Managing Member

0001597506-23-000004.txt : 20231113 0001597506-23-000004.hdr.sgml : 20231113 20231113065048 ACCESSION NUMBER: 0001597506-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Warberg Asset Management LLC CENTRAL INDEX KEY: 0001597506 IRS NUMBER: 264016610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20991 FILM NUMBER: 231394959 BUSINESS ADDRESS: STREET 1: 716 OAK STREET CITY: WINNETKA STATE: IL ZIP: 60093 BUSINESS PHONE: 847-418-8333 MAIL ADDRESS: STREET 1: 716 OAK STREET CITY: WINNETKA STATE: IL ZIP: 60093 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001597506 XXXXXXXX 028-20991 09-30-2023 09-30-2023 Warberg Asset Management LLC

716 OAK STREET WINNETKA IL 60093

13F HOLDINGS REPORT 028-20991 N Daniel I Warsh Managing Member 4802069849 Daniel Warsh Winnetka, IL. IL 11-13-2023 0 244 495644732 INFORMATION TABLE 2 information_table.xml AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 110735 106000 PRN SOLE 0 0 106000 KULR TECHNOLOGY GROUP INC COM 50125G109 4127 11500 SH SOLE 11500 0 0 ALPHA STAR ACQUISITION CORP *W EXP 12/13/202 G0230C116 400 40000 SH SOLE 40000 0 0 INCEPTION GROWTH ACQUSTN LTD *W EXP 10/15/202 45333D112 8990 89900 SH SOLE 89900 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 3866499 3273000 PRN SOLE 0 0 3273000 ATI INC NOTE 3.500% 6/1 01741RAK8 5384521 2000000 PRN SOLE 0 0 2000000 BOX INC NOTE 1/1 10316TAB0 4096610 3786000 PRN SOLE 0 0 3786000 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 2453000 1060000 PRN SOLE 0 0 1060000 MEDICENNA THERAPEUTICS CORP COM 58490H107 5898 20000 SH SOLE 20000 0 0 AMPRIUS TECHNOLOGIES INC W EXP 09/14/202 03214Q116 130041 439138 SH SOLE 439138 0 0 INFINT ACQUISITION CORP *W EXP 99/99/999 G47862126 3392 90100 SH SOLE 90100 0 0 SMX SEC MATTERS PLC W EXP 03/07/202 G8267K117 607 53261 SH SOLE 53261 0 0 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