AVP Central Compliance

0001597694-23-000005.txt : 20230803 0001597694-23-000005.hdr.sgml : 20230803 20230803064053 ACCESSION NUMBER: 0001597694-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230803 DATE AS OF CHANGE: 20230803 EFFECTIVENESS DATE: 20230803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MUFG Securities EMEA plc CENTRAL INDEX KEY: 0001597694 IRS NUMBER: 980209105 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15731 FILM NUMBER: 231137941 BUSINESS ADDRESS: STREET 1: ROPEMAKER PLACE STREET 2: 25 ROPEMAKER STREET CITY: LONDON STATE: X0 ZIP: EC2Y 9AJ BUSINESS PHONE: (0)20 7628 5555 MAIL ADDRESS: STREET 1: ROPEMAKER PLACE STREET 2: 25 ROPEMAKER STREET CITY: LONDON STATE: X0 ZIP: EC2Y 9AJ FORMER COMPANY: FORMER CONFORMED NAME: Mitsubishi UFJ Securities International PLC DATE OF NAME CHANGE: 20140121 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001597694 XXXXXXXX 06-30-2023 06-30-2023 MUFG Securities EMEA plc

ROPEMAKER PLACE 25 ROPEMAKER STREET LONDON X0 EC2Y 9AJ

13F HOLDINGS REPORT 028-15731 N Carmen Macovei AVP Central Compliance 00447946336186 Carmen Macovei London X0 08-03-2023 0 158 15991922793 false INFORMATION TABLE 2 junefinalv4.xml BANK OF NOVA SCOTIA Equity Futures 064149107 265120000 4000000 SH SOLE NONE 4000000 0 0 CAN NATURAL RES Equity Futures 136385101 404953600 5440000 SH SOLE NONE 5440000 0 0 Canadian Imperial Bank of Commerce Equity Futures 136069101 147056000 2600000 SH SOLE NONE 2600000 0 0 ING Groep NV Equity Futures 456837103 153198478 12416800 SH SOLE NONE 12416800 0 0 Logitech International SA Equity Futures 541419107 30879200 580000 SH SOLE NONE 580000 0 0 TC Energy Corp Equity Futures 87807B107 126354400 2360000 SH SOLE NONE 2360000 0 0 Ameren Corp Equity Swap 023608102 51263687 627693 SH SOLE NONE 627693 0 0 PNM Resources Inc Equity Swap 69349H107 47315132 1049116 SH SOLE NONE 1049116 0 0 Visa Inc Equity Swap 92826C839 653070000 2750000 SH SOLE NONE 2750000 0 0 Advanced Micro Devices Inc Call 007903107 17086500 150000 SH Call SOLE NONE 150000 0 0 Advanced Micro Devices Inc Call 007903107 4556400 40000 SH Call SOLE NONE 40000 0 0 Amazon.com Inc Call 023135106 22161200 170000 SH Call SOLE NONE 170000 0 0 Facebook Inc Call 30303M102 28698000 100000 SH Call SOLE NONE 100000 0 0 Facebook Inc Call 30303M102 14349000 50000 SH Call SOLE NONE 50000 0 0 Facebook Inc Put 30303M102 14349000 50000 SH Put SOLE NONE 50000 0 0 NVIDIA Corp Call 67066G104 63453000 150000 SH Call SOLE NONE 150000 0 0 PAYPAL HOLDINGS INC Put 70450Y103 3336500 50000 SH Put SOLE NONE 50000 0 0 PAYPAL HOLDINGS INC Put 70450Y103 2669200 40000 SH Put SOLE NONE 40000 0 0 PAYPAL HOLDINGS INC Put 70450Y103 1334600 20000 SH Put SOLE NONE 20000 0 0 PAYPAL HOLDINGS INC Put 70450Y103 1334600 20000 SH Put SOLE NONE 20000 0 0 QUALCOMM Inc Put 747525103 3571200 30000 SH Put SOLE NONE 30000 0 0 Tesla Motors Inc Call 88160R101 31412400 120000 SH Call SOLE NONE 120000 0 0 Tesla Motors Inc Call 88160R101 5235400 20000 SH Call SOLE NONE 20000 0 0 Tesla 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02079K107 180747 1510 SH SOLE NONE 1510 0 0 Alphabet Inc Common Stock 02079K305 29614498 247406 SH SOLE NONE 247406 0 0 Amazon.com Inc Common Stock 023135106 118950762 912479 SH SOLE NONE 912479 0 0 Amazon.com Inc Common Stock 023135106 221612 1700 SH SOLE NONE 1700 0 0 Apple Inc Common Stock 037833100 6464244 33326 SH SOLE NONE 33326 0 0 Applied Materials Inc Common Stock 038222105 1650069 11416 SH SOLE NONE 11416 0 0 Aptiv PLC Common Stock G6095L109 520659 5100 SH SOLE NONE 5100 0 0 Atmos Energy Corp Common Stock 049560105 21736966 186840 SH SOLE NONE 186840 0 0 Bank of America Corp Common Stock 060505104 632414 22043 SH SOLE NONE 22043 0 0 Bank of Montreal Common Stock 063671101 137609928 1150200 SH SOLE NONE 1150200 0 0 Berkshire Hathaway Inc Common Stock 084670702 11391820000 22000 SH SOLE NONE 22000 0 0 Beyond Meat Inc Common Stock 08862E109 232381 17903 SH SOLE NONE 17903 0 0 Block Inc Common Stock 852234103 1075239 16152 SH SOLE NONE 16152 0 0 Boeing Co/The Common Stock 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7410 SH SOLE NONE 7410 0 0 Deere & Co Common Stock 244199105 107781 266 SH SOLE NONE 266 0 0 Delta Air Lines Inc Common Stock 247361702 78869 1659 SH SOLE NONE 1659 0 0 DocuSign Inc Common Stock 256163106 237466 4648 SH SOLE NONE 4648 0 0 DocuSign Inc Common Stock 256163106 175750 3440 SH SOLE NONE 3440 0 0 Electronic Arts Inc Common Stock 285512109 22049000 170000 SH SOLE NONE 170000 0 0 Enbridge Inc Common Stock 29250N105 392141648 7973600 SH SOLE NONE 7973600 0 0 Estee Lauder Cos Inc/The Common Stock 518439104 276307 1407 SH SOLE NONE 1407 0 0 Expedia Group Inc Common Stock 30212P303 2236479 20445 SH SOLE NONE 20445 0 0 FedEx Corp Common Stock 31428X106 7989569 32229 SH SOLE NONE 32229 0 0 General Motors Co Common Stock 37045V100 868217 22516 SH SOLE NONE 22516 0 0 Genuine Parts Co Common Stock 372460105 1862 11 SH SOLE NONE 11 0 0 Gilead Sciences Inc Common Stock 375558103 299648 3888 SH SOLE NONE 3888 0 0 Goldman Sachs Group Inc/The Common Stock 38141G104 55799 173 SH SOLE NONE 173 0 0 Goodyear Tire & Rubber Co/The Common Stock 382550101 157539 11516 SH SOLE NONE 11516 0 0 Hess Corp Common Stock 42809H107 952 7 SH SOLE NONE 7 0 0 IBM Common Stock 459200101 126450 945 SH SOLE NONE 945 0 0 Illumina Inc Common Stock 452327109 324545 1731 SH SOLE NONE 1731 0 0 Intel Corp Common Stock 458140100 2918142 87265 SH SOLE NONE 87265 0 0 Intuitive Surgical Inc Common Stock 46120E602 36588 107 SH SOLE NONE 107 0 0 Johnson & Johnson Common Stock 478160104 106264 642 SH SOLE NONE 642 0 0 JPMorgan Chase & Co Common Stock 46625H100 468899 3224 SH SOLE NONE 3224 0 0 Laboratory Corp of America Hol Common Stock 50540R409 401332 1663 SH SOLE NONE 1663 0 0 Las Vegas Sands Corp Common Stock 517834107 111940 1930 SH SOLE NONE 1930 0 0 Mastercard Inc Common Stock 57636Q104 39330 100 SH SOLE NONE 100 0 0 MercadoLibre Inc Common Stock 58733R102 4797630 4050 SH SOLE NONE 4050 0 0 MercadoLibre Inc Common Stock 58733R102 12153996 10260 SH SOLE NONE 10260 0 0 Meta Platforms Inc Common Stock 30303M102 68509587 238726 SH SOLE NONE 238726 0 0 Meta Platforms Inc Common Stock 30303M102 286980 1000 SH SOLE NONE 1000 0 0 Meta Platforms Inc Common Stock 30303M102 143490 500 SH SOLE NONE 500 0 0 Meta Platforms Inc Common Stock 30303M102 143490 500 SH SOLE NONE 500 0 0 MetLife Inc Common Stock 59156R108 25438500 450000 SH SOLE NONE 450000 0 0 Micron Technology Inc Common Stock 595112103 2194650 34775 SH SOLE NONE 34775 0 0 Microsoft Corp Common Stock 594918104 36535515 107287 SH SOLE NONE 107287 0 0 Microsoft Corp Common Stock 594918104 1055674 3100 SH SOLE NONE 3100 0 0 Netflix Inc Common Stock 64110L106 1352745 3071 SH SOLE NONE 3071 0 0 Newmont Corp Common Stock 651639106 65782 1542 SH SOLE NONE 1542 0 0 NiSource Inc Common Stock 65473P105 110010561 4022324 SH SOLE NONE 4022324 0 0 NVIDIA Corp Common Stock 67066G104 634530 1500 SH SOLE NONE 1500 0 0 NXP Semiconductors NV Common Stock N6596X109 260148 1271 SH SOLE NONE 1271 0 0 Palo Alto Networks Inc Common Stock 697435105 95050 372 SH SOLE NONE 372 0 0 PayPal Holdings Inc Common Stock 70450Y103 17396111 260694 SH SOLE NONE 260694 0 0 PayPal Holdings Inc Common Stock 70450Y103 1095039 16410 SH SOLE NONE 16410 0 0 Pembina Pipeline Corp Common Stock 706327103 5993435 143900 SH SOLE NONE 143900 0 0 Pfizer Inc Common Stock 717081103 173753 4737 SH SOLE NONE 4737 0 0 Pinnacle West Capital Corp Common Stock 723484101 164712 2022 SH SOLE NONE 2022 0 0 Pinterest Inc Common Stock 72352L106 1379084 50442 SH SOLE NONE 50442 0 0 Pinterest Inc Common Stock 72352L106 478450 17500 SH SOLE NONE 17500 0 0 PNC Financial Services Group I Common Stock 693475105 24686 196 SH SOLE NONE 196 0 0 Procter & Gamble Co/The Common Stock 742718109 295590 1948 SH SOLE NONE 1948 0 0 Qorvo Inc Common Stock 74736K101 106111 1040 SH SOLE NONE 1040 0 0 QUALCOMM Inc Common Stock 747525103 12911436 108463 SH SOLE NONE 108463 0 0 QUALCOMM Inc Common Stock 747525103 35712 300 SH SOLE NONE 300 0 0 Raytheon Technologies Corp Common Stock 75513E101 73470 750 SH SOLE NONE 750 0 0 Restaurant Brands Internationa Common Stock 76131D103 215691 2100 SH SOLE NONE 2100 0 0 Royal Bank of Canada Common Stock 780087102 325195659 2568889 SH SOLE NONE 2568889 0 0 Salesforce Inc Common Stock 79466L302 2096756 9925 SH SOLE NONE 9925 0 0 ServiceNow Inc Common Stock 81762P102 191070 340 SH SOLE NONE 340 0 0 Shopify Inc Common Stock 82509L107 590778 6900 SH SOLE NONE 6900 0 0 Shopify Inc Common Stock 82509L107 137848 1610 SH SOLE NONE 1610 0 0 Skyworks Solutions Inc Common Stock 83088M102 923487 8343 SH SOLE NONE 8343 0 0 Snap Inc Common Stock 83304A106 540176 45623 SH SOLE NONE 45623 0 0 Snap Inc Common Stock 83304A106 367040 31000 SH SOLE NONE 31000 0 0 Snap-on Inc Common Stock 833034101 350151 1215 SH SOLE NONE 1215 0 0 SolarEdge Technologies Inc Common Stock 83417M104 56501 210 SH SOLE NONE 210 0 0 Southern Copper Corp Common Stock 84265V105 339330 4730 SH SOLE NONE 4730 0 0 SunPower Corp Common Stock 867652406 241678 24661 SH SOLE NONE 24661 0 0 Tapestry Inc Common Stock 876030107 153994 3598 SH SOLE NONE 3598 0 0 Teradyne Inc Common Stock 880770102 21932 197 SH SOLE NONE 197 0 0 Tesla Inc Common Stock 88160R101 314124 1200 SH SOLE NONE 1200 0 0 Tesla Inc Common Stock 88160R101 78531 300 SH SOLE NONE 300 0 0 Tesla Inc Common Stock 88160R101 1484236 5670 SH SOLE NONE 5670 0 0 Toronto-Dominion Bank/The Common Stock 891160509 179595344 2187253 SH SOLE NONE 2187253 0 0 Twilio Inc Common Stock 90138F102 396416 6231 SH SOLE NONE 6231 0 0 Twilio Inc Common Stock 90138F102 155233 2440 SH SOLE NONE 2440 0 0 Verizon Communications Inc Common Stock 92343V104 427462 11494 SH SOLE NONE 11494 0 0 Vulcan Materials Co Common Stock 929160109 24798 110 SH SOLE NONE 110 0 0 Walt Disney Co/The Common Stock 254687106 3404425 38132 SH SOLE NONE 38132 0 0 Waters Corp Common Stock 941848103 69300 260 SH SOLE NONE 260 0 0 Wells Fargo & Co Common Stock 949746101 394363 9240 SH SOLE NONE 9240 0 0 Western Digital Corp Common Stock 958102105 436612 11511 SH SOLE NONE 11511 0 0 Zillow Group Inc Common Stock 98954M200 467400 9500 SH SOLE NONE 9500 0 0 Zillow Group Inc Common Stock 98954M200 268583 5459 SH SOLE NONE 5459 0 0 Zoom Video Communications Inc Common Stock 98980L101 3032675 44677 SH SOLE NONE 44677 0 0 Zscaler Inc Common Stock 98980G102 5089777 34790 SH SOLE NONE 34790 0 0 BANK OF NOVA SCOTIA Common Stock 064149107 994200 15000 SH SOLE NONE 15000 0 0 Canadian Imperial Bank of Commerce Common Stock 136069101 1470560 26000 SH SOLE NONE 26000 0 0 CAN NATURAL RES Common Stock 136385101 4049536 54400 SH SOLE NONE 54400 0 0 ING Groep NV Common Stock 456837103 1531985 124168 SH SOLE NONE 124168 0 0 Logitech International SA Common Stock H50430232 308792 5800 SH SOLE NONE 5800 0 0 MFC CT Common Stock 56501R106 146316232 5843300 SH SOLE NONE 5843300 0 0 BANK OF NOVA SCOTIA Common Stock 064149107 1657000 25000 SH SOLE NONE 25000 0 0 Sun Life Financial Inc Common Stock 866796105 369590125 5352500 SH SOLE NONE 5352500 0 0 SU CT Common Stock 867224107 165640361 4262490 SH SOLE NONE 4262490 0 0 TC Energy Corp Common Stock 87807B107 99049000 1850000 SH SOLE NONE 1850000 0 0 TC Energy Corp Common Stock 87807B107 1263544 23600 SH SOLE NONE 23600 0 0 Advanced Micro Devices Inc Put 007903107 620810 5450 SH Put SOLE NONE 5450 0 0 Carnival Corp Put 143658300 564900 30000 SH Put SOLE NONE 30000 0 0 Crowdstrike Holdings Inc Put 22788C105 528732 3600 SH Put SOLE NONE 3600 0 0 Datadog Inc Put 23804L103 728996 7410 SH Put SOLE NONE 7410 0 0 DocuSign Inc Put 256163106 175750 3440 SH Put SOLE NONE 3440 0 0 Microsoft Corp Put 594918104 1055674 3100 SH Put SOLE NONE 3100 0 0 PAYPAL HOLDINGS INC Put 70450Y103 1095039 16410 SH Put SOLE NONE 16410 0 0 Pinterest Inc Put 72352L106 478450 17500 SH Put SOLE NONE 17500 0 0 Shopify Inc Put 82509L107 590778 6900 SH Put SOLE NONE 6900 0 0 Snap Inc Put 83304A106 185888 15700 SH Put SOLE NONE 15700 0 0 Snap Inc Put 83304A106 181152 15300 SH Put SOLE NONE 15300 0 0 Tesla Motors Inc Put 88160R101 698926 2670 SH Put SOLE NONE 2670 0 0 Tesla Motors Inc Put 88160R101 785310 3000 SH Put SOLE NONE 3000 0 0 Twilio Inc Put 90138F102 155233 2440 SH Put SOLE NONE 2440 0 0 Zillow Group Inc Put 98954M200 467400 9500 SH Put SOLE NONE 9500 0 0