corp COM 14040H105 909 11122 SH SOLE 11122 0 0 Cisco Systems Inc. COM 17275R102 1854 34332 SH SOLE 34332 0 0 Comcast Corp. Class A COM 20030N101 32 800 SH SOLE 800 0 0 ConocoPhillips COM 20825C104 380 5697 SH SOLE 5697 0 0 Constellation Brands Inc. COM 21036P108 3271 18656 SH SOLE 18656 0 0 Costco Wholesale Corp. COM 22160K105 456 1885 SH SOLE 1885 0 0 Covetrus Inc. COM 22304C100 3 103 SH SOLE 103 0 0 Dominion Resources Inc. COM 25746U109 31 400 SH SOLE 400 0 0 DowDuPont Inc. COM 26078J100 88 1653 SH SOLE 1653 0 0 Duke Energy Corp. COM 26441C204 30 330 SH SOLE 330 0 0 ETFMG Alternative Harvest E ETF 26924G508 27 737 SH SOLE 737 0 0 EV Senior Income Trust ETF 27826S103 2 2461 SH SOLE 2461 0 0 Eaton Vance Limited Duratio ETF 27828H105 1 700 SH SOLE 700 0 0 Enbridge Inc. COM 29250N105 11 295 SH SOLE 295 0 0 Energy Transfer LP COM 29273V100 15 960 SH SOLE 960 0 0 Expedia Inc. COM 30212P303 2 20 SH SOLE 20 0 0 Exxon Mobil Corporation COM 30231G102 62685 775802 SH SOLE 775802 0 0 Facebook Inc. COM 30303M102 1011 6063 SH SOLE 6063 0 0 FireEye Inc. COM 31816Q101 4 230 SH SOLE 230 0 0 First American Financial Co COM 31847R102 21 400 SH SOLE 400 0 0 First Republic Bank COM 33616C100 90 900 SH SOLE 900 0 0 The GEO Group Inc. COM 36162J106 10 540 SH SOLE 540 0 0 Goldman Sachs Group Inc. COM 38141G104 45 234 SH SOLE 234 0 0 HP Inc COM 40434l105 1069 54992 SH SOLE 54992 0 0 Host Hotels & Resorts Inc COM 44107P104 928 49117 SH SOLE 49117 0 0 Invesco S&P 500 Equal Weigh ETF 46137v282 107 630 SH SOLE 630 0 0 Invesco Buyback Achievers E ETF 46137V308 38 641 SH SOLE 641 0 0 Invesco S&P 500 Equal Weig ETF 46137v357 1802 17252 SH SOLE 17252 0 0 iShares Floating Rate Bond ETF 46429B655 420 82416 SH SOLE 82416 0 0 iShares MSCI EAFE Minimum V ETF 46429B689 1315 18266 SH SOLE 18266 0 0 JP Morgan Chase & Co. Comm COM 46625H100 2708 26754 SH SOLE 26754 0 0 Lab Corp. of America Holdin COM 50540R409 23 148 SH SOLE 148 0 0 MPLX LP COM 55336V100 8 234 SH SOLE 234 0 0 Mannkind Corporation COM 56400P706 0 200 SH SOLE 200 0 0 McKesson Corp. COM 58155Q103 635 5428 SH SOLE 5428 0 0 Merck & Co. Inc. COM 58933Y105 198 2384 SH SOLE 2384 0 0 Molson Coors Brewing Co. COM 60871R209 12 200 SH SOLE 200 0 0 Netflix Inc. COM 64110L106 143 402 SH SOLE 402 0 0 Novartis AG ADR ADR 66987V109 288 2996 SH SOLE 2996 0 0 Nvidia Corp. COM 67066G104 4079 22718 SH SOLE 22718 0 0 Oracle Corporation COM 68389X105 174 3247 SH SOLE 3247 0 0 Orchid Island Capital Inc. COM 68571X103 7 1000 SH SOLE 1000 0 0 PayPal Holdings Inc. COM 70450Y103 1011 9740 SH SOLE 9740 0 0 Reality Shares Nasdaq NexGe ETF 75605A702 9 391 SH SOLE 391 0 0 Regeneron Pharmaceuticals I COM 75886F107 23 55 SH SOLE 55 0 0 SPDR S&P 500 ETF ETF 78462F103 242 855 SH SOLE 855 0 0 SPDR Gold Shares ETF 78463V107 31 250 SH SOLE 250 0 0 SPDR DJ Wilshire Small Cap ETF 78464A201 37 616 SH SOLE 616 0 0 SPDR S&P Regional Banking ETF 78464A698 28 551 SH SOLE 551 0 0 SPDR DJ Wilshire Mid Cap Gr ETF 78464A821 30 579 SH SOLE 579 0 0 SVB Financial Group COM 78486Q101 145 654 SH SOLE 654 0 0 Salesforce.com Inc. COM 79466L302 190 1199 SH SOLE 1199 0 0 SPDR Select Sector: Consume ETF 81369Y308 30 540 SH SOLE 540 0 0 SPDR Select Sector: Consume ETF 81369Y407 40 350 SH SOLE 350 0 0 Financial Select Sector SPD ETF 81369Y605 689 26782 SH SOLE 26782 0 0 Technology Select Sector SP ETF 81369Y803 722 9756 SH SOLE 9756 0 0 Communication Services Sel ETF 81369Y852 595 12713 SH SOLE 12713 0 0 Seres Therapeutics Inc. COM 81750R102 2 300 SH SOLE 300 0 0 Synchrony Financial COM 87165B103 9 269 SH SOLE 269 0 0 TRI Pointe Group Inc. COM 87265H109 20 1584 SH SOLE 1584 0 0 Tesla Motors Inc. COM 88160R101 23 82 SH SOLE 82 0 0 3M Company COM 88579Y101 831 4000 SH SOLE 4000 0 0 U.S. Concrete Inc. COM 90333L201 31 753 SH SOLE 753 0 0 Unum Group COM 91529Y106 987 29161 SH SOLE 29161 0 0 Valero Energy Corp. COM 91913Y100 1166 13745 SH SOLE 13745 0 0 Vanguard ShortTerm Corp. B ETF 92206C409 168 21003 SH SOLE 21003 0 0 Verizon Communications COM 92343V104 1847 31244 SH SOLE 31244 0 0 Visa Inc. COM 92826C839 275 1760 SH SOLE 1760 0 0 Vodafone Group Plc ADR ADR 92857W308 9 501 SH SOLE 501 0 0 Wyndham Destinations Inc. COM 98310W108 64 1577 SH SOLE 1577 0 0 Wyndham Hotels & Resorts In COM 98311A105 171 3421 SH SOLE 3421 0 0 Zuora Inc. COM 98983V106 1 50 SH SOLE 50 0 0 Allegion PLC COM G0176J109 83 913 SH SOLE 913 0 0 Allergan Inc. COM G0177J108 399 2724 SH SOLE 2724 0 0 Accenture PLC Class A COM G1151C101 122 692 SH SOLE 692 0 0 Credicorp Ltd. COM G2519Y108 192 800 SH SOLE 800 0 0 Eaton Corp. PLC COM G29183103 54 672 SH SOLE 672 0 0 IngersollRand Co. p.l.c. COM G47791101 498 4616 SH SOLE 4616 0 0 Johnson Controls Internatio COM G51502105 37 1000 SH SOLE 1000 0 0 Linde PLC COM G5494J103 58 331 SH SOLE 331 0 0 Aptiv PLC COM G6095L109 548 6899 SH SOLE 6899 0 0 Chubb Ltd. COM H1467J104 318 2272 SH SOLE 2272 0 0 iShares Core 15 Year USD B ETF 46432F859 14 2854 SH SOLE 2854 0 0 iShares Core S&P MidCap ET ETF 464287507 245 1295 SH SOLE 1295 0 0 iShares S&P SmallCap 600 V ETF 464287879 2 16 SH SOLE 16 0 0 SPDR S&P Dividend ETF ETF 78464A763 38 386 SH SOLE 386 0 0 Target Corporation COM 87612E106 1141 14214 SH SOLE 14214 0 0 YETI Holdings Inc. COM 98585X104 2 66 SH SOLE 66 0 0 Mondelez International Inc. COM 609207105 60 1200 SH SOLE 1200 0 0 Unilever NV COM 904784709 124 2118 SH SOLE 2118 0 0 Wells Fargo & Co. COM 949746101 189 3905 SH SOLE 3905 0 0 Henry Schein Inc. COM 806407102 16 258 SH SOLE 258 0 0 Zoetis Inc. COM 98978V103 273 2710 SH SOLE 2710 0 0 Raytheon Co. COM 755111507 95 520 SH SOLE 520 0 0 Stanley Black & Decker Inc. COM 854502101 904 6637 SH SOLE 6637 0 0 Mastercard Inc COM 57636Q104 2388 10141 SH SOLE 10141 0 0 Microchip Technology Inc. COM 595017104 684 8245 SH SOLE 8245 0 0 LyondellBasell Industries N COM N53745100 53 634 SH SOLE 634 0 0 NXP Semiconductors NV COM N6596X109 15 173 SH SOLE 173 0 0