CHIEF COMPLIANCE OFFICER

0001597843-19-000001.txt : 20190213 0001597843-19-000001.hdr.sgml : 20190213 20190212191733 ACCESSION NUMBER: 0001597843-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190212 EFFECTIVENESS DATE: 20190213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEDDOCK CAPITAL ADVISORS, LLC CENTRAL INDEX KEY: 0001597843 IRS NUMBER: 262250657 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15711 FILM NUMBER: 19592721 BUSINESS ADDRESS: STREET 1: 50 BRAINTREE OFFICE PARK STREET 2: SUITE 207 CITY: BRAINTREE STATE: MA ZIP: 02184 BUSINESS PHONE: (781) 848-0288 MAIL ADDRESS: STREET 1: 50 BRAINTREE OFFICE PARK STREET 2: SUITE 207 CITY: BRAINTREE STATE: MA ZIP: 02184 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001597843 XXXXXXXX 12-31-2018 12-31-2018 PEDDOCK CAPITAL ADVISORS, LLC

50 BRAINTREE OFFICE PARK SUITE 207 BRAINTREE MA 02184

13F HOLDINGS REPORT 028-15711 N MATTHEW E. SIMMONS CHIEF COMPLIANCE OFFICER 781-848-0288 MATTHEW E. SIMMONS BRAINTREE MA 02-12-2019 0 255 168600 false INFORMATION TABLE 2 13FPeddockQ42018.xml PowerShares QQQ ETF 46090E103 1262 8180 SH SOLE 8180 0 0 PowerShares Buyback Achieve ETF 46137V308 36 691 SH SOLE 691 0 0 Broadcom Ltd. COM 11135F101 25 100 SH SOLE 100 0 0 Abbott Laboratories COM 002824100 231 3200 SH SOLE 3200 0 0 Advanced Micro Devices Inc. COM 007903107 7 406 SH SOLE 406 0 0 Alaska Air Group Inc. COM 011659109 220 3611 SH SOLE 3611 0 0 Allstate Corporation COM 020002101 1135 13732 SH SOLE 13732 0 0 Amazon.com Inc. COM 023135106 556 370 SH SOLE 370 0 0 American International Grou COM 026874784 92 2338 SH SOLE 2338 0 0 American Water Works Co Inc COM 030420103 152 1680 SH SOLE 1680 0 0 AmeriGas Partners LP COM 030975106 23 900 SH SOLE 900 0 0 Amgen Incorporated COM 031162100 13 68 SH SOLE 68 0 0 Analog Devices Inc. COM 032654105 134 1563 SH SOLE 1563 0 0 Apple Inc. COM 037833100 3447 21855 SH SOLE 21855 0 0 Applied Materials Inc. COM 038222105 2 56 SH SOLE 56 0 0 Auto Data Processing COM 053015103 164 1250 SH SOLE 1250 0 0 BB&T Corp. COM 054937107 44 1014 SH SOLE 1014 0 0 BP Plc. (ADR) ADR 055622104 228 6022 SH SOLE 6022 0 0 Baidu Inc. ADR ADR 056752108 16 99 SH SOLE 99 0 0 Bank of America Corp. COM 060505104 1701 69027 SH SOLE 69027 0 0 Bank of New York Mellon Cor COM 064058100 317 6740 SH SOLE 6740 0 0 Becton, Dickinson & Co. COM 075887109 2 7 SH SOLE 7 0 0 Berkshire Hathaway Inc. Cla COM 084670702 257 1259 SH SOLE 1259 0 0 Blue Hills Bancorp Inc. COM 095573101 21 1000 SH SOLE 1000 0 0 Boeing Co COM 097023105 169 525 SH SOLE 525 0 0 Booz Allen Hamilton Holding COM 099502106 87 1920 SH SOLE 1920 0 0 Boston Scientific Corp. COM 101137107 233 6581 SH SOLE 6581 0 0 Bristol-Myers Squibb Co. COM 110122108 302 5814 SH SOLE 5814 0 0 CF Industries Holdings Inc COM 125269100 673 15471 SH SOLE 15471 0 0 CVS Caremark Corp. COM 126650100 947 14456 SH SOLE 14456 0 0 CarGurus Inc. Class A COM 141788109 675 20000 SH SOLE 20000 0 0 Celgene Corporation COM 151020104 780 12178 SH SOLE 12178 0 0 Chevron Corp. COM 166764100 6770 62234 SH SOLE 62234 0 0 ChromaDex Corp. COM 171077407 12 3380 SH SOLE 3380 0 0 Clean Harbors Inc. COM 184496107 173 3500 SH SOLE 3500 0 0 Clorox Co. COM 189054109 247 1600 SH SOLE 1600 0 0 Coca-Cola Company COM 191216100 1061 22403 SH SOLE 22403 0 0 Cognizant Technology Soluti COM 192446102 13 200 SH SOLE 200 0 0 Colgate-Palmolive Co. COM 194162103 30 500 SH SOLE 500 0 0 Deutsche X-trackers MSCI EA ETF 233051200 25 890 SH SOLE 890 0 0 DTE Energy Company COM 233331107 507 4592 SH SOLE 4592 0 0 Danaher Corp. COM 235851102 445 4313 SH SOLE 4313 0 0 Darden Restaurants Inc. COM 237194105 922 9235 SH SOLE 9235 0 0 Deere & Co. COM 244199105 168 1128 SH SOLE 1128 0 0 Delta Air Lines Inc. COM 247361702 23 455 SH SOLE 455 0 0 Walt Disney Co. COM 254687106 973 8873 SH SOLE 8873 0 0 Dollar General Corp. COM 256677105 5 47 SH SOLE 47 0 0 EastGroup Properties Inc. REIT 277276101 100 1091 SH SOLE 1091 0 0 eBay Inc COM 278642103 224 7994 SH SOLE 7994 0 0 Ecolab Inc. COM 278865100 416 2821 SH SOLE 2821 0 0 Electronic Arts Inc. COM 285512109 10 122 SH SOLE 122 0 0 Emerson Electric Co. COM 291011104 249 4169 SH SOLE 4169 0 0 First Trust NASDAQ-100-Tech ETF 337345102 12 176 SH SOLE 176 0 0 Fiserv Inc. COM 337738108 2059 28014 SH SOLE 28014 0 0 Fluor Corp. COM 343412102 6 175 SH SOLE 175 0 0 General Dynamics Corp. COM 369550108 184 1168 SH SOLE 1168 0 0 General Electric Co. COM 369604103 96 12707 SH SOLE 12707 0 0 General Mills Inc. COM 370334104 47 1200 SH SOLE 1200 0 0 Gilead Sciences Inc. COM 375558103 833 13318 SH SOLE 13318 0 0 GrubHub Inc. COM 400110102 4 57 SH SOLE 57 0 0 Harris Corp. COM 413875105 294 2183 SH SOLE 2183 0 0 Hartford Financial Services COM 416515104 46 1030 SH SOLE 1030 0 0 Hasbro Inc. COM 418056107 43 525 SH SOLE 525 0 0 Heico Corp COM 422806109 23 296 SH SOLE 296 0 0 The Hershey Company COM 427866108 4 34 SH SOLE 34 0 0 Honeywell International COM 438516106 59 445 SH SOLE 445 0 0 Illinois Tool Works Inc. COM 452308109 146 1155 SH SOLE 1155 0 0 Impinj Inc. COM 453204109 0 31 SH SOLE 31 0 0 Integrated Device Technolog COM 458118106 4 76 SH SOLE 76 0 0 Intel Corp. COM 458140100 1794 38224 SH SOLE 38224 0 0 International Business Mach COM 459200101 115 1014 SH SOLE 1014 0 0 iShares MSCI Emerging Marke ETF 464286533 60 1071 SH SOLE 1071 0 0 iShares DJ Select Dividend ETF 464287168 641 7172 SH SOLE 7172 0 0 iShares S&P 500 Index Fund ETF 464287200 5584 22191 SH SOLE 22191 0 0 iShares Barclays Aggregate ETF 464287226 4287 40255 SH SOLE 40255 0 0 iShares MSCI Emerging Marke ETF 464287234 744 19052 SH SOLE 19052 0 0 iShares iBoxx Investment Gr ETF 464287242 57 505 SH SOLE 505 0 0 iShares S&P 500 Growth ETF 464287309 218 1450 SH SOLE 1450 0 0 iShares S&P 500 Value ETF 464287408 129 1272 SH SOLE 1272 0 0 iShares Barclays 1-3 Yr. Tr ETF 464287457 70 841 SH SOLE 841 0 0 iShares MSCI EAFE Index Fun ETF 464287465 17 287 SH SOLE 287 0 0 iShares Core S&P Mid-Cap ET ETF 464287507 204 1226 SH SOLE 1226 0 0 iShares Russell 1000 Value ETF 464287598 133 1200 SH SOLE 1200 0 0 iShares Russell 1000 Growth ETF 464287614 287 2191 SH SOLE 2191 0 0 iShares Russell 2000 Value ETF 464287630 5 47 SH SOLE 47 0 0 iShares Russell 2000 Growth ETF 464287648 6 35 SH SOLE 35 0 0 iShares Russell 2000 Index ETF 464287655 1501 11213 SH SOLE 11213 0 0 iShares Dow Jones US Techno ETF 464287721 78 490 SH SOLE 490 0 0 iShares S&P SmallCap 600 In ETF 464287804 394 5685 SH SOLE 5685 0 0 iShares S&P Small-Cap 600 V ETF 464287879 2 16 SH SOLE 16 0 0 iShares Dow Jones US Aerosp ETF 464288760 55 320 SH SOLE 320 0 0 Johnson & Johnson COM 478160104 991 7680 SH SOLE 7680 0 0 Kohl's Corp. COM 500255104 54 816 SH SOLE 816 0 0 Kraft Heinz Co. COM 500754106 19 450 SH SOLE 450 0 0 LKQ Corp COM 501889208 274 11533 SH SOLE 11533 0 0 Eli Lilly & Co. COM 532457108 638 5516 SH SOLE 5516 0 0 Lowe's Companies Inc. COM 548661107 1031 11162 SH SOLE 11162 0 0 William Lyon Homes COM 552074700 10 975 SH SOLE 975 0 0 McCormick & Co. Inc. COM 579780206 88 630 SH SOLE 630 0 0 McDonald's Corp. COM 580135101 1605 9039 SH SOLE 9039 0 0 Microsoft Corp COM 594918104 359 3532 SH SOLE 3532 0 0 Microchip Technology Inc. COM 595017104 634 8809 SH SOLE 8809 0 0 Mondelez International Inc. COM 609207105 48 1200 SH SOLE 1200 0 0 Nasdaq Inc. COM 631103108 520 6379 SH SOLE 6379 0 0 National Oilwell Varco Inc. COM 637071101 99 3868 SH SOLE 3868 0 0 Nokia Oyj ADR ADR 654902204 2 409 SH SOLE 409 0 0 Norfolk Southern Corp. COM 655844108 46 310 SH SOLE 310 0 0 Omnicom Group Inc. COM 681919106 77 1050 SH SOLE 1050 0 0 Omega Healthcare Investors REIT 681936100 53 1510 SH SOLE 1510 0 0 PNC Financial Services Grou COM 693475105 83 707 SH SOLE 707 0 0 Parker-Hannifin Corp. COM 701094104 425 2849 SH SOLE 2849 0 0 Pepsico Incorporated COM 713448108 155 1400 SH SOLE 1400 0 0 Pfizer Inc. COM 717081103 1932 44260 SH SOLE 44260 0 0 Philip Morris International COM 718172109 145 2173 SH SOLE 2173 0 0 Phillips 66 COM 718546104 46 538 SH SOLE 538 0 0 Procter & Gamble COM 742718109 1093 11888 SH SOLE 11888 0 0 Prudential Financial Inc. COM 744320102 250 3070 SH SOLE 3070 0 0 Public Service Enterprise G COM 744573106 983 18879 SH SOLE 18879 0 0 Qualcomm Inc. COM 747525103 19 338 SH SOLE 338 0 0 Raytheon Co. COM 755111507 80 520 SH SOLE 520 0 0 Roper Industries Inc. COM 776696106 1431 5371 SH SOLE 5371 0 0 Royal Dutch Shell ADR Cl (B ADR 780259107 24 400 SH SOLE 400 0 0 Royal Dutch Shell p.l.c. (A ADR 780259206 2 32 SH SOLE 32 0 0 Sarepta Therapeutics Inc. COM 803607100 6 54 SH SOLE 54 0 0 Henry Schein Inc. COM 806407102 36 454 SH SOLE 454 0 0 Schlumberger Ltd. COM 806857108 87 2400 SH SOLE 2400 0 0 Sherwin-Williams Co. COM 824348106 138 350 SH SOLE 350 0 0 Sony Corporation ADR 835699307 10 200 SH SOLE 200 0 0 The Southern Company COM 842587107 37 850 SH SOLE 850 0 0 Stanley Black & Decker Inc. COM 854502101 792 6615 SH SOLE 6615 0 0 Stericycle Inc. COM 858912108 6 162 SH SOLE 162 0 0 SunTrust Banks Inc. COM 867914103 50 1000 SH SOLE 1000 0 0 Synopsys Inc. COM 871607107 268 3183 SH SOLE 3183 0 0 TJX Companies Inc. COM 872540109 189 4220 SH SOLE 4220 0 0 Texas Instruments Inc COM 882508104 9 90 SH SOLE 90 0 0 Thermo Fisher Scientific In COM 883556102 1953 8729 SH SOLE 8729 0 0 Tyson Foods, Inc. Class A COM 902494103 666 12474 SH SOLE 12474 0 0 UGI Corporation COM 902681105 88 1654 SH SOLE 1654 0 0 Unilever NV ADR 904784709 114 2118 SH SOLE 2118 0 0 Union Pacific Corp. COM 907818108 641 4637 SH SOLE 4637 0 0 United Technologies Corp. COM 913017109 514 4828 SH SOLE 4828 0 0 Vanguard Dividend Appreciat ETF 921908844 168 1720 SH SOLE 1720 0 0 Vanguard Tax-Mgd Internatio ETF 921943858 14 364 SH SOLE 364 0 0 Vanguard High Dividend Yiel ETF 921946406 148 1900 SH SOLE 1900 0 0 Vanguard MSCI Emerging Mark ETF 922042858 4 111 SH SOLE 111 0 0 Vanguard Small-Cap Value In ETF 922908611 18 154 SH SOLE 154 0 0 Vanguard Small Cap ETF ETF 922908751 3799 28783 SH SOLE 28783 0 0 Wal-Mart Stores Inc. COM 931142103 1025 11001 SH SOLE 11001 0 0 Walgreens Boots Alliance In COM 931427108 197 2881 SH SOLE 2881 0 0 Wells Fargo & Co. COM 949746101 189 4105 SH SOLE 4105 0 0 Quanta Services Inc. COM 74762E102 444 14761 SH SOLE 14761 0 0 Target Corporation COM 87612E106 913 13818 SH SOLE 13818 0 0 Ameresco Inc. COM 02361E108 1 69 SH SOLE 69 0 0 Travelers Companies Inc. COM 89417E109 1039 8678 SH SOLE 8678 0 0 First Trust Dow Jones Inter ETF 33733E302 23 198 SH SOLE 198 0 0 AT&T Inc. COM 00206R102 233 8178 SH SOLE 8178 0 0 AbbVie Inc. COM 00287Y109 309 3350 SH SOLE 3350 0 0 Activision Blizzard Inc. COM 00507V109 29 622 SH SOLE 622 0 0 Agenus Inc. COM 00847G705 1 320 SH SOLE 320 0 0 Aldeyra Therapeutics Inc. COM 01438T106 6 752 SH SOLE 752 0 0 Alphabet Inc C COM 02079K107 380 367 SH SOLE 367 0 0 Alphabet Inc A COM 02079K305 1815 1737 SH SOLE 1737 0 0 Altria Group Inc. COM 02209S103 525 10628 SH SOLE 10628 0 0 American Tower Corporation REIT 03027X100 142 900 SH SOLE 900 0 0 Ameriprise Financial Inc . COM 03076C106 435 4167 SH SOLE 4167 0 0 Aurora Cannabis Inc. COM 05156X108 2 450 SH SOLE 450 0 0 Biogen Idec Inc COM 09062X103 616 2048 SH SOLE 2048 0 0 Capital One Financial Corp COM 14040H105 830 10978 SH SOLE 10978 0 0 Cisco Systems Inc. COM 17275R102 1484 34249 SH SOLE 34249 0 0 Comcast Corp. Class A COM 20030N101 27 800 SH SOLE 800 0 0 ConocoPhillips COM 20825C104 378 6066 SH SOLE 6066 0 0 Constellation Brands Inc. COM 21036P108 3300 20520 SH SOLE 20520 0 0 Costco Wholesale Corp. COM 22160K105 384 1885 SH SOLE 1885 0 0 Dominion Resources Inc. COM 25746U109 29 400 SH SOLE 400 0 0 DowDuPont Inc. COM 26078J100 88 1653 SH SOLE 1653 0 0 Duke Energy Corp. COM 26441C204 28 330 SH SOLE 330 0 0 ETFMG Alternative Harvest E ETF 26924G508 18 736 SH SOLE 736 0 0 Eaton Vance Limited Duratio CEF 27828H105 8 700 SH SOLE 700 0 0 Enbridge Inc. COM 29250N105 9 295 SH SOLE 295 0 0 Energous Corp. COM 29272C103 1 110 SH SOLE 110 0 0 Energy Transfer LP COM 29273V100 13 960 SH SOLE 960 0 0 Expedia Inc. COM 30212P303 2 20 SH SOLE 20 0 0 Exxon Mobil Corporation COM 30231G102 52961 776664 SH SOLE 776664 0 0 Facebook Inc. COM 30303M102 250 1905 SH SOLE 1905 0 0 FireEye Inc. COM 31816Q101 4 230 SH SOLE 230 0 0 First American Financial Co COM 31847R102 18 400 SH SOLE 400 0 0 First Republic Bank COM 33616C100 78 900 SH SOLE 900 0 0 The GEO Group Inc. REIT 36162J106 11 540 SH SOLE 540 0 0 Goldman Sachs Group Inc. COM 38141G104 39 234 SH SOLE 234 0 0 HP Inc COM 40434l105 1080 52762 SH SOLE 52762 0 0 Host Hotels & Resorts Inc REIT 44107P104 621 37229 SH SOLE 37229 0 0 INVESCO S&P 500 PURE VALUE ETF ETF 46137V258 2 31 SH SOLE 31 0 0 PowerShares S&P 500 Eql Wt ETF 46137V282 89 630 SH SOLE 630 0 0 Invesco S&P 500 Equal Weig ETF 46137V357 1787 19554 SH SOLE 19554 0 0 iShares Floating Rate Bond ETF 46429B655 3589 71266 SH SOLE 71266 0 0 iShares MSCI EAFE Minimum V ETF 46429B689 1604 24068 SH SOLE 24068 0 0 iShares Core 1-5 Year USD B ETF 46432F859 115 2338 SH SOLE 2338 0 0 JP Morgan Chase & Co. (Comm COM 46625H100 2584 26474 SH SOLE 26474 0 0 Keurig Dr. Pepper Inc. COM 49271V100 16 638 SH SOLE 638 0 0 Lab Corp. of America Holdin COM 50540R409 19 148 SH SOLE 148 0 0 MPLX LP COM 55336V100 7 234 SH SOLE 234 0 0 Mannkind Corporation COM 56400P706 0 200 SH SOLE 200 0 0 Mastercard Inc COM 57636Q104 1895 10047 SH SOLE 10047 0 0 McKesson Corp. COM 58155Q103 961 8698 SH SOLE 8698 0 0 Merck & Co. Inc. COM 58933Y105 182 2384 SH SOLE 2384 0 0 Molson Coors Brewing Co. COM 60871R209 11 200 SH SOLE 200 0 0 Netflix, Inc. COM 64110L106 108 402 SH SOLE 402 0 0 Novartis AG (ADR) ADR 66987V109 257 2996 SH SOLE 2996 0 0 Nvidia Corp. COM 67066G104 3306 24761 SH SOLE 24761 0 0 Oracle Corporation COM 68389X105 147 3247 SH SOLE 3247 0 0 PayPal Holdings Inc. COM 70450Y103 881 10481 SH SOLE 10481 0 0 Reality Shares Nasdaq NexGe ETF 75605A702 8 391 SH SOLE 391 0 0 Regeneron Pharmaceuticals I COM 75886F107 21 55 SH SOLE 55 0 0 SPDR S&P 500 ETF ETF 78462F103 214 855 SH SOLE 855 0 0 SPDR Gold Shares ETF 78463V107 30 250 SH SOLE 250 0 0 SPDR DJ Wilshire Small Cap ETF 78464A201 33 616 SH SOLE 616 0 0 SPDR S&P Regional Banking ETF 78464A698 450 9627 SH SOLE 9627 0 0 SPDR S&P Dividend ETF ETF 78464A763 35 386 SH SOLE 386 0 0 SPDR DJ Wilshire Mid Cap Gr ETF 78464A821 27 579 SH SOLE 579 0 0 SVB Financial Group COM 78486Q101 124 654 SH SOLE 654 0 0 Salesforce.com Inc. COM 79466L302 164 1199 SH SOLE 1199 0 0 SPDR Select Sector: Healthc ETF 81369Y209 647 7479 SH SOLE 7479 0 0 SPDR Select Sector: Consume ETF 81369Y308 27 540 SH SOLE 540 0 0 SPDR Select Sector: Consume ETF 81369Y407 35 350 SH SOLE 350 0 0 Financial Select Sector SPD ETF 81369Y605 146 6113 SH SOLE 6113 0 0 Technology Select Sector SP ETF 81369Y803 684 11042 SH SOLE 11042 0 0 Seres Therapeutics Inc. COM 81750R102 1 300 SH SOLE 300 0 0 Synchrony Financial COM 87165B103 6 269 SH SOLE 269 0 0 TRI Pointe Group Inc. COM 87265H109 17 1584 SH SOLE 1584 0 0 Tesla Motors Inc. COM 88160R101 27 82 SH SOLE 82 0 0 3M Company COM 88579Y101 762 4000 SH SOLE 4000 0 0 U.S. Concrete Inc. COM 90333L201 27 753 SH SOLE 753 0 0 Unum Group COM 91529Y106 852 28996 SH SOLE 28996 0 0 Valero Energy Corp. COM 91913Y100 938 12515 SH SOLE 12515 0 0 Vanguard Short-Term Corp. B ETF 92206C409 1596 20473 SH SOLE 20473 0 0 Vectren Corp. COM 92240G101 39 546 SH SOLE 546 0 0 Verizon Communications COM 92343V104 1642 29206 SH SOLE 29206 0 0 Visa Inc. COM 92826C839 232 1760 SH SOLE 1760 0 0 Vodafone Group Plc (ADR) ADR 92857W308 10 501 SH SOLE 501 0 0 Wyndham Destinations Inc. COM 98310W108 162 4509 SH SOLE 4509 0 0 Wyndham Hotels & Resorts In COM 98311A105 237 5220 SH SOLE 5220 0 0 Zoetis Inc. COM 98978V103 215 2516 SH SOLE 2516 0 0 Allegion PLC COM G0176J109 93 1166 SH SOLE 1166 0 0 Allergan Inc. COM G0177J108 320 2398 SH SOLE 2398 0 0 Accenture PLC Class A COM G1151C101 98 692 SH SOLE 692 0 0 Credicorp Ltd. COM G2519Y108 177 800 SH SOLE 800 0 0 Eaton Corp. PLC COM G29183103 46 672 SH SOLE 672 0 0 Ingersoll-Rand Co. p.l.c. COM G47791101 452 4950 SH SOLE 4950 0 0 Johnson Controls Internatio COM G51502105 30 1000 SH SOLE 1000 0 0 Linde PLC ADR G5494J103 52 331 SH SOLE 331 0 0 Michael Kors Holdings Ltd COM G60754101 119 3149 SH SOLE 3149 0 0 Aptiv PLC COM G6095L109 365 5933 SH SOLE 5933 0 0 Chubb Ltd. COM H1467J104 293 2272 SH SOLE 2272 0 0 LyondellBasell Industries N COM N53745100 53 634 SH SOLE 634 0 0 NXP Semiconductors NV COM N6596X109 13 173 SH SOLE 173 0 0