Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | Brown Brothers Harriman & Co. |
b. Street 1 | Unavailable |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 00000 |
g. Telephone number (including country code if foreign) | Unavailable |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as administrator, custodian, transfer agent and securities lending agent. |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | The Bank of New York Mellon |
b. Street 1 | 240 Greenwich Street |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10286 |
g. Telephone number (including country code if foreign) | 1-212-495-1784 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as administrator, custodian and transfer agent. |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | SummerHaven Investment Management, LLC |
b. Street 1 | 1286 East Main Street, Fourth Floor |
Street 2 | |
c. City | Stamford |
d. State, if applicable |
CONNECTICUT
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 06902 |
g. Telephone number (including country code if foreign) | 1-203-352-2700 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as sub-advisor |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | ALPS Distributors, Inc. |
b. Street 1 | 1290 Broadway |
Street 2 | Suite 1000 |
c. City | Denver |
d. State, if applicable |
COLORADO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 80203-5603 |
g. Telephone number (including country code if foreign) | 303-623-2577 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as principal underwriter. |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | USCF Advisers, LLC |
b. Street 1 | 1850 Mt. Diablo Blvd. |
Street 2 | Suite 640 |
c. City | Walnut Creek |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 94596 |
g. Telephone number (including country code if foreign) | 510-522-9600 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as investment adviser. |
Director Record:
1 |
a. Full Name | Stuart P. Crumbaugh |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-23213 |
Director Record:
2 |
a. Full Name | John D. Schwartz |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-23213 |
Director Record:
3 |
a. Full Name | H. Abram Wilson |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-23213 |
Director Record:
4 |
a. Full Name | Thomas E. Gard |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-23213 |
Director Record:
5 |
a. Full Name | Nicholas D. Gerber |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-23213 |
Director Record:
6 |
a. Full Name | Jeremy Henderson |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-23213 |
Director Record:
7 |
a. Full Name | Andrew F Ngim |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-23213 |