CHIEF COMPLIANCE OFFICER

0001597843-18-000001.txt : 20180202 0001597843-18-000001.hdr.sgml : 20180202 20180202160502 ACCESSION NUMBER: 0001597843-18-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180202 DATE AS OF CHANGE: 20180202 EFFECTIVENESS DATE: 20180202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEDDOCK CAPITAL ADVISORS, LLC CENTRAL INDEX KEY: 0001597843 IRS NUMBER: 262250657 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15711 FILM NUMBER: 18570692 BUSINESS ADDRESS: STREET 1: 50 BRAINTREE OFFICE PARK STREET 2: SUITE 207 CITY: BRAINTREE STATE: MA ZIP: 02184 BUSINESS PHONE: (781) 848-0288 MAIL ADDRESS: STREET 1: 50 BRAINTREE OFFICE PARK STREET 2: SUITE 207 CITY: BRAINTREE STATE: MA ZIP: 02184 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001597843 XXXXXXXX 12-31-2017 12-31-2017 PEDDOCK CAPITAL ADVISORS, LLC

50 BRAINTREE OFFICE PARK SUITE 207 BRAINTREE MA 02184

13F HOLDINGS REPORT 028-15711 N MATTHEW E. SIMMONS CHIEF COMPLIANCE OFFICER 781-848-0288 MATTHEW E. SIMMONS BRAINTREE MA 02-02-2018 0 253 199453 false INFORMATION TABLE 2 13FPeddockQ42017.xml 3M Company COM 88579Y101 941 4000 SH SOLE 4000 0 0 Abbott Laboratories COM 002824100 183 3200 SH SOLE 3200 0 0 AbbVie Inc COM 00287Y109 324 3350 SH SOLE 3350 0 0 Accenture PLC Class A COM G1151C101 107 701 SH SOLE 701 0 0 Activision Blizzard Inc COM 00507V109 30 480 SH SOLE 480 0 0 Adient PLC COM G0084W101 8 98 SH SOLE 98 0 0 Agenus Inc COM 00847G705 3 803 SH SOLE 803 0 0 Alaska Air Group Inc COM 011659109 245 3339 SH SOLE 3339 0 0 Aldeyra Therapeutics Inc COM 01438T106 5 752 SH SOLE 752 0 0 Allegion PLC COM G0176J109 93 1166 SH SOLE 1166 0 0 Allergan Inc COM G0177J108 745 4556 SH SOLE 4556 0 0 Allstate Corporation COM 020002101 1418 13546 SH SOLE 13546 0 0 Alphabet Inc A COM 02079K305 1779 1689 SH SOLE 1689 0 0 Alphabet Inc C COM 02079K107 194 185 SH SOLE 185 0 0 Altria Group Inc COM 02209S103 1693 23703 SH SOLE 23703 0 0 Amazoncom Inc COM 023135106 363 310 SH SOLE 310 0 0 American International Group Inc COM 026874784 152 2544 SH SOLE 2544 0 0 American Tower Corporation COM 03027X100 128 900 SH SOLE 900 0 0 American Water Works Co Inc COM 030420103 154 1680 SH SOLE 1680 0 0 AmeriGas Partners LP COM 030975106 18 400 SH SOLE 400 0 0 Ameriprise Financial Inc COM 03076C106 847 4999 SH SOLE 4999 0 0 Amgen Incorporated COM 031162100 12 66 SH SOLE 66 0 0 Analog Devices Inc COM 032654105 139 1563 SH SOLE 1563 0 0 Anthem Inc COM 036752103 2 10 SH SOLE 10 0 0 Apple Inc COM 037833100 3493 20639 SH SOLE 20639 0 0 Applied Materials Inc COM 038222105 3 56 SH SOLE 56 0 0 Aptiv PLC COM G6095L109 542 6389 SH SOLE 6389 0 0 AT&T Inc COM 00206R102 303 7800 SH SOLE 7800 0 0 Auto Data Processing COM 053015103 146 1250 SH SOLE 1250 0 0 Axon Enterprise Inc COM 05464C101 2 60 SH SOLE 60 0 0 Bank of America Corp COM 060505104 1939 65673 SH SOLE 65673 0 0 Bank of New York Mellon Corp COM 064058100 363 6740 SH SOLE 6740 0 0 BB&T Corp COM 054937107 50 1014 SH SOLE 1014 0 0 Becton Dickinson & Co COM 075887109 1 7 SH SOLE 7 0 0 Berkshire Hathaway Inc Class B COM 084670702 250 1259 SH SOLE 1259 0 0 Biogen Idec Inc COM 09062X103 766 2406 SH SOLE 2406 0 0 Blackstone Group LP COM 09253U108 180 5610 SH SOLE 5610 0 0 Blue Hills Bancorp Inc COM 095573101 20 1000 SH SOLE 1000 0 0 Boeing Co COM 097023105 155 525 SH SOLE 525 0 0 Booz Allen Hamilton Holding Corp COM 099502106 73 1920 SH SOLE 1920 0 0 Boston Scientific Corp COM 101137107 180 7250 SH SOLE 7250 0 0 BP Plc ADR COM 055622104 248 5895 SH SOLE 5895 0 0 BristolMyers Squibb Co COM 110122108 496 8095 SH SOLE 8095 0 0 Broadcom Ltd COM Y09827109 26 100 SH SOLE 100 0 0 Capital One Financial Corp COM 14040H105 1273 12781 SH SOLE 12781 0 0 Cedar Fair LP COM 150185106 130 2000 SH SOLE 2000 0 0 Celgene Corporation COM 151020104 1358 13009 SH SOLE 13009 0 0 CF Industries Holdings Inc COM 125269100 617 14507 SH SOLE 14507 0 0 Chevron Corp COM 166764100 7775 62102 SH SOLE 62102 0 0 ChromaDex Corp COM 171077407 20 3380 SH SOLE 3380 0 0 Chubb Ltd COM H1467J104 332 2272 SH SOLE 2272 0 0 Cisco Systems Inc COM 17275R102 1288 33639 SH SOLE 33639 0 0 Clean Harbors Inc COM 184496107 467 8617 SH SOLE 8617 0 0 ClevelandCliffs Inc COM 185899101 1 200 SH SOLE 200 0 0 Clorox Co COM 189054109 238 1600 SH SOLE 1600 0 0 CocaCola Company COM 191216100 1046 22800 SH SOLE 22800 0 0 Cognizant Technology Solutions Corp A COM 192446102 14 200 SH SOLE 200 0 0 ColgatePalmolive Co COM 194162103 75 1000 SH SOLE 1000 0 0 ConocoPhillips COM 20825C104 362 6593 SH SOLE 6593 0 0 Constellation Brands Inc COM 21036P108 4942 21622 SH SOLE 21622 0 0 Costco Wholesale Corp COM 22160K105 351 1885 SH SOLE 1885 0 0 Credicorp Ltd COM G2519Y108 166 800 SH SOLE 800 0 0 CVS Caremark Corp COM 126650100 911 12568 SH SOLE 12568 0 0 Danaher Corp COM 235851102 354 3819 SH SOLE 3819 0 0 Darden Restaurants Inc COM 237194105 930 9685 SH SOLE 9685 0 0 Deere & Co COM 244199105 326 2081 SH SOLE 2081 0 0 Delphi Technologies PLC COM G2709G107 108 2064 SH SOLE 2064 0 0 Delta Air Lines Inc COM 247361702 25 455 SH SOLE 455 0 0 Deutsche Xtrackers MSCI EAFE Hedged Eq ETF 233051200 39 1240 SH SOLE 1240 0 0 Dominion Resources Inc COM 25746U109 41 500 SH SOLE 500 0 0 DowDuPont Inc COM 26078J100 109 1525 SH SOLE 1525 0 0 Dr Pepper Snapple Group Inc COM 26138E109 288 2963 SH SOLE 2963 0 0 DTE Energy Company COM 233331107 540 4932 SH SOLE 4932 0 0 Duke Energy Corp COM 26441C204 28 330 SH SOLE 330 0 0 EastGroup Properties Inc COM 277276101 96 1091 SH SOLE 1091 0 0 Eaton Corp PLC COM G29183103 53 672 SH SOLE 672 0 0 Eaton Vance Limited Duration I ETF 27828H105 10 700 SH SOLE 700 0 0 eBay Inc COM 278642103 837 22183 SH SOLE 22183 0 0 Ecolab Inc COM 278865100 424 3157 SH SOLE 3157 0 0 Eli Lilly & Co COM 532457108 466 5516 SH SOLE 5516 0 0 Emerson Electric Co COM 291011104 314 4507 SH SOLE 4507 0 0 Enbridge Inc COM 29250N105 12 295 SH SOLE 295 0 0 Energous Corp COM 29272C103 2 110 SH SOLE 110 0 0 Energy Transfer Partners LP COM 29278N103 13 750 SH SOLE 750 0 0 Engility Holdings Inc COM 29286C107 8 294 SH SOLE 294 0 0 ETrade Financial Corp COM 269246401 31 632 SH SOLE 632 0 0 Expedia Inc COM 30212P303 2 20 SH SOLE 20 0 0 Exxon Mobil Corporation COM 30231G102 65078 778070 SH SOLE 778070 0 0 Facebook Inc COM 30303M102 286 1623 SH SOLE 1623 0 0 Financial Select Sector SPDR COM 81369Y605 171 6113 SH SOLE 6113 0 0 FireEye Inc COM 31816Q101 3 230 SH SOLE 230 0 0 First Republic Bank COM 33616C100 156 1800 SH SOLE 1800 0 0 Fiserv Inc COM 337738108 1853 14134 SH SOLE 14134 0 0 Fluor Corp COM 343412102 18 350 SH SOLE 350 0 0 General Dynamics Corp COM 369550108 312 1534 SH SOLE 1534 0 0 General Electric Co COM 369604103 252 14467 SH SOLE 14467 0 0 General Mills Inc COM 370334104 71 1200 SH SOLE 1200 0 0 General Motors Co COM 37045V100 91 2218 SH SOLE 2218 0 0 Gilead Sciences Inc COM 375558103 1119 15621 SH SOLE 15621 0 0 Goldman Sachs Group Inc COM 38141G104 101 398 SH SOLE 398 0 0 Guggenheim S&P 500 Equal Weight ETF 78355W106 2939 29093 SH SOLE 29093 0 0 Guggenheim S&P 500 Pure Value ETF ETF 78355W304 1167 17607 SH SOLE 17607 0 0 Harris Corp COM 413875105 328 2315 SH SOLE 2315 0 0 Hartford Financial Services Group COM 416515104 58 1030 SH SOLE 1030 0 0 Hasbro Inc COM 418056107 48 525 SH SOLE 525 0 0 Heico Corp COM 422806109 18 190 SH SOLE 190 0 0 Henry Schein Inc COM 806407102 20 288 SH SOLE 288 0 0 Honeywell International COM 438516106 68 445 SH SOLE 445 0 0 Host Hotels & Resorts Inc COM 44107P104 802 40401 SH SOLE 40401 0 0 HP Inc COM 40434l105 1029 48979 SH SOLE 48979 0 0 Illinois Tool Works Inc COM 452308109 193 1155 SH SOLE 1155 0 0 Impinj Inc COM 453204109 1 31 SH SOLE 31 0 0 IngersollRand Co plc COM G47791101 441 4950 SH SOLE 4950 0 0 Integrated Device Technology Inc COM 458118106 2 76 SH SOLE 76 0 0 Intel Corp COM 458140100 1698 36776 SH SOLE 36776 0 0 International Business Machines COM 459200101 130 850 SH SOLE 850 0 0 InVivo Therapeutics Holdings Corp COM 46186M209 0 53 SH SOLE 53 0 0 iShares Barclays 13 Yr Treas ETF 464287457 71 841 SH SOLE 841 0 0 iShares Barclays Aggregate Bon ETF 464287226 4557 41682 SH SOLE 41682 0 0 iShares Core S&P MidCap ETF ETF 464287507 266 1401 SH SOLE 1401 0 0 iShares DJ Select Dividend Index Fund ETF 464287168 726 7362 SH SOLE 7362 0 0 iShares Dow Jones US Aerospace & Defense ETF 464288760 60 320 SH SOLE 320 0 0 iShares Dow Jones US Technology Fund ETF 464287721 80 490 SH SOLE 490 0 0 iShares Floating Rate Bond ETF ETF 46429B655 3357 66049 SH SOLE 66049 0 0 iShares iBoxx Investment Grade ETF 464287242 61 505 SH SOLE 505 0 0 iShares MSCI EAFE Index Fund ETF 464287465 40 568 SH SOLE 568 0 0 iShares MSCI EAFE Minimum Volatility ETF ETF 46429B689 1370 18769 SH SOLE 18769 0 0 iShares Russell 1000 Growth Index Fund ETF 464287614 359 2662 SH SOLE 2662 0 0 iShares Russell 1000 Value Index Fd ETF 464287598 149 1200 SH SOLE 1200 0 0 iShares Russell 2000 Index ETF 464287655 1834 12027 SH SOLE 12027 0 0 iShares S&P 500 Growth ETF 464287309 252 1646 SH SOLE 1646 0 0 iShares S&P 500 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579780206 64 630 SH SOLE 630 0 0 McDonalds Corp COM 580135101 1585 9211 SH SOLE 9211 0 0 McKesson Corp COM 58155Q103 1595 10230 SH SOLE 10230 0 0 Merck & Co Inc COM 58933Y105 134 2384 SH SOLE 2384 0 0 Michael Kors Holdings Ltd COM G60754101 502 7975 SH SOLE 7975 0 0 Microchip Technology Inc COM 595017104 875 9953 SH SOLE 9953 0 0 Microsoft Corp COM 594918104 301 3520 SH SOLE 3520 0 0 Molson Coors Brewing Co COM 60871R209 16 200 SH SOLE 200 0 0 MPLX LP MLP 55336V100 8 234 SH SOLE 234 0 0 Nasdaq Inc COM 631103108 525 6837 SH SOLE 6837 0 0 National Oilwell Varco Inc COM 637071101 303 8419 SH SOLE 8419 0 0 Natus Medical Inc COM 639050103 21 539 SH SOLE 539 0 0 Netflix Inc COM 64110L106 33 170 SH SOLE 170 0 0 New York Community Bancorp Inc COM 649445103 12 900 SH SOLE 900 0 0 Norfolk Southern Corp COM 655844108 45 310 SH SOLE 310 0 0 Novartis AG ADR COM 66987V109 239 2843 SH SOLE 2843 0 0 Nvidia Corp COM 67066G104 5109 26402 SH SOLE 26402 0 0 NXP Semiconductors NV COM N6596X109 20 173 SH SOLE 173 0 0 Omega Healthcare Investors Inc COM 681936100 42 1510 SH SOLE 1510 0 0 Omnicom Group Inc COM 681919106 76 1050 SH SOLE 1050 0 0 Oracle Corporation COM 68389X105 177 3752 SH SOLE 3752 0 0 ParkerHannifin Corp COM 701094104 569 2849 SH SOLE 2849 0 0 Paychex Inc COM 704326107 10 150 SH SOLE 150 0 0 PayPal Holdings Inc COM 70450Y103 803 10906 SH SOLE 10906 0 0 Pepsico Incorporated COM 713448108 168 1400 SH SOLE 1400 0 0 Pfizer Inc COM 717081103 1496 41298 SH SOLE 41298 0 0 Philip Morris International Inc COM 718172109 714 6757 SH SOLE 6757 0 0 Phillips 66 COM 718546104 14 138 SH SOLE 138 0 0 PNC Financial Services Group Inc COM 693475105 102 707 SH SOLE 707 0 0 PowerShares Buyback Achievers ETF 73935X286 41 691 SH SOLE 691 0 0 PowerShares QQQ ETF 73935A104 1026 6585 SH SOLE 6585 0 0 Praxair Inc COM 74005P104 323 2085 SH SOLE 2085 0 0 Procter & Gamble COM 742718109 1116 12145 SH SOLE 12145 0 0 Prudential Financial Inc COM 744320102 470 4090 SH SOLE 4090 0 0 Public Service Enterprise Group Inc COM 744573106 1074 20861 SH SOLE 20861 0 0 Qualcomm Inc COM 747525103 41 641 SH SOLE 641 0 0 Quanta Services Inc COM 74762E102 731 18692 SH SOLE 18692 0 0 Raytheon Co COM 755111507 98 520 SH SOLE 520 0 0 Real Estate Select Sector SPDR ETF 81369Y860 28 850 SH SOLE 850 0 0 Regeneron Pharmaceuticals Inc COM 75886F107 21 55 SH SOLE 55 0 0 Robo Global Robotics & Automation ETF ETF 301505707 25 610 SH SOLE 610 0 0 Rockwell Collins Inc COM 774341101 732 5395 SH SOLE 5395 0 0 Roper Industries Inc COM 776696106 1367 5278 SH SOLE 5278 0 0 Royal Dutch Shell ADR Cl B COM 780259107 27 400 SH SOLE 400 0 0 Royal Dutch Shell plc ADR COM 780259206 2 32 SH SOLE 32 0 0 Rydex S&P Equal Weight Technology ETF ETF 78355W817 90 630 SH SOLE 630 0 0 Salesforcecom Inc COM 79466L302 143 1395 SH SOLE 1395 0 0 Sarepta Therapeutics Inc COM 803607100 3 54 SH SOLE 54 0 0 Schlumberger Ltd COM 806857108 162 2400 SH SOLE 2400 0 0 Scripps Networks Interactive Inc Class A COM 811065101 380 4455 SH SOLE 4455 0 0 Seres Therapeutics Inc COM 81750R102 3 300 SH SOLE 300 0 0 SherwinWilliams Co COM 824348106 144 350 SH SOLE 350 0 0 SPDR DJ Wilshire Mid Cap Growth ETF 78464A821 30 193 SH SOLE 193 0 0 SPDR DJ Wilshire Small Cap Growth ETF 78464A201 35 154 SH SOLE 154 0 0 SPDR Gold Shares ETF 78463V107 31 250 SH SOLE 250 0 0 SPDR S&P 500 ETF ETF 78462F103 228 855 SH SOLE 855 0 0 SPDR S&P Dividend ETF ETF 78464A763 36 386 SH SOLE 386 0 0 SPDR Select Sector Consumer Discretiona ETF 81369Y407 35 350 SH SOLE 350 0 0 SPDR Select Sector Consumer Staples ETF 81369Y308 31 540 SH SOLE 540 0 0 SPDR Select Sector Healthcare ETF 81369Y209 21 260 SH SOLE 260 0 0 Stanley Black & Decker Inc COM 854502101 1072 6316 SH SOLE 6316 0 0 Stericycle Inc COM 858912108 498 7321 SH SOLE 7321 0 0 SVB Financial Group COM 78486Q101 173 740 SH SOLE 740 0 0 Synchrony Financial COM 87165B103 10 269 SH SOLE 269 0 0 Synopsys Inc COM 871607107 279 3275 SH SOLE 3275 0 0 Target Corporation COM 87612E106 864 13239 SH SOLE 13239 0 0 Technology Select Sector SPDR ETF ETF 81369Y803 1247 19507 SH SOLE 19507 0 0 Tesla Motors Inc COM 88160R101 26 82 SH SOLE 82 0 0 Texas Instruments Inc COM 882508104 2 18 SH SOLE 18 0 0 The GEO Group Inc COM 36162J106 13 540 SH SOLE 540 0 0 The Hershey Company COM 427866108 4 34 SH SOLE 34 0 0 The Southern Company COM 842587107 19 400 SH SOLE 400 0 0 Thermo Fisher Scientific Inc COM 883556102 1688 8892 SH SOLE 8892 0 0 Time Warner Inc COM 887317303 1 12 SH SOLE 12 0 0 TJX Companies Inc COM 872540109 161 2110 SH SOLE 2110 0 0 Travelers Companies Inc COM 89417E109 1203 8870 SH SOLE 8870 0 0 TRI Pointe Group Inc COM 87265H109 28 1584 SH SOLE 1584 0 0 Triumph Group Inc COM 896818101 10 367 SH SOLE 367 0 0 Tyson Foods Inc Class A COM 902494103 993 12252 SH SOLE 12252 0 0 UGI Corporation COM 902681105 78 1654 SH SOLE 1654 0 0 Unilever NV COM 904784709 119 2118 SH SOLE 2118 0 0 Union Pacific Corp COM 907818108 580 4322 SH SOLE 4322 0 0 United Technologies Corp COM 913017109 489 3837 SH SOLE 3837 0 0 Unum Group COM 91529Y106 2018 36758 SH SOLE 36758 0 0 US Bancorp COM 902973304 4 74 SH SOLE 74 0 0 US Concrete Inc COM 90333L201 63 753 SH SOLE 753 0 0 Valero Energy Corp COM 91913Y100 1117 12149 SH SOLE 12149 0 0 Vanguard Dividend Appreciation ETF ETF 921908844 209 2047 SH SOLE 2047 0 0 Vanguard High Dividend Yield Index Fund ETF 921946406 1181 13789 SH SOLE 13789 0 0 Vanguard IntermediateTerm Bon ETF 921937819 47 562 SH SOLE 562 0 0 Vanguard IntTerm Corporate Bo ETF 92206C870 3 37 SH SOLE 37 0 0 Vanguard ShortTerm Corp Bond ETF 92206C409 1623 20461 SH SOLE 20461 0 0 Vanguard Small Cap ETF ETF 922908751 3968 26847 SH SOLE 26847 0 0 Vanguard SmallCap Value Index Fund ETF ETF 922908611 20 154 SH SOLE 154 0 0 Vanguard Total Bond Market ETF ETF 921937835 3 31 SH SOLE 31 0 0 Vectren Corp COM 92240G101 36 546 SH SOLE 546 0 0 Verizon Communications COM 92343V104 1506 28452 SH SOLE 28452 0 0 Visa Inc COM 92826C839 204 1788 SH SOLE 1788 0 0 Vodafone Group Plc ADR COM 92857W308 16 501 SH SOLE 501 0 0 Walgreens Boots Alliance Inc COM 931427108 198 2730 SH SOLE 2730 0 0 WalMart Stores Inc COM 931142103 1081 10947 SH SOLE 10947 0 0 Walt Disney Co COM 254687106 721 6702 SH SOLE 6702 0 0 Wells Fargo & Co COM 949746101 249 4105 SH SOLE 4105 0 0 William Lyon Homes COM 552074700 61 2106 SH SOLE 2106 0 0 Wyndham Worldwide Corp COM 98310W108 926 7991 SH SOLE 7991 0 0 Zoetis Inc COM 98978V103 161 2240 SH SOLE 2240 0 0