Managing Member

0001597506-22-000014.txt : 20221107 0001597506-22-000014.hdr.sgml : 20221107 20221107073225 ACCESSION NUMBER: 0001597506-22-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221107 DATE AS OF CHANGE: 20221107 EFFECTIVENESS DATE: 20221107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Warberg Asset Management LLC CENTRAL INDEX KEY: 0001597506 IRS NUMBER: 264016610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20991 FILM NUMBER: 221363741 BUSINESS ADDRESS: STREET 1: 716 OAK STREET CITY: WINNETKA STATE: IL ZIP: 60093 BUSINESS PHONE: 847-418-8333 MAIL ADDRESS: STREET 1: 716 OAK STREET CITY: WINNETKA STATE: IL ZIP: 60093 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001597506 XXXXXXXX 028-20991 09-30-2022 09-30-2022 Warberg Asset Management LLC

716 OAK STREET WINNETKA IL 60093

13F HOLDINGS REPORT 028-20991 N Daniel I Warsh Managing Member 8474188333 Daniel Warsh Winnetka, IL. IL 11-07-2022 0 294 578263 INFORMATION TABLE 2 information_table.xml BM TECHNOLOGIES INC *W EXP 01/04/202 05591L115 158 219926 SH SOLE 219926 0 0 SPREE ACQUISITION CORP 1 LTD *W EXP 12/22/202 G83745128 3 47154 SH SOLE 47154 0 0 CASSAVA SCIENCES INC COM 14817C107 293 7000 SH Put SOLE 7000 0 0 EXXON MOBIL CORP COM 30231G102 1484 17000 SH Call SOLE 17000 0 0 WORKSPORT LTD *W EXP 06/01/202 98139Q118 5 19716 SH SOLE 19716 0 0 WILLIAMS ROWLAND ACQUISITION COM 96951B102 112 11084 SH SOLE 11084 0 0 WEARABLE DEVICES LTD W EXP 09/14/202 M97838110 20 95965 SH SOLE 95965 0 0 VOXELJET AG ADS 92912L206 94 29240 SH SOLE 29240 0 0 VIRPAX PHARMACEUTICALS INC COM 928251107 23 19012 SH SOLE 19012 0 0 VIRIOS THERAPEUTICS INC COM 92829J104 74 200000 SH SOLE 200000 0 0 VICINITY MOTOR CORP COM 925654105 27 27157 SH SOLE 27157 0 0 VICARIOUS SURGICAL INC *W EXP 08/05/202 92561V117 50 112000 SH SOLE 112000 0 0 VERIFYME INC *W EXP 06/22/202 92346X115 10 38642 SH SOLE 38642 0 0 UNITED STS NAT GAS FD LP UNIT PAR 912318300 585 25000 SH Call SOLE 25000 0 0 TWITTER INC COM 90184L102 219 5000 SH Call SOLE 5000 0 0 TWIN VEE POWERCATS CO COM 90177C101 99 40500 SH SOLE 40500 0 0 TURMERIC ACQUISITION CORP CL A G9127T108 169 16867 SH SOLE 16867 0 0 TESLA INC COM 88160R101 3979 15000 SH Put SOLE 15000 0 0 TROIKA MEDIA GROUP INC *W EXP 04/13/202 89689F115 12 169464 SH SOLE 169464 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2049 20000 SH Put SOLE 20000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2049 20000 SH Call SOLE 20000 0 0 TIZIANA LIFE SCIENCES LTD COM G88912103 17 22000 SH SOLE 22000 0 0 TC BIOPHARM HOLDINGS PLC SPONSORED ADS 87807D103 4 12500 SH SOLE 12500 0 0 TC BIOPHARM HOLDINGS PLC *W EXP 02/08/202 87807D111 11 86667 SH SOLE 86667 0 0 TASTEMAKER ACQUISITION CORP COM CL A 876545104 145 14500 SH SOLE 14500 0 0 TALKSPACE INC *W EXP 06/21/202 87427V111 65 243725 SH SOLE 243725 0 0 SYSTEM1 INC *W EXP 99/99/999 87200P117 26 24100 SH SOLE 24100 0 0 SOUTHWESTERN ENERGY CO COM 845467109 200 32600 SH Call SOLE 32600 0 0 STRONGHOLD DIGITAL MINING IN CLASS A COM 86337R103 26 25000 SH SOLE 25000 0 0 STRAN & COMPANY INC *W EXP 11/01/202 86260J110 36 154575 SH SOLE 154575 0 0 STEREOTAXIS INC COM NEW 85916J409 18 10000 SH SOLE 10000 0 0 SPREE ACQUISITION CORP 1 LTD CL A ORD SHS G83745102 179 17713 SH SOLE 17713 0 0 SPLASH BEVERAGE GROUP INC *W EXP 06/15/202 84862C112 118 286859 SH SOLE 286859 0 0 SPIRE GLOBAL INC *W EXP 08/16/202 848560116 3 28867 SH SOLE 28867 0 0 SMART FOR LIFE INC COMMON STOCK 83204U103 5 12000 SH SOLE 12000 0 0 ISHARES SILVER TR ISHARES 46428Q109 963 55000 SH Call SOLE 55000 0 0 SHARPS TECHNOLOGY INC W EXP 04/13/202 82003F119 14 38847 SH SOLE 38847 0 0 SHAPEWAYS HOLDINGS INC *W EXP 10/31/202 81947T110 1 14668 SH SOLE 14668 0 0 SEQLL INC *W EXP 08/31/202 81734C114 2 22795 SH SOLE 22795 0 0 SAVERONE 2014 LTD W EXP 05/04/202 80516T113 52 173895 SH SOLE 173895 0 0 SAVE FOODS INC COM 80512Q303 19 10000 SH SOLE 10000 0 0 ROSECLIFF ACQUISITION CORP I COM CL A 77732R103 158 16077 SH SOLE 16077 0 0 RH NOTE 6/1 74967XAA1 21 16000 PRN SOLE 0 0 16000 RELIANCE GLOBAL GROUP INC *W EXP 02/01/202 75946W116 11 41519 SH SOLE 41519 0 0 RAIL VISION LTD *W EXP 03/27/202 M8186D114 5 59563 SH SOLE 59563 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 37416 140000 SH Put SOLE 140000 0 0 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 1882 1584000 PRN SOLE 0 0 1584000 SANABY HEALTH ACQUISITION CO CL A COM 79956P102 405 40000 SH SOLE 40000 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 1086 12366 SH SOLE 12366 0 0 RH NOTE 9/1 74967XAD5 324 250000 PRN SOLE 0 0 250000 Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 2352 2400000 PRN SOLE 0 0 2400000 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 2412 2130000 PRN SOLE 0 0 2130000 PRIME NO ACQUISITION I CORP COM CL A 74168P107 402 40421 SH SOLE 40421 0 0 PLUG PWR INC NOTE 3.750% 6/0 72919PAD5 14660 3485000 PRN SOLE 0 0 3485000 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 23959 10571000 PRN SOLE 0 0 10571000 PENN NATL GAMING INC NOTE 2.750% 5/1 707569AU3 218 156000 PRN SOLE 0 0 156000 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 10944 5902000 PRN SOLE 0 0 5902000 OPTIMUMBANK HLDGS INC COM 68401P403 286 70342 SH SOLE 70342 0 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 31870 10590000 PRN SOLE 0 0 10590000 OMNICELL COM NOTE 0.250% 9/1 68213NAD1 3096 2900000 PRN SOLE 0 0 2900000 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 44446 1121795 SH SOLE 1121795 0 0 NOVA LTD NOTE 10/1 66980MAB2 3461 2760000 PRN SOLE 0 0 2760000 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 1443 639000 PRN SOLE 0 0 639000 NEWBURY STREET ACQUISITN COR COM 65101L104 203 20730 SH SOLE 20730 0 0 NEW ENGLAND RLTY ASSOC LTD P DEPOSITRY RCPT 644206104 1291 16760 SH SOLE 16760 0 0 MONTEREY CAP ACQUISITION COR CLASS A COM 61244M109 354 35740 SH SOLE 35740 0 0 MOBIV ACQUISITION CORP CLASS A COM 60742N106 228 22750 SH SOLE 22750 0 0 MIDDLEBY CORP NOTE 1.000% 9/0 596278AB7 5770 5039000 PRN SOLE 0 0 5039000 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 798 471000 PRN SOLE 0 0 471000 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AD6 4845 1830000 PRN SOLE 0 0 1830000 MDH ACQUISITION CORP COM CL A 55283P106 399 40461 SH SOLE 40461 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 5529 4480000 PRN SOLE 0 0 4480000 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 5306 4479000 PRN SOLE 0 0 4479000 LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 6874 4333000 PRN SOLE 0 0 4333000 KBR INC NOTE 2.500%11/0 48242WAB2 6002 3456000 PRN SOLE 0 0 3456000 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 2258 104451 SH SOLE 104451 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 1897 87215 SH SOLE 87215 0 0 HERTZ GLOBAL HLDGS INC *W EXP 06/30/205 42806J148 5387 605332 SH SOLE 605332 0 0 HNR ACQUISITION CORP COM 40472A102 401 40002 SH SOLE 40002 0 0 HCI GROUP INC NOTE 4.250% 3/0 40416EAD5 1033 1209000 PRN SOLE 0 0 1209000 GOLDENSTONE ACQUISITION LTD COM 38136Y102 277 27823 SH SOLE 27823 0 0 GLOBAL BLOCKCHAIN ACQUI CORP COMMON STOCK 37961B104 395 40000 SH SOLE 40000 0 0 GARDINER HEALTHCARE ACQTS CO COMMON STOCK 365506104 278 27873 SH SOLE 27873 0 0 GFL ENVIRONMENTAL INC UNIT 99/99/9999T 36168Q120 3913 67927 SH SOLE 67927 0 0 FEUTUNE LIGHT ACQUISITION CO CL A COM 31561T102 248 24900 SH SOLE 24900 0 0 FG MERGER CORP COMMON STOCK 30324Y101 221 22068 SH SOLE 22068 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 8260 5000000 PRN SOLE 0 0 5000000 ETSY INC NOTE 0.125%10/0 29786AAJ5 3789 2834000 PRN SOLE 0 0 2834000 ENVISTA HOLDINGS CORPORATION NOTE 2.375% 6/0 29415FAB0 5167 3129000 PRN SOLE 0 0 3129000 ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 3501 3000000 PRN SOLE 0 0 3000000 DICKS SPORTING GOODS INC NOTE 3.250% 4/1 253393AD4 2817 862000 PRN SOLE 0 0 862000 DEEP MEDICINE ACQUISITION CO CLASS A COM 243733102 407 40389 SH SOLE 40389 0 0 DTE ENERGY CO UNIT 11/01/2022S 233331842 1002 20000 SH SOLE 20000 0 0 CONMED CORP NOTE 2.625% 2/0 207410AF8 883 807000 PRN SOLE 0 0 807000 COLLIERS INTL GROUP INC NOTE 4.000% 6/0 194693AB3 3339 2000000 PRN SOLE 0 0 2000000 CLOUDFLARE INC NOTE 0.750% 5/1 18915MAB3 2371 1485000 PRN SOLE 0 0 1485000 CHESAPEAKE ENERGY CORP *W EXP 02/09/202 165167180 22216 302383 SH SOLE 302383 0 0 CHESAPEAKE ENERGY CORP *W EXP 02/09/202 165167172 18456 241808 SH SOLE 241808 0 0 CHESAPEAKE ENERGY CORP *W EXP 02/09/202 165167164 31739 395369 SH SOLE 395369 0 0 BLOCKCHAIN MOON ACQUISITN CO COM 09370F109 400 40000 SH SOLE 40000 0 0 BANNIX ACQUISITION CORP COM 066644105 225 22500 SH SOLE 22500 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 10219 6390000 PRN SOLE 0 0 6390000 ALLSCRIPTS HEALTHCARE SOLUTI NOTE 0.875% 1/0 01988PAF5 5753 4500000 PRN SOLE 0 0 4500000 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 2764 2706000 PRN SOLE 0 0 2706000 ACRI CAPITAL ACQUISITION COR COM CL A 00501A101 447 44500 SH SOLE 44500 0 0 PYXIS TANKERS INC *W EXP 09/15/202 Y71726122 58 131051 SH SOLE 131051 0 0 PROTAGENIC THERAPEUTICS INC *W EXP 04/13/202 74365N111 12 285497 SH SOLE 285497 0 0 PROPERTY SOLUTIONS ACQUISITI COM CL A 74350A108 157 16000 SH SOLE 16000 0 0 PRIME NO ACQUISITION I CORP W EXP 07/31/202 74168P115 1 13658 SH SOLE 13658 0 0 PONO CAP TWO INC COM CL A 73245B107 183 18250 SH SOLE 18250 0 0 1847 GOEDEKER INC *W EXP 06/02/202 28252C117 93 742118 SH SOLE 742118 0 0 PLUS THERAPEUTICS INC COM NEW 72941H400 5 10000 SH SOLE 10000 0 0 PINE TECHNOLOGY ACQUISITN CO CLASS A COM 722850104 172 17502 SH SOLE 17502 0 0 PETVIVO HLDGS INC *W EXP 08/13/202 716817119 97 223953 SH SOLE 223953 0 0 PEPPERLIME HEALTH ACQUSTN CO CLASS A ORD SHS G70021103 141 14136 SH SOLE 14136 0 0 PAVMED INC *W EXP 04/30/202 70387R122 17 38000 SH SOLE 38000 0 0 PASITHEA THERAPEUTICS CORP *W EXP 08/12/202 70261F111 40 310883 SH SOLE 310883 0 0 PALISADE BIO INC COM 696389105 15 150000 SH SOLE 150000 0 0 PAGAYA TECHNOLOGIES LTD W EXP 09/01/202 M7S64L107 16 83731 SH SOLE 83731 0 0 PAN AMERN SILVER CORP COM 697900108 241 15200 SH Call SOLE 15200 0 0 ONFOLIO HOLDINGS INC W EXP 01/02/202 68277K124 51 282828 SH SOLE 282828 0 0 ONFOLIO HOLDINGS INC COM NEW 68277K207 41 35000 SH SOLE 35000 0 0 OCUPHIRE PHARMA INC COM 67577R102 42 21000 SH SOLE 21000 0 0 INVITAE CORP COM 46185L103 74 30000 SH Call SOLE 30000 0 0 NUSCALE PWR CORP W EXP 05/02/202 67079K118 157 75656 SH SOLE 75656 0 0 NORTHVIEW ACQUISITION CORP *W EXP 08/02/202 66718N111 4 77770 SH SOLE 77770 0 0 NEXTPLAT CORP *W EXP 06/02/202 68557F118 100 127530 SH SOLE 127530 0 0 NEXTNAV INC *W EXP 10/28/202 65345N114 23 45000 SH SOLE 45000 0 0 NEXGEL INC *W EXP 12/01/202 65344E115 3 10000 SH SOLE 10000 0 0 NEXALIN TECHNOLOGY INC W EXP 09/15/202 65345B110 7 40719 SH SOLE 40719 0 0 NEUROSENSE THERAPEUTICS LTD *W EXP 11/09/202 M74240116 19 81900 SH SOLE 81900 0 0 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 56 40000 PRN SOLE 0 0 40000 NETCAPITAL INC W EXP 07/12/202 64113L111 24 89460 SH SOLE 89460 0 0 MICROSTRATEGY INC CL A NEW 594972408 425 2000 SH Put SOLE 2000 0 0 MOBIQUITY TECHNOLOGIES INC *W EXP 12/03/202 60743F128 8 50368 SH SOLE 50368 0 0 MOBILICOM LTD W EXP 08/31/202 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SH SOLE 6010 0 0 KALEYRA INC *W EXP 11/25/202 483379111 9 90116 SH SOLE 90116 0 0 KAIROUS ACQUISITION CORP LTD *W EXP 09/15/202 G52131128 4 86667 SH SOLE 86667 0 0 JAWS HURRICANE ACQUISITN COR CLASS A COM 47201B103 108 11076 SH SOLE 11076 0 0 JATT ACQUISITION CORP SHS CL A G50752107 101 10000 SH SOLE 10000 0 0 IVEDA SOLUTIONS INC W EXP 04/01/202 46583A113 6 36286 SH SOLE 36286 0 0 IRON SPARK I INC CLASS A COM 46301G103 122 12283 SH SOLE 12283 0 0 INTEGRATED RAIL AND RES ACQ CL A COM 45827R106 129 12843 SH SOLE 12843 0 0 INTEL CORP COM 458140100 644 25000 SH Call SOLE 25000 0 0 INSULET CORP NOTE 0.375% 9/0 45784PAK7 149 126000 PRN SOLE 0 0 126000 INSPIRA TECHNOLOGIES OXY BHN *W EXP 06/30/202 M53637118 6 25000 SH SOLE 25000 0 0 INNOVATIVE EYEWEAR INC W EXP 08/16/202 45791D117 24 58495 SH SOLE 58495 0 0 INHIBIKASE THERAPEUTICS INC COM 45719W106 13 14493 SH SOLE 14493 0 0 INFINT ACQUISITION CORP *W EXP 99/99/999 G47862126 9 90100 SH SOLE 90100 0 0 INCEPTION GROWTH ACQUSTN LTD *W EXP 10/15/202 45333D112 6 90000 SH SOLE 90000 0 0 IN8BIO INC COM 45674E109 30 15000 SH SOLE 15000 0 0 IMAC HLDGS INC COM 44967K104 17 45000 SH SOLE 45000 0 0 HUBSPOT INC NOTE 0.375% 6/0 443573AD2 154 130000 SH SOLE 130000 0 0 ROBINHOOD MKTS INC COM CL A 770700102 303 30000 SH Put SOLE 30000 0 0 HEARTBEAM INC *W EXP 10/31/202 42238H116 47 80000 SH SOLE 80000 0 0 HARBOR CUSTOM DEVELOPMENT IN *W EXP 10/04/202 41150T124 29 165000 SH SOLE 165000 0 0 GROM SOCIAL ENTERPRISES INC *W EXP 06/17/202 39878L118 2 25021 SH SOLE 25021 0 0 GORILLA TECHNOLOGY GROUP INC W EXP 07/13/202 G4000K118 7 20000 SH SOLE 20000 0 0 GLADSTONE ACQUISITION CORP CLASS A COM 37653T108 110 10827 SH SOLE 10827 0 0 GLOBAL STAR ACQUISITION INC UNIT 07/15/2028 37962G201 175 17456 SH SOLE 17456 0 0 GETTY IMAGES HOLDINGS INC W EXP 07/22/202 374275113 1 29137 SH SOLE 29137 0 0 GENESIS UNICORN CAPITAL CORP CLASS A COM 37187C100 171 17043 SH SOLE 17043 0 0 GELESIS HLDGS INC *W EXP 01/13/202 36850R113 4 89400 SH SOLE 89400 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1780 73800 SH Call SOLE 73800 0 0 GCM GROSVENOR INC *W EXP 11/17/202 36831E116 39 66221 SH SOLE 66221 0 0 G MED INNOVATIONS HLDGS LTD *W EXP 06/30/202 G39462117 7 87576 SH SOLE 87576 0 0 FORAFRIC GLOBAL PLC W EXP 06/09/202 X3R81D110 4 10500 SH SOLE 10500 0 0 FINTECH ECOSYSTEM DEVE CLASS A COM 318136108 164 16256 SH SOLE 16256 0 0 FINANCIAL STRATEGIES ACQUISI *W EXP 03/31/202 31772T115 4 80000 SH SOLE 80000 0 0 FGI INDUSTRIES LTD *W EXP 01/21/202 G3302D111 50 121074 SH SOLE 121074 0 0 FG MERGER CORP W EXP 06/17/202 30324Y119 2 16546 SH SOLE 16546 0 0 FEUTUNE LIGHT ACQUISITION CO W EXP 06/01/202 31561T110 1 21596 SH SOLE 21596 0 0 FREEPORT-MCMORAN INC CL B 35671D857 273 10000 SH Call SOLE 10000 0 0 FAT PROJECTS ACQUISITION COR *W EXP 08/31/202 G3400W110 4 85000 SH SOLE 85000 0 0 EZFILL HOLDINGS INC COM NEW 302314208 15 25000 SH SOLE 25000 0 0 EVGO INC *W EXP 07/01/202 30052F118 122 65100 SH SOLE 65100 0 0 ESPORTS ENTMT GROUP INC COM 29667K306 46 370000 SH SOLE 370000 0 0 ENERGEM CORP *W EXP 11/15/202 G30449121 9 90000 SH SOLE 90000 0 0 EMBRACE CHANGE ACQUISITN COR UNIT 03/17/2027 G3034H133 127 12500 SH SOLE 12500 0 0 ELLIOTT OPPORTUNITY II CORP SHS CL A G30092103 98 10000 SH SOLE 10000 0 0 EF HUTTON ACQUISITION CORP I UNIT 11/18/2027 28201D208 133 13303 SH SOLE 13303 0 0 EDIBLE GARDEN AG INC W EXP 04/18/202 28059P113 10 103861 SH SOLE 103861 0 0 EDIBLE GARDEN AG INC COM 28059P105 13 20000 SH SOLE 20000 0 0 DASEKE INC COM 23753F107 76 14000 SH Call SOLE 14000 0 0 DRAFTKINGS INC NEW COM CL A 26142V105 182 12000 SH Put SOLE 12000 0 0 DIRECT DIGITAL HOLDINGS INC *W EXP 02/15/202 25461T113 16 60329 SH SOLE 60329 0 0 DIGITAL BRANDS GROUP INC COM 25401N101 1 10100 SH SOLE 10100 0 0 DEXCOM INC NOTE 0.750%12/0 252131AH0 148 75000 PRN SOLE 0 0 75000 DERMATA THERAPEUTICS INC *W EXP 08/13/202 249845116 9 99800 SH SOLE 99800 0 0 DENALI CAPITAL ACQUISITN COR CLASS A ORD G6256B106 176 17500 SH SOLE 17500 0 0 DATA STORAGE CORP *W EXP 05/13/202 23786R110 20 105312 SH SOLE 105312 0 0 CONX CORP COM CL A 212873103 150 15044 SH SOLE 15044 0 0 CONNEXA SPORTS TECHNOLOGIES COM NEW 831445200 7 20001 SH SOLE 20001 0 0 COMERA LIFE SCIENCES HLDGS I W EXP 03/15/202 20037C116 17 305440 SH SOLE 305440 0 0 COLISEUM ACQUISITION CORP CLASS A ORD SHS G2263T123 147 15000 SH SOLE 15000 0 0 CODIAK BIOSCIENCES INC COM 192010106 8 10000 SH SOLE 10000 0 0 CLEVER LEAVES HOLDINGS INC *W EXP 12/18/202 186760112 2 25000 SH SOLE 25000 0 0 CINGULATE INC *W EXP 12/03/202 17248W113 25 110032 SH SOLE 110032 0 0 CHICKEN SOUP FOR THE SOUL EN W EXP 10/22/202 16842Q134 1 19016 SH SOLE 19016 0 0 CELULARITY INC *W EXP 05/24/202 151190113 7 18200 SH SOLE 18200 0 0 CEA INDUSTRIES INC *W EXP 02/11/202 86887P119 38 256595 SH SOLE 256595 0 0 CANOO INC *W EXP 12/21/202 13803R110 17 42000 SH SOLE 42000 0 0 CANNA GLOBAL ACQUISITION COR *W EXP 11/30/202 13767K119 2 90100 SH SOLE 90100 0 0 CALLAWAY GOLF COMPANY NOTE 2.750% 5/0 131193AE4 97 75000 PRN SOLE 0 0 75000 PEABODY ENGR CORP COM 704551100 496 20000 SH Call SOLE 20000 0 0 BT BRANDS INC *W EXP 11/12/202 0557MQ115 11 64717 SH SOLE 64717 0 0 BRUUSH ORAL CARE INC W EXP 08/03/202 11750K120 6 15000 SH SOLE 15000 0 0 BOXED INC *W EXP 12/08/202 103174116 11 117100 SH SOLE 117100 0 0 BONE BIOLOGICS CORP *W EXP 10/13/202 098070113 13 99435 SH SOLE 99435 0 0 BITE ACQUISITION CORP COMMON STOCK 09175K105 105 10700 SH SOLE 10700 0 0 BIOAFFINITY TECHNOLOGIES INC W EXP 09/07/202 09076W117 7 19426 SH SOLE 19426 0 0 BED BATH & BEYOND INC COM 075896100 73 12000 SH SOLE 12000 0 0 BED BATH & BEYOND INC COM 075896100 134 22000 SH Put SOLE 22000 0 0 BAUDAX BIO INC COM NEW 07160F206 66 270000 SH SOLE 270000 0 0 BANYAN ACQUISITION CORPORATI CL A COM 06690B107 150 15000 SH SOLE 15000 0 0 BANNIX ACQUISITION CORP *W EXP 07/31/202 066644113 4 85700 SH SOLE 85700 0 0 AYTU BIOPHARMA INC COM NEW 054754874 12 65002 SH SOLE 65002 0 0 AURA FAT PROJS ACQUISITION C W EXP 03/31/202 G06362126 1 11392 SH SOLE 11392 0 0 AUDDIA INC *W EXP 10/17/202 05072K115 6 12768 SH SOLE 12768 0 0 ACTIVISION BLIZZARD INC COM 00507V109 4944 66500 SH Call SOLE 66500 0 0 ATLANTIC AVE ACQUISITION COR COM CL A 04906P101 119 11850 SH SOLE 11850 0 0 ATHENEX INC COM 04685N103 10 35500 SH SOLE 35500 0 0 ASSURE HLDGS CORP COM NEW 04625J204 13 20000 SH SOLE 20000 0 0 ASSERTIO HOLDINGS INC COM NEW 04546C205 43 19000 SH SOLE 19000 0 0 ASPIRA WOMENS HEALTH INC COM 04537Y109 6 15000 SH SOLE 15000 0 0 ARQIT QUANTUM INC *W EXP 11/02/202 G0567U119 22 24592 SH SOLE 24592 0 0 AROGO CAPITAL ACQUISITION CO *W EXP 03/23/202 042644112 5 90000 SH SOLE 90000 0 0 ARK ETF TR INNOVATION ETF 00214Q104 377 10000 SH Put SOLE 10000 0 0 ARK ETF TR INNOVATION ETF 00214Q104 207 5500 SH SOLE 5500 0 0 APTOSE BIOSCIENCES INC COM NEW 03835T200 7 11500 SH SOLE 11500 0 0 APPTECH PMTS CORP *W EXP 12/17/202 03834B127 34 225231 SH SOLE 225231 0 0 APPTECH PMTS CORP COM 03834B309 12 16954 SH SOLE 16954 0 0 APPLIED GENETIC TECHNOLOGIES COM 03820J100 8 30000 SH SOLE 30000 0 0 ANGHAMI INC *W EXP 02/03/202 G0369L119 8 52722 SH SOLE 52722 0 0 AMPCO-PITTSBURG CORP *W EXP 08/01/202 032037111 21 84200 SH SOLE 84200 0 0 AMESITE INC COM 031094105 101 417850 SH SOLE 417850 0 0 AMERICAN REBEL HOLDINGS INC *W EXP 01/20/202 02919L117 11 190100 SH SOLE 190100 0 0 ALPHA TAU MEDICAL LTD *W EXP 03/07/202 M0740A116 11 24200 SH SOLE 24200 0 0 ALPHA STAR ACQUISITION CORP *W EXP 12/13/202 G0230C116 3 80000 SH SOLE 80000 0 0 ALLEGO N V *W EXP 03/16/202 N0796A118 10 22500 SH SOLE 22500 0 0 AINOS INC W EXP 07/29/202 00902F113 27 35500 SH SOLE 35500 0 0 AIMFINITY INVESTMENT CORP I UNIT 04/21/2027 G0135E142 197 20000 SH SOLE 20000 0 0 AGRIFORCE GROWING SYSTEMS LT *W EXP 02/01/202 C00948114 14 60401 SH SOLE 60401 0 0 AGILE THERAPEUTICS INC COM NEW 00847L209 5 17500 SH SOLE 17500 0 0 AETHERIUM ACQUISITION CORP CLASS A COM 00809J101 100 10000 SH SOLE 10000 0 0 AGNICO EAGLE MINES LTD COM 008474108 380 9000 SH Call SOLE 9000 0 0 ACRI CAPITAL ACQUISITION COR W EXP 02/01/202 00501A119 1 15261 SH SOLE 15261 0 0 ACLARION INC W EXP 04/21/202 655187110 7 28647 SH SOLE 28647 0 0 ACCRETION ACQUISITION CORP *W EXP 03/01/202 00438Y115 4 87348 SH SOLE 87348 0 0 ZIVO BIOSCIENCE INC *W EXP 05/14/202 98978N119 51 84654 SH SOLE 84654 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 9486 35500 SH SOLE 35500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 25003 70000 SH Call SOLE 70000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 119512 334600 SH Put SOLE 334600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7501 21000 SH SOLE 21000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1801 25000 SH Put SOLE 25000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1368 19000 SH SOLE 19000 0 0 FISKER INC CL A COM STK 33813J106 1542 204300 SH Put SOLE 204300 0 0 FISKER INC CL A COM STK 33813J106 157 20800 SH SOLE 20800 0 0 CARVANA CO CL A 146869102 203 10000 SH Put SOLE 10000 0 0 CARVANA CO CL A 146869102 203 10000 SH SOLE 10000 0 0 APPLE INC COM 037833100 3455 25000 SH Put SOLE 25000 0 0 APPLE INC COM 037833100 2209 16000 SH SOLE 16000 0 0 VALUENCE MERGER CORP I CLASS A ORD SHS G9R16L100 359 35205 SH SOLE 35205 0 0 OXBRIDGE ACQUISITION CORP COM CL A G6855L109 403 40000 SH SOLE 40000 0 0 NOBLE ROCK ACQUISITION CORP CL A SHS G6546R101 212 21324 SH SOLE 21324 0 0 INTL GNRL INSURANCE HLDNGS L *W EXP 03/17/202 G4809J114 455 799088 SH SOLE 799088 0 0 G SQUARED ASCEND I INC SHS CL A G4204R109 397 40000 SH SOLE 40000 0 0 EVERGREEN CORPORATION CLASS A ORD SHS G3312W109 208 20636 SH SOLE 20636 0 0 AURA FAT PROJS ACQUISITION C CLASS A ORD G06362100 252 25000 SH SOLE 25000 0 0 AUSTERLITZ ACQUISITION CORP COM CL A G0633U101 392 40000 SH SOLE 40000 0 0 AUSTERLITZ ACQUISITION CORP SHS CL A G0633D109 290 29600 SH SOLE 29600 0 0 ALPHA STAR ACQUISITION CORP ORDINARY SHARES G0230C108 213 21103 SH SOLE 21103 0 0 ZENDESK INC NOTE 0.250% 3/1 98936JAB7 3071 2500000 PRN SOLE 0 0 2500000 VISION SENSING ACQUISITION C CLASS A COM 92838J103 405 40043 SH SOLE 40043 0 0 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 3676 3286000 PRN SOLE 0 0 3286000 26 CAPITAL ACQUISITION CORP COM CL A 90138P100 395 40000 SH SOLE 40000 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 1498 117000 PRN SOLE 0 0 117000 TERADYNE INC NOTE 1.250%12/1 880770AG7 411 173000 PRN SOLE 0 0 173000 SURGEPAYS INC *W EXP 10/22/202 86882L113 1166 911236 SH SOLE 911236 0 0 SOUTH JERSEY INDS INC UNIT 04/01/2024 838518306 1198 17960 SH SOLE 17960 0 0