Compliance Officer

0001597694-23-000004.txt : 20230510 0001597694-23-000004.hdr.sgml : 20230510 20230510105333 ACCESSION NUMBER: 0001597694-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230510 DATE AS OF CHANGE: 20230510 EFFECTIVENESS DATE: 20230510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MUFG Securities EMEA plc CENTRAL INDEX KEY: 0001597694 IRS NUMBER: 980209105 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15731 FILM NUMBER: 23904886 BUSINESS ADDRESS: STREET 1: ROPEMAKER PLACE STREET 2: 25 ROPEMAKER STREET CITY: LONDON STATE: X0 ZIP: EC2Y 9AJ BUSINESS PHONE: (0)20 7628 5555 MAIL ADDRESS: STREET 1: ROPEMAKER PLACE STREET 2: 25 ROPEMAKER STREET CITY: LONDON STATE: X0 ZIP: EC2Y 9AJ FORMER COMPANY: FORMER CONFORMED NAME: Mitsubishi UFJ Securities International PLC DATE OF NAME CHANGE: 20140121 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001597694 XXXXXXXX 03-31-2023 03-31-2023 MUFG Securities EMEA plc

ROPEMAKER PLACE 25 ROPEMAKER STREET LONDON X0 EC2Y 9AJ

13F HOLDINGS REPORT 028-15731 N Olivier Vero Compliance Officer 00(44)7919008000 Olivier Vero London X0 05-10-2023 0 145 5820343 false INFORMATION TABLE 2 marchfinal.xml Canadian Imperial Bank of Commerce Equity Futures 136069101 31405 550000 SH SOLE NONE 550000 0 0 TORONTO DOMINION Equity Futures 891160509 105235 1300000 SH SOLE NONE 1300000 0 0 Ameren Corp Equity Swap 023608102 54226 627693 SH SOLE NONE 627693 0 0 Stellantis NV Equity Swap N82405106 181900 10000000 SH SOLE NONE 10000000 0 0 Visa Inc Equity Swap 92826C839 732745 3250000 SH SOLE NONE 3250000 0 0 Advanced Micro Devices Inc Exchange Traded Equity Option - Call 007903107 14702 150000 SH Call SOLE NONE 150000 0 0 Advanced Micro Devices Inc Exchange Traded Equity Option - Call 007903107 3920 40000 SH Call SOLE NONE 40000 0 0 Advanced Micro Devices Inc Equity Index Barrier Options - Put 007903107 534 5450 SH Put SOLE NONE 5450 0 0 ALPHABET INC-CL A Equity Index Barrier Options - Put 02079K305 892 8600 SH Put SOLE NONE 8600 0 0 Amazon.com Inc Exchange Traded Equity Option - Call 023135106 4132 40000 SH Call SOLE NONE 40000 0 0 Amazon.com Inc Exchange Traded Equity Option - Call 023135106 17559 170000 SH Call SOLE NONE 170000 0 0 Amazon.com Inc Exchange Traded Equity Option - Put 023135106 15494 150000 SH Put SOLE NONE 150000 0 0 Amazon.com Inc Exchange Traded Equity Option - Put 023135106 11362 110000 SH Put SOLE NONE 110000 0 0 Amazon.com Inc Exchange Traded Equity Option - Put 023135106 10329 100000 SH Put SOLE NONE 100000 0 0 Apple Inc Exchange Traded Equity Option - Call 037833100 32980 200000 SH Call SOLE NONE 200000 0 0 Apple Inc Exchange Traded Equity Option - Put 037833100 10719 65000 SH Put SOLE NONE 65000 0 0 Apple Inc Exchange Traded Equity Option - Put 037833100 14017 85000 SH Put SOLE NONE 85000 0 0 Apple Inc Exchange Traded Equity Option - Put 037833100 8245 50000 SH Put SOLE NONE 50000 0 0 Apple Inc Exchange Traded Equity Option - Put 037833100 16490 100000 SH Put SOLE NONE 100000 0 0 Carnival Corp Equity Index Barrier Options - Put 143658300 305 30000 SH Put SOLE NONE 30000 0 0 Crowdstrike Holdings Inc Equity Index Barrier Options - Put 22788C105 494 3600 SH Put SOLE NONE 3600 0 0 Datadog Inc Equity Index Barrier Options - Put 23804L103 538 7410 SH Put SOLE NONE 7410 0 0 DocuSign Inc Equity Index Barrier Options - Put 256163106 201 3440 SH Put SOLE NONE 3440 0 0 Facebook Inc Exchange Traded Equity Option - Call 30303M102 21194 100000 SH Call SOLE NONE 100000 0 0 Facebook Inc Exchange Traded Equity Option - Call 30303M102 10597 50000 SH Call SOLE NONE 50000 0 0 Facebook Inc Exchange Traded Equity Option - Put 30303M102 10597 50000 SH Put SOLE NONE 50000 0 0 Microsoft Corp Exchange Traded Equity Option - Put 594918104 17298 60000 SH Put SOLE NONE 60000 0 0 Microsoft Corp Equity Index Barrier Options - Put 594918104 894 3100 SH Put SOLE NONE 3100 0 0 NVIDIA Corp Exchange Traded Equity Option - Call 67066G104 41666 150000 SH Call SOLE NONE 150000 0 0 NVIDIA Corp Exchange Traded Equity Option - Put 67066G104 20833 75000 SH Put SOLE NONE 75000 0 0 NVIDIA Corp Equity Index Barrier Options - Put 67066G104 972 3500 SH Put SOLE NONE 3500 0 0 NVIDIA Corp Equity Index Barrier Options - Put 67066G104 761 2740 SH Put SOLE NONE 2740 0 0 NVIDIA Corp Equity Index Barrier Options - Put 67066G104 875 3150 SH Put SOLE NONE 3150 0 0 NVIDIA Corp Equity Index Barrier Options - Put 67066G104 731 2630 SH Put SOLE NONE 2630 0 0 NVIDIA Corp Equity Index Barrier Options - Put 67066G104 881 3170 SH Put SOLE NONE 3170 0 0 NVIDIA Corp Equity Index Barrier Options - Put 67066G104 611 2200 SH Put SOLE NONE 2200 0 0 PAYPAL HOLDINGS INC Exchange Traded Equity Option - Put 70450Y103 3797 50000 SH Put SOLE NONE 50000 0 0 PAYPAL HOLDINGS INC Exchange Traded Equity Option - Put 70450Y103 3038 40000 SH Put SOLE NONE 40000 0 0 PAYPAL HOLDINGS INC Exchange Traded Equity Option - Put 70450Y103 1519 20000 SH Put SOLE NONE 20000 0 0 PAYPAL HOLDINGS INC Exchange Traded Equity Option - Put 70450Y103 1519 20000 SH Put SOLE NONE 20000 0 0 PAYPAL HOLDINGS INC Equity Index Barrier Options - Put 70450Y103 1246 16410 SH Put SOLE NONE 16410 0 0 Pinterest Inc Equity Index Barrier Options - Put 72352L106 368 13500 SH Put SOLE NONE 13500 0 0 Pinterest Inc Equity Index Barrier Options - Put 72352L106 477 17500 SH Put SOLE NONE 17500 0 0 Shopify Inc Equity Index Barrier Options - Put 82509L107 446 6900 SH Put SOLE NONE 6900 0 0 Snap Inc Equity Index Barrier Options - Put 83304A106 176 15700 SH Put SOLE NONE 15700 0 0 Snap Inc Equity Index Barrier Options - Put 83304A106 172 15300 SH Put SOLE NONE 15300 0 0 Tesla Motors Inc Exchange Traded Equity Option - Call 88160R101 24895 120000 SH Call SOLE NONE 120000 0 0 Tesla Motors Inc Exchange Traded Equity Option - Call 88160R101 6224 30000 SH Call SOLE NONE 30000 0 0 Tesla Motors Inc Exchange Traded Equity Option - Put 88160R101 6224 30000 SH Put SOLE NONE 30000 0 0 Tesla Motors Inc Exchange Traded Equity Option - Put 88160R101 3112 15000 SH Put SOLE NONE 15000 0 0 Tesla Motors Inc Equity Index Barrier Options - Put 88160R101 610 2940 SH Put SOLE NONE 2940 0 0 Tesla Motors Inc Equity Index Barrier Options - Put 88160R101 1181 5693 SH Put SOLE NONE 5693 0 0 Tesla Motors Inc Equity Index Barrier Options - Put 88160R101 554 2670 SH Put SOLE NONE 2670 0 0 Tesla Motors Inc Equity Index Barrier Options - Put 88160R101 622 3000 SH Put SOLE NONE 3000 0 0 Twilio Inc Equity Index Barrier Options - Put 90138F102 163 2440 SH Put SOLE NONE 2440 0 0 Zillow Group Inc Equity Index Barrier Options - Put 98954M200 415 9500 SH Put SOLE NONE 9500 0 0 3M Co Common stock 88579Y101 542 5161 SH SOLE NONE 5161 0 0 Adobe Inc Common stock 00724F101 3784 9820 SH SOLE NONE 9820 0 0 Advanced Micro Devices Inc Common stock 007903107 8107 82717 SH SOLE NONE 82717 0 0 Albemarle Corp Common stock 012653101 445 2013 SH SOLE NONE 2013 0 0 Align Technology Inc Common stock 016255101 831 2488 SH SOLE NONE 2488 0 0 Alphabet Inc Common stock 02079K107 20859 200570 SH SOLE NONE 200570 0 0 Alphabet Inc Common stock 02079K305 18076 174259 SH SOLE NONE 174259 0 0 Amazon.com Inc Common stock 023135106 82018 794053 SH SOLE NONE 794053 0 0 Ambarella Inc Common stock G037AX101 237 3059 SH SOLE NONE 3059 0 0 Apple Inc Common stock 037833100 58016 351828 SH SOLE NONE 351828 0 0 Applied Materials Inc Common stock 038222105 4251 34607 SH SOLE NONE 34607 0 0 Aptiv PLC Common stock G6095L109 249 2222 SH SOLE NONE 2222 0 0 AT&T Inc Common stock 00206R102 767 39847 SH SOLE NONE 39847 0 0 Bank of America Corp Common stock 060505104 523 18300 SH SOLE NONE 18300 0 0 Berkshire Hathaway Inc Common stock 084670702 6793 22000 SH SOLE NONE 22000 0 0 Beyond Meat Inc Common stock 08862E109 583 35945 SH SOLE NONE 35945 0 0 Block Inc Common stock 852234103 5931 86401 SH SOLE NONE 86401 0 0 Boeing Co/The Common stock 097023105 16397 77187 SH SOLE NONE 77187 0 0 Booking Holdings Inc Common stock 09857L108 77 29 SH SOLE NONE 29 0 0 Broadcom Inc Common stock 11135F101 53 82 SH SOLE NONE 82 0 0 Capri Holdings Ltd Common stock G1890L107 50 1055 SH SOLE NONE 1055 0 0 Carnival Corp Common stock 143658300 2303 226896 SH SOLE NONE 226896 0 0 Caterpillar Inc Common stock 149123101 15 64 SH SOLE NONE 64 0 0 Citigroup Inc Common stock 172967424 1034 22056 SH SOLE NONE 22056 0 0 Coca-Cola Co/The Common stock 191216100 682 10990 SH SOLE NONE 10990 0 0 Corning Inc Common stock 219350105 1321 37455 SH SOLE NONE 37455 0 0 Crowdstrike Holdings Inc Common stock 22788C105 2641 19244 SH SOLE NONE 19244 0 0 Datadog Inc Common stock 23804L103 1847 25425 SH SOLE NONE 25425 0 0 Deere & Co Common stock 244199105 105 254 SH SOLE NONE 254 0 0 Delta Air Lines Inc Common stock 247361702 770 22045 SH SOLE NONE 22045 0 0 DocuSign Inc Common stock 256163106 959 16452 SH SOLE NONE 16452 0 0 EOG Resources Inc Common stock 26875P101 34 293 SH SOLE NONE 293 0 0 Estee Lauder Cos Inc/The Common stock 518439104 347 1408 SH SOLE NONE 1408 0 0 Expedia Group Inc Common stock 30212P303 1753 18065 SH SOLE NONE 18065 0 0 FedEx Corp Common stock 31428X106 2412 10555 SH SOLE NONE 10555 0 0 Fiserv Inc Common stock 337738108 261 2311 SH SOLE NONE 2311 0 0 General Electric Co Common stock 369604301 30 309 SH SOLE NONE 309 0 0 General Motors Co Common stock 37045V100 1221 33278 SH SOLE NONE 33278 0 0 Gilead Sciences Inc Common stock 375558103 380 4583 SH SOLE NONE 4583 0 0 Goldman Sachs Group Inc/The Common stock 38141G104 10 31 SH SOLE NONE 31 0 0 Goodyear Tire & Rubber Co/The Common stock 382550101 183 16636 SH SOLE NONE 16636 0 0 IBM Common stock 459200101 240 1832 SH SOLE NONE 1832 0 0 Illumina Inc Common stock 452327109 446 1917 SH SOLE NONE 1917 0 0 Intel Corp Common stock 458140100 7805 238894 SH SOLE NONE 238894 0 0 Intuitive Surgical Inc Common stock 46120E602 702 2746 SH SOLE NONE 2746 0 0 iRobot Corp Common stock 462726100 314 7203 SH SOLE NONE 7203 0 0 Johnson & Johnson Common stock 478160104 229 1478 SH SOLE NONE 1478 0 0 JPMorgan Chase & Co Common stock 46625H100 2156 16544 SH SOLE NONE 16544 0 0 Las Vegas Sands Corp Common stock 517834107 54 946 SH SOLE NONE 946 0 0 Mastercard Inc Common stock 57636Q104 231 637 SH SOLE NONE 637 0 0 MercadoLibre Inc Common stock 58733R102 5 4 SH SOLE NONE 4 0 0 Meta Platforms Inc Common stock 30303M102 43064 203189 SH SOLE NONE 203189 0 0 Micron Technology Inc Common stock 595112103 1525 25272 SH SOLE NONE 25272 0 0 Microsoft Corp Common stock 594918104 58230 201976 SH SOLE NONE 201976 0 0 Netflix Inc Common stock 64110L106 1078 3121 SH SOLE NONE 3121 0 0 Newmont Corp Common stock 651639106 80 1625 SH SOLE NONE 1625 0 0 NVIDIA Corp Common stock 67066G104 7800 28079 SH SOLE NONE 28079 0 0 NXP Semiconductors NV Common stock N6596X109 253 1359 SH SOLE NONE 1359 0 0 Palo Alto Networks Inc Common stock 697435105 20 102 SH SOLE NONE 102 0 0 PayPal Holdings Inc Common stock 70450Y103 23995 315979 SH SOLE NONE 315979 0 0 Pfizer Inc Common stock 717081103 41 1000 SH SOLE NONE 1000 0 0 Pinterest Inc Common stock 72352L106 2130 78090 SH SOLE NONE 78090 0 0 Procter & Gamble Co/The Common stock 742718109 592 3982 SH SOLE NONE 3982 0 0 Qorvo Inc Common stock 74736K101 527 5191 SH SOLE NONE 5191 0 0 QUALCOMM Inc Common stock 747525103 5539 43414 SH SOLE NONE 43414 0 0 Raytheon Technologies Corp Common stock 75513E101 94 955 SH SOLE NONE 955 0 0 Salesforce Inc Common stock 79466L302 2765 13841 SH SOLE NONE 13841 0 0 ServiceNow Inc Common stock 81762P102 167 359 SH SOLE NONE 359 0 0 Shopify Inc Common stock 82509L107 2602 54267 SH SOLE NONE 54267 0 0 Skyworks Solutions Inc Common stock 83088M102 667 5657 SH SOLE NONE 5657 0 0 Snap Inc Common stock 83304A106 526 46952 SH SOLE NONE 46952 0 0 SolarEdge Technologies Inc Common stock 83417M104 44 144 SH SOLE NONE 144 0 0 Stellantis NV Common stock N82405106 57012 3408204 SH SOLE NONE 3408204 0 0 SunPower Corp Common stock 867652406 134 9670 SH SOLE NONE 9670 0 0 Synopsys Inc Common stock 871607107 74 192 SH SOLE NONE 192 0 0 Tapestry Inc Common stock 876030107 60 1384 SH SOLE NONE 1384 0 0 Teradyne Inc Common stock 880770102 10 89 SH SOLE NONE 89 0 0 Tesla Inc Common stock 88160R101 28292 136373 SH SOLE NONE 136373 0 0 Twilio Inc Common stock 90138F102 1059 15893 SH SOLE NONE 15893 0 0 Verizon Communications Inc Common stock 92343V104 356 9150 SH SOLE NONE 9150 0 0 Visa Inc Common stock 92826C839 732467 3248767 SH SOLE NONE 3248767 0 0 Vulcan Materials Co Common stock 929160109 98 572 SH SOLE NONE 572 0 0 Walt Disney Co/The Common stock 254687106 3171 31671 SH SOLE NONE 31671 0 0 Wells Fargo & Co Common stock 949746101 567 15159 SH SOLE NONE 15159 0 0 Western Digital Corp Common stock 958102105 933 24776 SH SOLE NONE 24776 0 0 Zillow Group Inc Common stock 98954M200 784 17636 SH SOLE NONE 17636 0 0 Zoom Video Communications Inc Common stock 98980L101 4098 55499 SH SOLE NONE 55499 0 0 Zscaler Inc Common stock 98980G102 532 4556 SH SOLE NONE 4556 0 0 Visa Inc - Class B Common stock 92826C839 3126786 13868474 SH SOLE NONE 13868474 0 0