Compliance Officer

0001597694-22-000006.txt : 20220815 0001597694-22-000006.hdr.sgml : 20220815 20220815065916 ACCESSION NUMBER: 0001597694-22-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220815 DATE AS OF CHANGE: 20220815 EFFECTIVENESS DATE: 20220815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MUFG Securities EMEA plc CENTRAL INDEX KEY: 0001597694 IRS NUMBER: 980209105 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15731 FILM NUMBER: 221162250 BUSINESS ADDRESS: STREET 1: ROPEMAKER PLACE STREET 2: 25 ROPEMAKER STREET CITY: LONDON STATE: X0 ZIP: EC2Y 9AJ BUSINESS PHONE: (0)20 7628 5555 MAIL ADDRESS: STREET 1: ROPEMAKER PLACE STREET 2: 25 ROPEMAKER STREET CITY: LONDON STATE: X0 ZIP: EC2Y 9AJ FORMER COMPANY: FORMER CONFORMED NAME: Mitsubishi UFJ Securities International PLC DATE OF NAME CHANGE: 20140121 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001597694 XXXXXXXX 06-30-2022 06-30-2022 MUFG Securities EMEA plc

ROPEMAKER PLACE 25 ROPEMAKER STREET LONDON X0 EC2Y 9AJ

13F HOLDINGS REPORT 028-15731 N Herby Lai Compliance Officer (44)207 577 2823 Herby Lai London X0 08-15-2022 0 179 5608691 false INFORMATION TABLE 2 june2022final.xml 3M Co Common Stock 88579Y101 355 2741 SH SOLE NONE 2741 0 0 Advanced Micro Devices Inc Common Stock 007903107 749 9795 SH SOLE NONE 9795 0 0 Albemarle Corp Common Stock 012653101 291 1393 SH SOLE NONE 1393 0 0 Align Technology Inc Common Stock 016255101 987 4172 SH SOLE NONE 4172 0 0 Alphabet Inc Common Stock 02079K107 10 95 SH SOLE NONE 95 0 0 Amazon.com Inc Common Stock 023135106 1726 16253 SH SOLE NONE 16253 0 0 Ambarella Inc Common Stock G037AX101 190 2899 SH SOLE NONE 2899 0 0 Amgen Inc Common Stock 031162100 56 229 SH SOLE NONE 229 0 0 Applied Materials Inc Common Stock 038222105 2767 30414 SH SOLE NONE 30414 0 0 Aptiv PLC Common Stock G6095L109 329 3692 SH SOLE NONE 3692 0 0 ATI Inc Common Stock 01741R102 14 611 SH SOLE NONE 611 0 0 Baidu Inc Common Stock 056752108 85 572 SH SOLE NONE 572 0 0 Beyond Meat Inc Common Stock 08862E109 1164 48617 SH SOLE NONE 48617 0 0 Block Inc Common Stock 852234103 7196 117086 SH SOLE NONE 117086 0 0 Booking Holdings Inc Common Stock 09857L108 38 22 SH SOLE NONE 22 0 0 Broadcom Inc Common Stock 11135F101 215 442 SH SOLE NONE 442 0 0 Capri Holdings Ltd Common Stock G1890L107 43 1055 SH SOLE NONE 1055 0 0 Carnival Corp Common Stock 143658300 1996 230765 SH SOLE NONE 230765 0 0 Caterpillar Inc Common Stock 149123101 174 974 SH SOLE NONE 974 0 0 Citigroup Inc Common Stock 172967424 53 1162 SH SOLE NONE 1162 0 0 Coca-Cola Co/The Common Stock 191216100 790 12550 SH SOLE NONE 12550 0 0 Corning Inc Common Stock 219350105 1387 44007 SH SOLE NONE 44007 0 0 Coupa Software Inc Common Stock 22266L106 724 12677 SH SOLE NONE 12677 0 0 Crowdstrike Holdings Inc Common Stock 22788C105 621 3684 SH SOLE NONE 3684 0 0 Datadog Inc Common Stock 23804L103 3723 39092 SH SOLE NONE 39092 0 0 Deere & Co Common Stock 244199105 163 544 SH SOLE NONE 544 0 0 Delta Air Lines Inc Common Stock 247361702 1529 52795 SH SOLE NONE 52795 0 0 DocuSign Inc Common Stock 256163106 1825 31807 SH SOLE NONE 31807 0 0 EOG Resources Inc Common Stock 26875P101 52 470 SH SOLE NONE 470 0 0 Estee Lauder Cos Inc/The Common Stock 518439104 359 1408 SH SOLE NONE 1408 0 0 Expedia Group Inc Common Stock 30212P303 663 6987 SH SOLE NONE 6987 0 0 Exxon Mobil Corp Common Stock 30231G102 78 906 SH SOLE NONE 906 0 0 Fiserv Inc Common Stock 337738108 1005 11301 SH SOLE NONE 11301 0 0 General Electric Co Common Stock 369604301 60 949 SH SOLE NONE 949 0 0 General Motors Co Common Stock 37045V100 2628 82742 SH SOLE NONE 82742 0 0 Gilead Sciences Inc Common Stock 375558103 518 8383 SH SOLE NONE 8383 0 0 Goldman Sachs Group Inc/The Common Stock 38141G104 9 31 SH SOLE NONE 31 0 0 Goodyear Tire & Rubber Co/The Common Stock 382550101 178 16636 SH SOLE NONE 16636 0 0 IBM Common Stock 459200101 483 3422 SH SOLE NONE 3422 0 0 Illumina Inc Common Stock 452327109 1058 5737 SH SOLE NONE 5737 0 0 Intuitive Surgical Inc Common Stock 46120E602 1056 5261 SH SOLE NONE 5261 0 0 iRobot Corp Common Stock 462726100 981 26693 SH SOLE NONE 26693 0 0 Johnson & Johnson Common Stock 478160104 61 346 SH SOLE NONE 346 0 0 Las Vegas Sands Corp Common Stock 517834107 1757 52322 SH SOLE NONE 52322 0 0 Marriott International Inc/MD Common Stock 571903202 75 554 SH SOLE NONE 554 0 0 Mastercard Inc Common Stock 57636Q104 251 795 SH SOLE NONE 795 0 0 McDonald's Corp Common Stock 580135101 4 17 SH SOLE NONE 17 0 0 MercadoLibre Inc Common Stock 58733R102 890 1398 SH SOLE NONE 1398 0 0 Meta Platforms Inc Common Stock 30303M102 10702 66369 SH SOLE NONE 66369 0 0 Microsoft Corp Common Stock 594918104 1321 5143 SH SOLE NONE 5143 0 0 NetApp Inc Common Stock 64110D104 40 613 SH SOLE NONE 613 0 0 Netflix Inc Common Stock 64110L106 2079 11887 SH SOLE NONE 11887 0 0 Newmont Corp Common Stock 651639106 29 485 SH SOLE NONE 485 0 0 NVIDIA Corp Common Stock 67066G104 5095 33611 SH SOLE NONE 33611 0 0 NXP Semiconductors NV Common Stock N6596X109 201 1359 SH SOLE NONE 1359 0 0 ON Semiconductor Corp Common Stock 682189105 100 1996 SH SOLE NONE 1996 0 0 PayPal Holdings Inc Common Stock 70450Y103 9800 140315 SH SOLE NONE 140315 0 0 Pfizer Inc Common Stock 717081103 52 1000 SH SOLE NONE 1000 0 0 Pinterest Inc Common Stock 72352L106 1121 61752 SH SOLE NONE 61752 0 0 Procter & Gamble Co/The Common Stock 742718109 880 6122 SH SOLE NONE 6122 0 0 Qorvo Inc Common Stock 74736K101 325 3447 SH SOLE NONE 3447 0 0 QUALCOMM Inc Common Stock 747525103 933 7306 SH SOLE NONE 7306 0 0 Raytheon Technologies Corp Common Stock 75513E101 92 955 SH SOLE NONE 955 0 0 Regeneron Pharmaceuticals Inc Common Stock 75886F107 80 135 SH SOLE NONE 135 0 0 Schlumberger NV Common Stock 806857108 711 19880 SH SOLE NONE 19880 0 0 Shopify Inc Common Stock 82509L107 3014 96490 SH SOLE NONE 96490 0 0 Skyworks Solutions Inc Common Stock 83088M102 486 5247 SH SOLE NONE 5247 0 0 Snap Inc Common Stock 83304A106 337 25662 SH SOLE NONE 25662 0 0 SolarEdge Technologies Inc Common Stock 83417M104 95 346 SH SOLE NONE 346 0 0 SunPower Corp Common Stock 867652406 2630 166359 SH SOLE NONE 166359 0 0 Synopsys Inc Common Stock 871607107 283 932 SH SOLE NONE 932 0 0 Tapestry Inc Common Stock 876030107 317 10376 SH SOLE NONE 10376 0 0 Tesla Inc Common Stock 88160R101 5249 7795 SH SOLE NONE 7795 0 0 Twilio Inc Common Stock 90138F102 1734 20695 SH SOLE NONE 20695 0 0 Twitter Inc Common Stock 90184L102 1249 33412 SH SOLE NONE 33412 0 0 Tyson Foods Inc Common Stock 902494103 65 751 SH SOLE NONE 751 0 0 Verizon Communications Inc Common Stock 92343V104 130 2570 SH SOLE NONE 2570 0 0 Vulcan Materials Co Common Stock 929160109 276 1942 SH SOLE NONE 1942 0 0 Wells Fargo & Co Common Stock 949746101 626 15989 SH SOLE NONE 15989 0 0 Western Digital Corp Common Stock 958102105 318 7086 SH SOLE NONE 7086 0 0 Wynn Resorts Ltd Common Stock 983134107 34 605 SH SOLE NONE 605 0 0 Zillow Group Inc Common Stock 98954M200 910 28646 SH SOLE NONE 28646 0 0 Zoom Video Communications Inc Common Stock 98980L101 1774 16428 SH SOLE NONE 16428 0 0 Ameren Corp Equity Swap 023608102 56718 627693 SH SOLE NONE 627693 0 0 Apple Inc Common stock hedge for equity Swap 037833100 157228 1150000 SH SOLE NONE 1150000 0 0 Tesla Inc Equity Swap 88160R101 134684 200000 SH SOLE NONE 200000 0 0 Visa Inc Litigation Swap 92826C839 804434 4085703 SH SOLE NONE 4085703 0 0 Visa Inc Common stock hedge for equity Swap 92826C839 295335 1500000 SH SOLE NONE 1500000 0 0 Visa Inc - B shares Common Stock 92826C839 2730564 13868474 SH SOLE NONE 13868474 0 0 Welltower Inc Equity Swap 95040Q104 251293 3051525 SH SOLE NONE 3051525 0 0 Advanced Micro Devices Inc Exchange Traded Equity Option - Put Option bought 007903107 5735 75000 SH Put SOLE NONE 75000 0 0 Amazon.com Inc Exchange Traded Equity Option - Put Option bought 023135106 4248 40000 SH Put SOLE NONE 40000 0 0 Amazon.com Inc Exchange Traded Equity Option - Call Option bought 023135106 4248 40000 SH Call SOLE NONE 40000 0 0 Amazon.com Inc Exchange Traded Equity Option - Put Option bought 023135106 12745 120000 SH Put SOLE NONE 120000 0 0 Amazon.com Inc Exchange Traded Equity Option - Put Option bought 023135106 4514 42500 SH Put SOLE NONE 42500 0 0 Amazon.com Inc Exchange Traded Equity Option - Put Option bought 023135106 8497 80000 SH Put SOLE NONE 80000 0 0 Amazon.com Inc Exchange Traded Equity Option - Put Option bought 023135106 10621 100000 SH Put SOLE NONE 100000 0 0 Amazon.com Inc Exchange Traded Equity Option - Call Option bought 023135106 4248 40000 SH Call SOLE NONE 40000 0 0 Amazon.com Inc Exchange Traded Equity Option - Put Option bought 023135106 15932 150000 SH Put SOLE NONE 150000 0 0 Amazon.com Inc Exchange Traded Equity Option - Put Option bought 023135106 11683 110000 SH Put SOLE NONE 110000 0 0 Amazon.com Inc Exchange Traded Equity Option - Put Option bought 023135106 10621 100000 SH Put SOLE NONE 100000 0 0 Apple Inc Exchange Traded Equity Option - Put Option bought 037833100 13672 100000 SH Put SOLE NONE 100000 0 0 Apple Inc Exchange Traded Equity Option - Put Option bought 037833100 6836 50000 SH Put SOLE NONE 50000 0 0 Apple Inc Exchange Traded Equity Option - Put Option bought 037833100 13672 100000 SH Put SOLE NONE 100000 0 0 Apple Inc Exchange Traded Equity Option - Put Option bought 037833100 13672 100000 SH Put SOLE NONE 100000 0 0 Apple Inc Exchange Traded Equity Option - Call Option bought 037833100 6836 50000 SH Call SOLE NONE 50000 0 0 Apple Inc Exchange Traded Equity Option - Put Option bought 037833100 6836 50000 SH Put SOLE NONE 50000 0 0 Apple Inc Exchange Traded Equity Option - Put Option bought 037833100 5469 40000 SH Put SOLE NONE 40000 0 0 Apple Inc Exchange Traded Equity Option - Put Option bought 037833100 16406 120000 SH Put SOLE NONE 120000 0 0 Apple Inc Exchange Traded Equity Option - Put Option bought 037833100 6836 50000 SH Put SOLE NONE 50000 0 0 Apple Inc Exchange Traded Equity Option - Call Option bought 037833100 27344 200000 SH Call SOLE NONE 200000 0 0 Apple Inc Exchange Traded Equity Option - Put Option bought 037833100 20508 150000 SH Put SOLE NONE 150000 0 0 Apple Inc Exchange Traded Equity Option - Put Option bought 037833100 6836 50000 SH Put SOLE NONE 50000 0 0 Apple Inc Exchange Traded Equity Option - Put Option bought 037833100 13672 100000 SH Put SOLE NONE 100000 0 0 Bank of America Corp Exchange Traded Equity Option - Call Option bought 060505104 3113 100000 SH Call SOLE NONE 100000 0 0 Block Inc Exchange Traded Equity Option - Put Option bought 852234103 1002 16300 SH Put SOLE NONE 16300 0 0 Block Inc Exchange Traded Equity Option - Put Option bought 852234103 3073 50000 SH Put SOLE NONE 50000 0 0 Block Inc Exchange Traded Equity Option - Put Option bought 852234103 3995 65000 SH Put SOLE NONE 65000 0 0 Block Inc Exchange Traded Equity Option - Put Option bought 852234103 756 12300 SH Put SOLE NONE 12300 0 0 Coupa Software Inc Exchange Traded Equity Option - Put Option bought 22266L106 896 15700 SH Put SOLE NONE 15700 0 0 Crowdstrike Holdings Inc Exchange Traded Equity Option - Put Option bought 22788C105 4214 25000 SH Put SOLE NONE 25000 0 0 Datadog Inc Exchange Traded Equity Option - Put Option bought 23804L103 3810 40000 SH Put SOLE NONE 40000 0 0 DocuSign Inc Exchange Traded Equity Option - Put Option bought 256163106 1016 17700 SH Put SOLE NONE 17700 0 0 FedEx Corp Exchange Traded Equity Option - Call Option bought 31428X106 5668 25000 SH Call SOLE NONE 25000 0 0 FedEx Corp Exchange Traded Equity Option - Put Option bought 31428X106 5668 25000 SH Put SOLE NONE 25000 0 0 IBM Exchange Traded Equity Option - Put Option bought 459200101 5365 38000 SH Put SOLE NONE 38000 0 0 Intel Corp Exchange Traded Equity Option - Put Option bought 458140100 1871 50000 SH Put SOLE NONE 50000 0 0 Meta Platforms Inc Exchange Traded Equity Option - Put Option bought 30303M102 2741 17000 SH Put SOLE NONE 17000 0 0 Meta Platforms Inc Exchange Traded Equity Option - Put Option bought 30303M102 3193 19800 SH Put SOLE NONE 19800 0 0 Meta Platforms Inc Exchange Traded Equity Option - Put Option bought 30303M102 4838 30000 SH Put SOLE NONE 30000 0 0 Meta Platforms Inc Exchange Traded Equity Option - Put Option bought 30303M102 903 5600 SH Put SOLE NONE 5600 0 0 Meta Platforms Inc Exchange Traded Equity Option - Put Option bought 30303M102 1838 11400 SH Put SOLE NONE 11400 0 0 Meta Platforms Inc Exchange Traded Equity Option - Put Option bought 30303M102 1516 9400 SH Put SOLE NONE 9400 0 0 Meta Platforms Inc Exchange Traded Equity Option - Put Option bought 30303M102 8256 51200 SH Put SOLE NONE 51200 0 0 Meta Platforms Inc Exchange Traded Equity Option - Put Option bought 30303M102 7256 45000 SH Put SOLE NONE 45000 0 0 Microsoft Corp Exchange Traded Equity Option - Put Option bought 594918104 6421 25000 SH Put SOLE NONE 25000 0 0 Netflix Inc Exchange Traded Equity Option - Put Option bought 64110L106 1696 9700 SH Put SOLE NONE 9700 0 0 Netflix Inc Exchange Traded Equity Option - Put Option bought 64110L106 717 4100 SH Put SOLE NONE 4100 0 0 NVIDIA Corp Exchange Traded Equity Option - Put Option bought 67066G104 6064 40000 SH Put SOLE NONE 40000 0 0 NVIDIA Corp Exchange Traded Equity Option - Put Option bought 67066G104 7580 50000 SH Put SOLE NONE 50000 0 0 PayPal Holdings Inc Exchange Traded Equity Option - Put Option bought 70450Y103 1886 27000 SH Put SOLE NONE 27000 0 0 PayPal Holdings Inc Exchange Traded Equity Option - Put Option bought 70450Y103 559 8000 SH Put SOLE NONE 8000 0 0 PayPal Holdings Inc Exchange Traded Equity Option - Call Option bought 70450Y103 1397 20000 SH Call SOLE NONE 20000 0 0 PayPal Holdings Inc Exchange Traded Equity Option - Put Option bought 70450Y103 244 3500 SH Put SOLE NONE 3500 0 0 PayPal Holdings Inc Exchange Traded Equity Option - Put Option bought 70450Y103 2752 39400 SH Put SOLE NONE 39400 0 0 PayPal Holdings Inc Exchange Traded Equity Option - Put Option bought 70450Y103 1928 27600 SH Put SOLE NONE 27600 0 0 PayPal Holdings Inc Exchange Traded Equity Option - Put Option bought 70450Y103 1725 24700 SH Put SOLE NONE 24700 0 0 PayPal Holdings Inc Exchange Traded Equity Option - Put Option bought 70450Y103 922 13200 SH Put SOLE NONE 13200 0 0 PayPal Holdings Inc Exchange Traded Equity Option - Put Option bought 70450Y103 2794 40000 SH Put SOLE NONE 40000 0 0 PayPal Holdings Inc Exchange Traded Equity Option - Put Option bought 70450Y103 1397 20000 SH Put SOLE NONE 20000 0 0 PayPal Holdings Inc Exchange Traded Equity Option - Put Option bought 70450Y103 1571 22500 SH Put SOLE NONE 22500 0 0 Pinterest Inc Exchange Traded Equity Option - Put Option bought 72352L106 1226 67500 SH Put SOLE NONE 67500 0 0 QUALCOMM Inc Exchange Traded Equity Option - Put Option bought 747525103 15968 125000 SH Put SOLE NONE 125000 0 0 QUALCOMM Inc Exchange Traded Equity Option - Put Option bought 747525103 9581 75000 SH Put SOLE NONE 75000 0 0 Salesforce Inc Exchange Traded Equity Option - Put Option bought 79466L302 3301 20000 SH Put SOLE NONE 20000 0 0 Salesforce Inc Exchange Traded Equity Option - Put Option bought 79466L302 6602 40000 SH Put SOLE NONE 40000 0 0 ServiceNow Inc Exchange Traded Equity Option - Put Option bought 81762P102 1427 3000 SH Put SOLE NONE 3000 0 0 Shopify Inc Exchange Traded Equity Option - Put Option bought 82509L107 1328 42500 SH Put SOLE NONE 42500 0 0 Shopify Inc Exchange Traded Equity Option - Put Option bought 82509L107 1031 33000 SH Put SOLE NONE 33000 0 0 Tesla Inc Exchange Traded Equity Option - Put Option bought 88160R101 3367 5000 SH Put SOLE NONE 5000 0 0 Tesla Inc Exchange Traded Equity Option - Put Option bought 88160R101 3367 5000 SH Put SOLE NONE 5000 0 0 Tesla Inc Exchange Traded Equity Option - Put Option bought 88160R101 5051 7500 SH Put SOLE NONE 7500 0 0 Tesla Inc Exchange Traded Equity Option - Put Option bought 88160R101 3367 5000 SH Put SOLE NONE 5000 0 0 Twitter Inc Exchange Traded Equity Option - Put Option bought 90184L102 2991 80000 SH Put SOLE NONE 80000 0 0 Twitter Inc Exchange Traded Equity Option - Put Option bought 90184L102 280 7500 SH Put SOLE NONE 7500 0 0 Visa Inc Exchange Traded Equity Option - Call Option bought 92826C839 1969 10000 SH Call SOLE NONE 10000 0 0 Walt Disney Co/The Exchange Traded Equity Option - Put Option bought 254687106 1492 15800 SH Put SOLE NONE 15800 0 0 Zillow Group Inc Exchange Traded Equity Option - Put Option bought 98954M200 1953 61500 SH Put SOLE NONE 61500 0 0 Zillow Group Inc Exchange Traded Equity Option - Put Option bought 98954M200 251 7900 SH Put SOLE NONE 7900 0 0 Zoom Video Communications Inc Exchange Traded Equity Option - Put Option bought 98980L101 5399 50000 SH Put SOLE NONE 50000 0 0 Zoom Video Communications Inc Exchange Traded Equity Option - Put Option bought 98980L101 2699 25000 SH Put SOLE NONE 25000 0 0 Zoom Video Communications Inc Exchange Traded Equity Option - Put Option bought 98980L101 885 8200 SH Put SOLE NONE 8200 0 0 Zoom Video Communications Inc Exchange Traded Equity Option - Put Option bought 98980L101 2526 23400 SH Put SOLE NONE 23400 0 0 Zscaler Inc Exchange Traded Equity Option - Put Option bought 98980G102 3140 21000 SH Put SOLE NONE 21000 0 0 Bank of Nova Scotia Exchange Traded Equity Futures 064149107 88815 1500000 SH SOLE NONE 1500000 0 0 Canadian Imperial Bank of Commerce Exchange Traded Equity Futures 136069101 33978 700000 SH SOLE NONE 700000 0 0 ING Groep Exchange Traded Equity Futures 456837103 115867 11680100 SH SOLE NONE 11680100 0 0 TC ENERGY CORP Exchange Traded Equity Futures 87807B107 126916 2450000 SH SOLE NONE 2450000 0 0 TotalEnergies SE Exchange Traded Equity Futures 89151E109 276876 5259800 SH SOLE NONE 5259800 0 0